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Insider Trading - ROSENTHAL SAUL B
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> SPAC List: List of Special Purpose Acquisition Companies |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2016-05-23 Purchase | 2016-05-25 5:57 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 71,640 | $5.5517 | $397,721 | 385,875 (Direct) | View |
| 2016-05-26 Purchase | 2016-05-31 3:25 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 75,080 | $5.654 | $424,499 | 460,955 (Direct) | View |
| 2016-06-01 Purchase | 2016-06-03 12:23 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 174,640 | $5.6362 | $984,314 | 635,595 (Direct) | View |
| 2016-06-06 Purchase | 2016-06-08 2:37 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 14,400 | $5.739 | $82,642 | 649,995 (Direct) | View |
| 2016-06-14 Purchase | 2016-06-16 5:51 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 114,856 | $5.391 | $619,189 | 764,851 (Direct) | View |
| 2016-06-17 Purchase | 2016-06-21 4:43 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 68,800 | $5.4455 | $374,649 | 833,651 (Direct) | View |
| 2017-06-22 Purchase | 2017-06-23 5:00 pm | Oxford Lane Capital Corp. | OXLC | ROSENTHAL SAUL B President | 20,000 | $9.79 | $195,800 | 130,000 (Direct) | View |
| 2017-08-10 Purchase | 2017-08-14 5:53 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 17,153 | $6.6061 | $113,315 | 850,879 (Direct) | View |
| 2017-08-18 Purchase | 2017-08-22 5:51 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 10,021 | $6.6628 | $66,768 | 860,900 (Direct) | View |
| 2017-08-23 Purchase | 2017-08-25 6:22 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 7,650 | $6.6889 | $51,167 | 868,550 (Direct) | View |
| 2017-08-28 Purchase | 2017-08-30 5:57 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 9,682 | $6.6821 | $64,697 | 878,232 (Direct) | View |
| 2017-08-31 Purchase | 2017-09-05 5:09 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 1,532 | $6.689 | $10,248 | 879,764 (Direct) | View |
| 2017-11-06 Purchase | 2017-11-08 5:47 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 53,316 | $5.9182 | $315,535 | 933,108 (Direct) | View |
| 2017-11-13 Purchase | 2017-11-15 4:47 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 25,529 | $6.025 | $153,808 | 958,636 (Direct) | View |
| 2017-11-16 Purchase | 2017-11-20 4:44 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 7,068 | $6.0688 | $42,891 | 965,704 (Direct) | View |
| 2017-11-21 Purchase | 2017-11-24 3:44 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 1,070 | $6.0892 | $6,515 | 966,774 (Direct) | View |
| 2017-12-11 Purchase | 2017-12-13 5:11 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 27,632 | $6.0551 | $167,315 | 994,406 (Direct) | View |
| 2017-12-15 Purchase | 2017-12-19 4:43 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 40,260 | $5.8172 | $234,198 | 1,034,665 (Direct) | View |
| 2017-12-20 Purchase | 2017-12-21 4:40 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 14,823 | $5.8348 | $86,487 | 1,049,488 (Direct) | View |
| 2018-02-08 Purchase | 2018-02-12 4:53 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 16,550 | $5.5146 | $91,265 | 1,066,055 (Direct) | View |
