New User? Sign Up | Sign In

Insider Trading - Pzena Investment Management Inc. (PZN)

Select Time period:

Enter Stock Symbol or Cik: Cik Lookup...

Search By Company or Insider Name:
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

Email a friend >>...

SPAC List: List of Special Purpose Acquisition Companies

PZN Insider Trading Transactions for Pzena Investment Management Inc.
Goto page 0, 1, Next

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-12-18
Sale
2020-12-29
4:48 pm
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
401 $7.9012 $3,168 228,598
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2018-12-19
Option Award
2019-02-07
5:35 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Director
60,301 $0 129,285
(Direct)
View
2019-01-01
Option Award
2019-03-05
5:46 pm
N/A
N/A
Pzena Investment Management Inc. PZN Pzena Richard Stanton
CEO
Chairman
322,837 $0 17,947,720
(Indirect)
View
2019-01-01
Option Award
2019-03-05
5:46 pm
N/A
N/A
Pzena Investment Management Inc. PZN Pzena Richard Stanton
CEO
Chairman
322,837 $0 17,947,720
(Indirect)
View
2019-09-16
Exercise
2019-09-18
5:14 pm
N/A
N/A
Pzena Investment Management Inc. PZN Doran Jessica R
CFO
3,000 $0 8,307
(Indirect)
View
2019-09-16
Tax Withholding
2019-09-18
5:14 pm
N/A
N/A
Pzena Investment Management Inc. PZN Doran Jessica R
CFO
2,594 $9.83 5,713
(Indirect)
View
2019-09-16
Exercise
2019-09-18
5:14 pm
2009-12-21
2019-12-21
Pzena Investment Management Inc. PZN Doran Jessica R
CFO
3,000 $0 0
(Direct)
View
2019-09-16
Exercise
2019-09-18
5:14 pm
N/A
N/A
Pzena Investment Management Inc. PZN Doran Jessica R
CFO
3,000 $0 8,307
(Indirect)
View
2019-09-16
Tax Withholding
2019-09-18
5:14 pm
N/A
N/A
Pzena Investment Management Inc. PZN Doran Jessica R
CFO
2,594 $9.83 5,713
(Indirect)
View
2019-11-29
Exercise
2019-12-03
4:49 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
100,000 $0 316,308
(Direct)
View
2019-11-29
Tax Withholding
2019-12-03
4:49 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
94,700 $8.89 221,608
(Direct)
View
2019-11-29
Exercise
2019-12-03
4:49 pm
N/A
2019-11-29
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
100,000 $0 135,000
(Direct)
View
2019-12-12
Exercise
2019-12-16
4:21 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
30,000 $0 251,608
(Direct)
View
2019-12-12
Tax Withholding
2019-12-16
4:21 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
28,353 $8.81 223,255
(Direct)
View
2019-12-12
Exercise
2019-12-16
4:21 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
50,000 $0 273,255
(Direct)
View
2019-12-12
Tax Withholding
2019-12-16
4:21 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
47,114 $8.94 226,141
(Direct)
View
2019-12-12
Exercise
2019-12-16
4:21 pm
N/A
2019-12-21
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
30,000 $0 105,000
(Direct)
View
2019-12-12
Exercise
2019-12-16
4:21 pm
N/A
2019-12-21
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
50,000 $0 55,000
(Direct)
View
2019-12-19
Exercise
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,882 $0 720,209
(Indirect)
View
2019-12-19
Tax Withholding
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
2,857 $7.06 717,352
(Indirect)
View
2019-12-19
Exercise
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
51,948 $0 769,300
(Indirect)
View
2019-12-19
Tax Withholding
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
25,236 $7.57 744,064
(Indirect)
View
2019-12-19
Exercise
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
55,000 $0 281,141
(Direct)
View
2019-12-19
Tax Withholding
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
52,142 $8.9 228,999
(Direct)
View
2019-12-19
Exercise
