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Insider Trading - BROADWOOD CAPITAL INC

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for BROADWOOD CAPITAL INC
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-01-02
Purchase
2020-01-06
6:38 pm
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
1,391,466 $2.156 $3,000,001 13,666,204
(Direct
Indirect)
View
2019-11-13
Purchase
2019-11-15
5:57 pm
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
1,176,471 $1.7 $2,000,001 12,274,738
(Direct
Indirect)
View
2019-09-11
Purchase
2019-09-13
4:57 pm
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
2,000,000 $1.66 $3,320,000 11,098,267
(Direct
Indirect)
View
2019-08-13
Purchase
2019-08-15
7:05 pm
Lineage Cell Therapeutics Inc. LCTX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
24,553 $0.9793 $24,045 34,005,380
(Direct
Indirect)
View
2019-07-02
Purchase
2019-07-02
5:16 pm
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
1,000,000 $2 $2,000,000 9,098,267
(Direct
Indirect)
View
2019-05-03
Purchase
2019-05-03
6:39 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
100,000 $22.23 $2,223,000 10,840,630
(Direct
Indirect)
View
2019-02-08
Purchase
2019-02-12
5:23 pm
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
533,333 $3.75 $1,999,999 8,098,267
(Direct
Indirect)
View
2018-03-28
Purchase
2018-03-30
4:28 pm
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
3,968,254 $1.26 $5,000,000 7,564,934
(Direct
Indirect)
View
2017-10-16
Purchase
2017-10-18
5:34 pm
Asterias Biotherapeutics Inc. BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
See Remarks Section
1,592,308 $2.6 $4,140,001 5,292,156
(Direct
Indirect)
View
2017-10-13
Purchase
2017-10-17
5:58 pm
BIOTIME INC BTX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
2,692,307 $2.6 $6,999,998 29,971,560
(Direct
Indirect)
View
2017-09-15
Sale
2017-09-18
5:22 pm
COMARCO INC CMRO BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
1,548,636 $0.001 $1,549 0
(Direct
Indirect)
View
2017-08-22
Purchase
2017-08-24
6:58 pm
BIOTIME INC BTX BROADWOOD PARTNERS L.P.
BRADSHER NEAL C
BROADWOOD CAPITAL INC
Director
10% Owner
10,000 $2.595 $25,955 27,279,254
(Direct
Indirect)
View
2017-07-31
Purchase
2017-08-02
6:37 pm
BIOTIME INC BTX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
150,000 $2.8 $420,000 27,269,254
(Direct
Indirect)
View
2017-02-15
Purchase
2017-02-17
5:02 pm
BIOTIME INC BTX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
2,222,222 $2.7 $6,000,000 27,119,254
(Direct
Indirect)
View
2016-06-28
Purchase
2016-06-30
5:00 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
14,144 $5.238 $74,081 10,855,179
(Direct
Indirect)
View
2016-06-21
Purchase
2016-06-23
5:16 pm
BIOTIME INC BTX BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
2,732,636 $2.39 $6,531,000 24,897,032
(Direct
Indirect)
View
2016-05-23
Purchase
2016-05-25
5:32 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
77,842 $5.161 $401,729 10,841,035
(Direct
Indirect)
View
2016-05-17
Purchase
2016-05-19
5:35 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BRADSHER NEAL C
BROADWOOD CAPITAL INC
10% Owner
9,313 $5.228 $48,693 10,763,193
(Direct
Indirect)
View
2016-05-12
Purchase
2016-05-16
5:56 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
336,210 $5.495 $1,847,432 10,753,880
(Direct
Indirect)
View
2016-05-13
Purchase
2016-05-13
5:33 pm
Asterias Biotherapeutics Inc. AST BROADWOOD PARTNERS LP
BRADSHER NEAL C
BROADWOOD CAPITAL INC
See Remarks Section
2,058,823 $0 $0 3,699,848
(Direct
Indirect)
View
2016-02-11
Purchase(A)
2016-02-16
7:00 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
554,066 $6.01 $3,329,937 10,417,670
(Direct
Indirect)
View
2016-02-11
Purchase
2016-02-16
5:18 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
554,066 $6.01 $3,329,937 10,417,670
(Direct
Indirect)
View
2016-02-05
Purchase
2016-02-09
4:54 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
91,770 $6.246 $573,207 9,863,604
(Direct
Indirect)
View
2016-02-02
Purchase
2016-02-04
5:04 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
121,599 $6.405 $778,812 9,771,834
(Direct
Indirect)
View
2016-01-28
Purchase
2016-02-01
5:11 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BRADSHER NEAL C
BROADWOOD CAPITAL INC
10% Owner
65,983 $6.481 $427,635 9,650,235
(Direct
Indirect)
View
2016-01-25
Purchase
2016-01-27
5:59 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BRADSHER NEAL C
BROADWOOD CAPITAL INC
10% Owner
239,013 $6.635 $1,585,800 9,584,252
(Direct
Indirect)
View
2016-01-20
Purchase
2016-01-22
5:21 pm
BIOTIME INC BTX BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
300,000 $2.35 $705,000 22,164,396
(Direct
Indirect)
View
2016-01-19
Purchase
2016-01-21
5:22 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
72,858 $6.748 $491,621 9,345,239
(Direct
Indirect)
View
2016-01-13
Purchase
2016-01-15
5:13 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BRADSHER NEAL C
BROADWOOD CAPITAL INC
10% Owner
