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Insider Trading - Cohen & Co Inc. (COHN)
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> SPAC List: List of Special Purpose Acquisition Companies |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2018-01-04 Purchase | 2018-01-05 4:56 pm | Cohen & Co Inc. | COHN | Ricciardi Stephanie 10% Owner | 20,000 | $15 | $300,000 | 75,000 (Indirect Direct) | View |
| 2018-01-04 Purchase | 2018-01-05 4:56 pm | Cohen & Co Inc. | COHN | Ricciardi Christopher 10% Owner | 20,000 | $15 | $300,000 | 76,240 (Direct) | View |
| 2019-10-02 Purchase | 2019-10-04 06:01 am | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 76,240 | $0 | $0 | 76,240 (Indirect Direct) | View |
| 2019-11-07 Sale | 2019-11-08 4:30 pm | Cohen & Co Inc. | COHN | Pooler Joseph W. Jr. CFO | 1,000 | $4.5 | $4,500 | 39,076 (Direct) | View |
| 2020-08-13 Purchase | 2020-08-17 12:31 pm | Cohen & Co Inc. | COHN | Brafman Lester Raymond CEO | 1,000 | $20.01 | $20,010 | 111,093 (Direct) | View |
| 2020-08-13 Sale | 2020-08-17 12:31 pm | Cohen & Co Inc. | COHN | DAWSON G STEVEN Director | 278 | $20.15 | $5,602 | 24,970 (Indirect) | View |
| 2020-08-14 Purchase | 2020-08-17 2:10 pm | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 2,500 | $19.62 | $49,047 | 78,740 (Indirect Direct) | View |
| 2020-12-04 Purchase | 2020-12-04 6:03 pm | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 10,000 | $16.64 | $166,400 | 54,017 (Indirect Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2018-01-31 Tax Withholding | 2018-02-16 4:30 pm | N/A N/A | Cohen & Co Inc. | COHN | Pooler Joseph W. Jr. CFO | 4,233 | $9.9189 | 39,666 (Direct) | View |
| 2018-01-31 Tax Withholding | 2018-02-16 4:30 pm | N/A N/A | Cohen & Co Inc. | COHN | Listman Douglas CAO | 444 | $9.9189 | 8,998 (Direct) | View |
| 2018-02-21 Option Award | 2018-02-23 4:29 pm | N/A N/A | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 40,191 | $0 | 64,113 (Direct) | View |
| 2018-02-21 Option Award | 2018-02-23 4:29 pm | N/A N/A | Cohen & Co Inc. | COHN | Brafman Lester Raymond CEO 10% Owner | 19,139 | $0 | 349,156 (Direct) | View |
| 2018-02-21 Option Award | 2018-02-23 4:30 pm | N/A N/A | Cohen & Co Inc. | COHN | Pooler Joseph W. Jr. CFO | 4,785 | $0 | 44,451 (Direct) | View |
| 2018-08-29 Disposition | 2018-09-06 4:29 pm | N/A N/A | Cohen & Co Inc. | COHN | Haraburda Jack Director | 17,555 | $10 | 6,274 (Direct) | View |
| 2019-01-31 Tax Withholding | 2019-02-05 4:30 pm | N/A N/A | Cohen & Co Inc. | COHN | Brafman Lester Raymond CEO | 7,119 | $8.15 | 42,037 (Direct) | View |
| 2019-01-31 Tax Withholding | 2019-02-05 4:32 pm | N/A N/A | Cohen & Co Inc. | COHN | Listman Douglas CAO | 491 | $8.15 | 8,507 (Direct) | View |
| 2019-01-31 Tax Withholding | 2019-02-05 4:33 pm | N/A N/A | Cohen & Co Inc. | COHN | Pooler Joseph W. Jr. CFO | 3,036 | $8.15 | 41,415 (Direct) | View |
| 2019-02-13 Option Award | 2019-02-14 4:17 pm | N/A N/A | Cohen & Co Inc. | COHN | Pooler Joseph W. Jr. CFO | 9,375 | $0 | 40,076 (Direct) | View |
| 2019-02-13 Option Award | 2019-02-14 4:18 pm | N/A N/A | Cohen & Co Inc. | COHN | Brafman Lester Raymond CEO | 27,500 | $0 | 69,537 (Direct) | View |
| 2019-02-13 Option Award | 2019-02-15 4:31 pm | N/A N/A | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 550,000 | $0 | 5,533,557 (Direct) | View |