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,882 $0 23,531
(Direct)
View
2019-12-19
Exercise
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,882 $0 720,209
(Indirect)
View
2019-12-19
Tax Withholding
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
2,857 $7.06 717,352
(Indirect)
View
2019-12-19
Exercise
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
51,948 $0 155,845
(Direct)
View
2019-12-19
Exercise
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
51,948 $0 769,300
(Indirect)
View
2019-12-19
Tax Withholding
2019-12-23
4:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
25,236 $7.57 744,064
(Indirect)
View
2019-12-19
Exercise
2019-12-23
4:28 pm
N/A
2019-12-21
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
55,000 $0 0
(Direct)
View
2020-01-01
Option Award
2020-01-03
6:08 pm
N/A
N/A
Pzena Investment Management Inc. PZN Pzena Richard Stanton
CEO
Chairman
239,596 $0 18,187,316
(Indirect)
View
2020-01-01
Option Award
2020-01-03
6:08 pm
N/A
N/A
Pzena Investment Management Inc. PZN Pzena Richard Stanton
CEO
Chairman
239,596 $0 18,187,316
(Indirect)
View
2019-12-31
Exercise
2020-01-03
6:11 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
70,748 $0 4,917,033
(Indirect)
View
2019-12-31
Exercise
2020-01-03
6:11 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
70,748 $0 4,917,033
(Indirect)
View
2019-12-31
Exercise
2020-01-03
6:11 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
70,748 $0 139,708
(Direct)
View
2019-12-31
Exercise
2020-01-03
6:13 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Director
64,948 $0 4,230,922
(Indirect)
View
2019-12-31
Option Award
2020-01-03
6:13 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Director
221,331 $0 4,452,253
(Indirect)
View
2019-12-31
Exercise
2020-01-03
6:13 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Director
64,948 $0 4,230,922
(Indirect)
View
2019-12-31
Exercise
2020-01-03
6:13 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Director
64,948 $0 64,337
(Direct)
View
2019-12-31
Option Award
2020-01-03
6:13 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Director
221,331 $0 4,452,253
(Indirect)
View
2019-12-31
Option Award
2020-01-03
6:14 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
16,800 $0 760,864
(Indirect)
View
2019-12-31
Option Award
2020-01-03
6:14 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
773,450 $0 773,450
(Indirect)
View
2019-12-31
Option Award
2020-01-03
6:14 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
16,800 $0 760,864
(Indirect)
View
2019-12-31
Option Award
2020-01-03
6:15 pm
N/A
N/A
Pzena Investment Management Inc. PZN Doran Jessica R
CFO
184,154 $0 184,154
(Indirect)
View
2019-12-31
Option Award
2020-01-03
6:17 pm
N/A
N/A
Pzena Investment Management Inc. PZN Fire Evan K.
COO
368,309 $0 368,309
(Indirect)
View
2019-12-31
Option Award
2020-01-03
6:17 pm
N/A
N/A
Pzena Investment Management Inc. PZN Fire Evan K.
COO
3,151 $0 3,151
(Direct)
View
2020-01-01
Option Award
2020-01-03
6:18 pm
N/A
N/A
Pzena Investment Management Inc. PZN JOHNSTON CHARLES D
Director
11,600 $8.62 72,611
(Direct)
View
2020-01-01
Option Award
2020-01-03
6:18 pm
N/A
N/A
Pzena Investment Management Inc. PZN Galbraith Steven M
Director
11,600 $8.62 142,752
(Direct)
View
2020-01-01
Option Award
2020-01-03
6:19 pm
N/A
N/A
Pzena Investment Management Inc. PZN Meyerowich Richard P.
Director
12,180 $8.62 148,205
(Direct)
View
2020-01-01
Option Award
2020-01-03
6:20 pm
N/A
N/A
Pzena Investment Management Inc. PZN GREENBLATT JOEL
Director
11,020 $8.62 137,860
(Direct)
View
2020-02-28
Option Award
2020-03-03
5:53 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
221,729 $0 5,138,762
(Indirect)
View
2020-02-28
Option Award