135,725 $6.728 $913,178 9,272,381
(Direct
Indirect)
View
2016-01-08
Purchase
2016-01-12
5:00 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
86,586 $6.831 $591,485 9,136,656
(Direct
Indirect)
View
2016-01-05
Purchase
2016-01-07
6:29 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BRADSHER NEAL C
BROADWOOD CAPITAL INC
10% Owner
267,047 $6.95 $1,856,079 9,050,070
(Direct
Indirect)
View
2015-12-30
Purchase
2016-01-04
5:28 pm
STAAR SURGICAL CO STAA BROADWOOD PARTNERS LP
BRADSHER NEAL C
BROADWOOD CAPITAL INC
10% Owner
165,461 $7.109 $1,176,188 8,783,023
(Direct
Indirect)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-01-02
Other
2020-01-03
7:00 pm
N/A
N/A
STAAR SURGICAL CO STAA BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
41,220 $0 10,799,410
(Direct)
View
2020-01-02
Other
2020-01-03
7:00 pm
N/A
N/A
STAAR SURGICAL CO STAA BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $0 10,799,410
(Indirect)
View
2019-04-16
Other
2019-04-18
6:35 pm
N/A
N/A
BIOTIME INC BTX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
251,835 $1.32 33,980,824
(Direct)
View
2019-04-16
Other
2019-04-18
6:35 pm
N/A
N/A
BIOTIME INC BTX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
0 $0 33,980,824
(Indirect)
View
2019-03-08
Other
2019-03-12
4:58 pm
N/A
N/A
Asterias Biotherapeutics Inc. BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
See Remarks Below
5,292,156 $0 0
(Direct)
View
2019-03-08
Other
2019-03-12
4:58 pm
N/A
N/A
Asterias Biotherapeutics Inc. BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
See Remarks Below
0 $0 0
(Indirect)
View
2019-03-08
Other
2019-03-12
4:45 pm
N/A
N/A
BIOTIME INC BTX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
3,757,430 $0 33,728,992
(Direct)
View
2019-03-08
Other
2019-03-12
4:45 pm
N/A
N/A
BIOTIME INC BTX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
Director
10% Owner
0 $0 33,728,992
(Indirect)
View
2018-10-01
Other
2018-10-03
6:54 pm
N/A
N/A
STAAR SURGICAL CO STAA BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
114,549 $0 10,740,630
(Direct)
View
2018-10-01
Other
2018-10-03
6:54 pm
N/A
N/A
STAAR SURGICAL CO STAA BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $0 10,740,630
(Indirect)
View
2017-09-11
Purchase
2017-09-13
6:35 pm
N/A
N/A
COMARCO INC CMRO BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
5,000,000 $0 18,026,500
(Direct)
View
2017-09-11
Purchase
2017-09-13
6:35 pm
N/A
N/A
COMARCO INC CMRO BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $0 18,026,500
(Indirect)
View
2017-09-11
Other
2017-09-13
6:35 pm
N/A
N/A
COMARCO INC CMRO BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
18,026,500 $0.05 18,026,500
(Direct)
View
2017-09-11
Other
2017-09-13
6:35 pm
N/A
N/A
COMARCO INC CMRO BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $0.05 18,026,500
(Indirect)
View
2017-07-21
Exercise
2017-07-25
5:14 pm
N/A
N/A
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
540,000 $3.25 270,000
(Direct)
View
2017-07-21
Exercise
2017-07-25
5:14 pm
N/A
N/A
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $3.25 270,000
(Indirect)
View
2017-07-21
Exercise
2017-07-25
5:14 pm
N/A
2021-10-17
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
540,000 $3.25 270,000
(Direct)
View
2017-07-21
Exercise
2017-07-25
5:14 pm
N/A
2021-10-17
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $3.25 270,000
(Indirect)
View
2017-07-21
Other
2017-07-25
5:14 pm
N/A
2022-07-21
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
270,000 $3.25 270,000
(Direct)
View
2017-07-21
Other
2017-07-25
5:14 pm
N/A
2022-07-21
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $3.25 270,000
(Indirect)
View
2017-02-17
Exercise
2017-02-22
5:10 pm
N/A
N/A
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
425,000 $3.25 212,500
(Direct)
View
2017-02-17
Exercise
2017-02-22
5:10 pm
N/A
N/A
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $3.25 212,500
(Indirect)
View
2017-02-17
Exercise
2017-02-22
5:10 pm
N/A
2021-10-17
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
425,000 $3.25 212,500
(Direct)
View
2017-02-17
Exercise
2017-02-22
5:10 pm
N/A
2021-10-17
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $3.25 212,500
(Indirect)
View
2017-02-17
Other
2017-02-22
5:10 pm
N/A
2022-02-17
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
212,500 $3.25 212,500
(Direct)
View
2017-02-17
Other
2017-02-22
5:10 pm
N/A
2022-02-17
OncoCyte Corp OCX BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
10% Owner
0 $3.25 212,500
(Indirect)
View
2016-05-13
Purchase
2016-05-13
5:33 pm
N/A
2021-05-13
Asterias Biotherapeutics Inc. AST BROADWOOD PARTNERS LP
BRADSHER NEAL C
BROADWOOD CAPITAL INC
See Remarks Section
1,029,412 $4.37 3,699,848
(Direct)
View
2016-05-13
Purchase
2016-05-13
5:33 pm
N/A
2021-05-13
Asterias Biotherapeutics Inc. AST BROADWOOD PARTNERS LP
BRADSHER NEAL C
BROADWOOD CAPITAL INC
See Remarks Section
0 $4.37 3,699,848
(Indirect)
View
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