| 2019-10-02 Purchase | 2019-10-04 06:01 am | N/A N/A | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 268,445 | $0 | 5,252,002 (Indirect) | View |
| 2019-12-30 Option Award | 2020-01-02 4:30 pm | N/A N/A | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 12,549,273 | $0 | 17,801,276 (Direct) | View |
| 2020-01-31 Tax Withholding | 2020-02-03 4:29 pm | N/A N/A | Cohen & Co Inc. | COHN | Pooler Joseph W. Jr. CFO | 2,948 | $3.5 | 36,128 (Direct) | View |
| 2020-01-31 Tax Withholding | 2020-02-03 4:29 pm | N/A N/A | Cohen & Co Inc. | COHN | Brafman Lester Raymond CEO | 10,252 | $3.5 | 59,285 (Direct) | View |
| 2020-02-13 Option Award | 2020-02-13 3:45 pm | N/A N/A | Cohen & Co Inc. | COHN | Pooler Joseph W. Jr. CFO | 17,321 | $0 | 53,449 (Direct) | View |
| 2020-02-13 Option Award | 2020-02-13 3:46 pm | N/A N/A | Cohen & Co Inc. | COHN | Brafman Lester Raymond CEO | 50,808 | $0 | 110,093 (Direct) | View |
| 2020-02-13 Option Award | 2020-02-13 3:47 pm | N/A N/A | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 508,080 | $0 | 18,859,356 (Direct) | View |
| 2020-10-22 Option Award | 2020-10-23 8:21 pm | N/A N/A | Cohen & Co Inc. | COHN | Brafman Lester Raymond CEO | 200,000 | $0 | 311,093 (Direct) | View |
| 2020-10-22 Option Award | 2020-10-23 8:24 pm | N/A N/A | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 2,000,000 | $0 | 20,859,356 (Direct) | View |
| 2020-11-17 Gift | 2020-11-18 4:37 pm | N/A N/A | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 20,096 | $0 | 44,017 (Direct) | View |
| 2021-02-01 Tax Withholding | 2021-02-03 4:21 pm | N/A N/A | Cohen & Co Inc. | COHN | Brafman Lester Raymond CEO | 14,891 | $17.25 | 296,202 (Direct) | View |
| 2021-02-01 Tax Withholding | 2021-02-03 4:22 pm | N/A N/A | Cohen & Co Inc. | COHN | Pooler Joseph W. Jr. CFO | 5,954 | $17.25 | 47,495 (Direct) | View |
| 2021-02-03 Option Award | 2021-02-04 4:30 pm | N/A N/A | Cohen & Co Inc. | COHN | Brafman Lester Raymond CEO | 19,500 | $0 | 315,702 (Direct) | View |
| 2021-02-03 Option Award | 2021-02-04 4:31 pm | N/A N/A | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 195,000 | $0 | 21,054,356 (Direct) | View |
| 2021-02-03 Option Award | 2021-02-04 4:34 pm | N/A N/A | Cohen & Co Inc. | COHN | Pooler Joseph W. Jr. CFO | 10,000 | $0 | 57,495 (Direct) | View |
| 2021-02-03 Option Award | 2021-02-04 4:37 pm | N/A N/A | Cohen & Co Inc. | COHN | DAWSON G STEVEN Director | 1,000 | $0 | 1,000 (Direct) | View |
| 2021-02-03 Option Award | 2021-02-04 4:38 pm | N/A N/A | Cohen & Co Inc. | COHN | DiMaio Jack Director | 1,000 | $0 | 16,633 (Direct) | View |
| 2021-02-03 Option Award | 2021-02-04 4:38 pm | N/A N/A | Cohen & Co Inc. | COHN | Haraburda Jack Director | 1,000 | $0 | 7,274 (Direct) | View |
| 2021-02-03 Option Award | 2021-02-04 4:39 pm | N/A N/A | Cohen & Co Inc. | COHN | Liberto Diana Louise Director | 1,000 | $0 | 11,338 (Direct) | View |
| 2021-02-03 Option Award | 2021-02-16 7:45 pm | N/A N/A | Cohen & Co Inc. | COHN | Listman Douglas CAO | 5,000 | $0 | 13,507 (Direct) | View |
| 2021-03-17 Gift | 2021-03-17 6:13 pm | N/A N/A | Cohen & Co Inc. | COHN | COHEN DANIEL G Chairman 10% Owner | 15,000 | $0 | 39,017 (Direct) | View |