2020-03-03
5:53 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
221,729 $4.51 5,138,762
(Indirect)
View
2020-04-06
Disposition
2020-04-07
4:16 pm
N/A
N/A
Pzena Investment Management Inc. PZN JOHNSTON CHARLES D
Director
11,600 $0 65,309
(Direct)
View
2020-04-06
Disposition
2020-04-07
4:17 pm
N/A
N/A
Pzena Investment Management Inc. PZN Galbraith Steven M
Director
11,600 $0 140,391
(Direct)
View
2020-04-06
Disposition
2020-04-07
4:18 pm
N/A
N/A
Pzena Investment Management Inc. PZN Meyerowich Richard P.
Director
12,180 $0 145,607
(Direct)
View
2020-04-06
Disposition
2020-04-07
4:19 pm
N/A
N/A
Pzena Investment Management Inc. PZN GREENBLATT JOEL
Director
11,020 $0 135,775
(Direct)
View
2020-05-31
Option Award
2020-06-04
5:14 pm
N/A
N/A
Pzena Investment Management Inc. PZN Fire Evan K.
COO
1,064 $0 11,212
(Indirect)
View
2020-05-31
Option Award
2020-06-04
5:14 pm
N/A
N/A
Pzena Investment Management Inc. PZN Fire Evan K.
COO
1,064 $2.82 11,212
(Indirect)
View
2020-10-21
Option Award
2020-10-22
5:37 pm
N/A
N/A
Pzena Investment Management Inc. PZN JOHNSTON CHARLES D
Director
9,433 $5.3 75,564
(Direct)
View
2020-10-21
Option Award
2020-10-22
5:38 pm
N/A
N/A
Pzena Investment Management Inc. PZN Galbraith Steven M
Director
9,433 $5.3 151,589
(Direct)
View
2020-10-21
Option Award
2020-10-22
5:40 pm
N/A
N/A
Pzena Investment Management Inc. PZN Meyerowich Richard P.
Director
9,905 $5.3 157,343
(Direct)
View
2020-10-21
Option Award
2020-10-22
5:42 pm
N/A
N/A
Pzena Investment Management Inc. PZN GREENBLATT JOEL
Director
8,962 $5.3 146,444
(Direct)
View
2020-12-16
Exercise
2020-12-18
4:51 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,617 $0 766,481
(Indirect)
View
2020-12-16
Tax Withholding
2020-12-18
4:51 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,528 $7.82 760,953
(Indirect)
View
2020-12-16
Exercise
2020-12-18
4:51 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,617 $0 766,481
(Indirect)
View
2020-12-16
Tax Withholding
2020-12-18
4:51 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,528 $7.82 760,953
(Indirect)
View
2020-12-16
Exercise
2020-12-18
4:51 pm
2012-12-20
2020-12-20
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,617 $0 0
(Direct)
View
2020-12-19
Exercise
2020-12-22
5:00 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,882 $0 766,835
(Indirect)
View
2020-12-19
Exercise
2020-12-22
5:00 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
51,948 $0 818,783
(Indirect)
View
2020-12-19
Exercise
2020-12-22
5:00 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,882 $0 17,649
(Direct)
View
2020-12-19
Exercise
2020-12-22
5:00 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
5,882 $0 766,835
(Indirect)
View
2020-12-19
Exercise
2020-12-22
5:00 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
51,948 $0 103,897
(Direct)
View
2020-12-19
Exercise
2020-12-22
5:00 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
51,948 $0 818,783
(Indirect)
View
2021-01-01
Option Award
2021-01-05
8:18 pm
N/A
N/A
Pzena Investment Management Inc. PZN Galbraith Steven M
Director
13,698 $7.3 166,002
(Direct)
View
2021-01-01
Option Award
2021-01-05
8:20 pm
N/A
N/A
Pzena Investment Management Inc. PZN GREENBLATT JOEL
Director
13,013 $7.3 160,147
(Direct)
View
2021-01-01
Exercise
2021-01-05
8:22 pm
N/A
N/A
Pzena Investment Management Inc. PZN JOHNSTON CHARLES D
Director
11,070 $0 41,070
(Direct)
View
2021-01-01
Option Award
2021-01-05
8:22 pm
N/A
N/A
Pzena Investment Management Inc. PZN JOHNSTON CHARLES D
Director
13,698 $7.3 89,619
(Direct)
View
2021-01-01
Exercise
2021-01-05
8:22 pm
N/A
N/A
Pzena Investment Management Inc. PZN JOHNSTON CHARLES D
Director
11,070 $0 78,549
(Direct)
View
2021-01-01