| 2018-02-13 Purchase | 2018-02-15 4:37 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 9,857 | $5.6458 | $55,648 | 1,075,912 (Direct) | View |
| 2018-02-16 Purchase | 2018-02-21 5:57 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 12,494 | $5.6685 | $70,819 | 1,088,405 (Direct) | View |
| 2018-02-22 Purchase | 2018-02-26 4:18 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 8,274 | $5.804 | $48,023 | 1,096,679 (Direct) | View |
| 2018-02-27 Purchase | 2018-03-01 4:28 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 16,354 | $6.0495 | $98,931 | 1,113,033 (Direct) | View |
| 2018-03-02 Purchase | 2018-03-06 4:13 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 12,018 | $6.1671 | $74,116 | 1,124,691 (Direct) | View |
| 2018-03-07 Purchase | 2018-03-09 4:20 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 10,474 | $6.3257 | $66,256 | 1,135,165 (Direct) | View |
| 2018-03-12 Purchase | 2018-03-14 4:10 pm | TICC Capital Corp. | TICC | ROSENTHAL SAUL B COO | 15,063 | $6.2749 | $94,516 | 1,150,227 (Direct) | View |
| 2018-03-15 Purchase | 2018-03-19 4:14 pm | Oxford Street Capital Corp. | TICC | ROSENTHAL SAUL B COO | 17,497 | $6.0839 | $106,449 | 1,167,724 (Direct) | View |
| 2018-03-20 Purchase | 2018-03-22 4:56 pm | Oxford Square Capital Corp. | TICC | ROSENTHAL SAUL B COO | 9,309 | $6.1259 | $57,026 | 1,177,033 (Direct) | View |
| 2018-03-23 Purchase | 2018-03-27 4:17 pm | Oxford Square Capital Corp. | OXSQ | ROSENTHAL SAUL B COO | 11,120 | $6.0873 | $67,688 | 1,188,153 (Direct) | View |
| 2018-03-28 Purchase | 2018-03-29 4:12 pm | Oxford Square Capital Corp. | OXSQ | ROSENTHAL SAUL B COO | 7,239 | $6.0817 | $44,022 | 1,195,391 (Direct) | View |
| 2018-04-02 Purchase | 2018-04-04 4:08 pm | Oxford Square Capital Corp. | OXSQ | ROSENTHAL SAUL B COO | 4,004 | $6.1522 | $24,633 | 1,199,395 (Direct) | View |
| 2018-04-06 Purchase | 2018-04-10 5:07 pm | Oxford Square Capital Corp. | OXSQ | ROSENTHAL SAUL B COO | 323 | $6.1993 | $1,999 | 1,199,718 (Direct) | View |
| 2018-04-11 Purchase | 2018-04-13 4:14 pm | Oxford Square Capital Corp. | OXSQ | ROSENTHAL SAUL B COO | 1,189 | $6.1222 | $7,276 | 1,200,906 (Direct) | View |
| 2018-04-16 Purchase | 2018-04-18 11:18 am | Oxford Square Capital Corp. | OXSQ | ROSENTHAL SAUL B COO | 1,313 | $6.1351 | $8,055 | 1,202,236 (Direct) | View |
| 2019-11-27 Purchase | 2019-12-02 07:08 am | Oxford Square Capital Corp. | OXSQ | ROSENTHAL SAUL B COO | 12,997 | $5.2081 | $67,690 | 1,214,688 (Indirect Direct) | View |
| 2019-12-02 Purchase | 2019-12-04 6:47 pm | Oxford Square Capital Corp. | OXSQ | ROSENTHAL SAUL B COO | 35,744 | $5.2718 | $188,437 | 1,250,432 (Indirect Direct) | View |
| 2020-03-12 Purchase | 2020-03-16 12:42 pm | Oxford Lane Capital Corp. | OXLC | ROSENTHAL SAUL B President | 32,700 | $5.0005 | $163,517 | 162,700 (Direct) | View |
| 2020-03-18 Purchase | 2020-03-18 7:10 pm | Oxford Lane Capital Corp. | OXLC | ROSENTHAL SAUL B President | 37,187 | $2.3609 | $87,795 | 199,887 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2019-11-25 Purchase | 2019-11-26 4:55 pm | N/A N/A | Oxford Lane Capital Corp. | OXLC | ROSENTHAL SAUL B President | 20,000 | $25.48 | 42,222 (Direct) | View |
| 2020-03-12 Other | 2020-03-16 12:42 pm | N/A N/A | Oxford Lane Capital Corp. | OXLC | ROSENTHAL SAUL B President | 14,011 | $25.06 | 28,211 (Direct) | View |