Option Award
2021-01-05
8:24 pm
N/A
N/A
Pzena Investment Management Inc. PZN Meyerowich Richard P.
Director
14,383 $7.3 172,468
(Direct)
View
2021-01-01
Option Award
2021-01-05
8:26 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
21,413 $0 840,196
(Indirect)
View
2021-01-01
Option Award
2021-01-05
8:26 pm
N/A
N/A
Pzena Investment Management Inc. PZN Cai Chenyu Caroline
VP
21,413 $0 840,196
(Indirect)
View
2020-12-31
Exercise
2021-01-05
8:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Fire Evan K.
COO
787 $0 11,999
(Indirect)
View
2020-12-31
Exercise
2021-01-05
8:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Fire Evan K.
COO
787 $0 11,999
(Indirect)
View
2020-12-31
Exercise
2021-01-05
8:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Fire Evan K.
COO
787 $0 2,364
(Direct)
View
2020-12-31
Option Award
2021-01-05
8:28 pm
N/A
N/A
Pzena Investment Management Inc. PZN Fire Evan K.
COO
4,014 $0 6,378
(Direct)
View
2021-01-01
Option Award
2021-01-05
8:31 pm
N/A
N/A
Pzena Investment Management Inc. PZN Doran Jessica R
CFO
4,282 $0 9,995
(Indirect)
View
2021-01-01
Option Award
2021-01-05
8:31 pm
N/A
N/A
Pzena Investment Management Inc. PZN Doran Jessica R
CFO
4,282 $0 9,995
(Indirect)
View
2021-01-01
Option Award
2021-01-05
8:33 pm
N/A
N/A
Pzena Investment Management Inc. PZN Pzena Richard Stanton
CEO
Chairman
276,084 $0 18,463,400
(Indirect)
View
2021-01-01
Option Award
2021-01-05
8:33 pm
N/A
N/A
Pzena Investment Management Inc. PZN Pzena Richard Stanton
CEO
Chairman
276,084 $0 18,463,400
(Indirect)
View
2020-12-31
Gift
2021-01-05
8:35 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
200,000 $0 4,938,762
(Indirect)
View
2020-12-31
Exercise
2021-01-05
8:35 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
70,749 $0 5,009,511
(Indirect)
View
2020-12-31
Option Award
2021-01-05
8:35 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
150,000 $0 5,159,511
(Indirect)
View
2020-12-31
Gift
2021-01-05
8:35 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
200,000 $0 4,938,762
(Indirect)
View
2020-12-31
Exercise
2021-01-05
8:35 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
70,749 $0 5,009,511
(Indirect)
View
2020-12-31
Exercise
2021-01-05
8:35 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
70,749 $0 68,959
(Direct)
View
2020-12-31
Option Award
2021-01-05
8:35 pm
N/A
N/A
Pzena Investment Management Inc. PZN Goetz John Paul
CIO
150,000 $0 5,159,511
(Indirect)
View
2020-12-31
Gift
2021-01-05
8:37 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Pres Marketing/Client Srvc
75,000 $0 4,377,253
(Indirect)
View
2020-12-31
Exercise
2021-01-05
8:37 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Pres Marketing/Client Srvc
34,186 $0 4,411,439
(Indirect)
View
2020-12-31
Option Award
2021-01-05
8:37 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Pres Marketing/Client Srvc
100,000 $0 4,511,439
(Indirect)
View
2020-12-31
Gift
2021-01-05
8:37 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Pres Marketing/Client Srvc
75,000 $0 4,377,253
(Indirect)
View
2020-12-31
Exercise
2021-01-05
8:37 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Pres Marketing/Client Srvc
34,186 $0 4,411,439
(Indirect)
View
2020-12-31
Exercise
2021-01-05
8:37 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Pres Marketing/Client Srvc
34,186 $0 30,151
(Direct)
View
2020-12-31
Option Award
2021-01-05
8:37 pm
N/A
N/A
Pzena Investment Management Inc. PZN Lipsey William Louis
Pres Marketing/Client Srvc
100,000 $0 4,511,439
(Indirect)
View
2021-02-23
Option Award
2021-02-24
6:12 pm
N/A
N/A
Pzena Investment Management Inc. PZN Jeffries Shavar Dakel
Director
5,074 $0 5,074
(Direct)
View
Goto page 0, 1, Next