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Insider Trading - ROSENTHAL SAUL B

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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for ROSENTHAL SAUL B
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-05-23
Purchase
2016-05-25
5:57 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
71,640 $5.5517 $397,721 385,875
(Direct)
View
2016-05-26
Purchase
2016-05-31
3:25 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
75,080 $5.654 $424,499 460,955
(Direct)
View
2016-06-01
Purchase
2016-06-03
12:23 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
174,640 $5.6362 $984,314 635,595
(Direct)
View
2016-06-06
Purchase
2016-06-08
2:37 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
14,400 $5.739 $82,642 649,995
(Direct)
View
2016-06-14
Purchase
2016-06-16
5:51 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
114,856 $5.391 $619,189 764,851
(Direct)
View
2016-06-17
Purchase
2016-06-21
4:43 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
68,800 $5.4455 $374,649 833,651
(Direct)
View
2017-06-22
Purchase
2017-06-23
5:00 pm
Oxford Lane Capital Corp. OXLC ROSENTHAL SAUL B
President
20,000 $9.79 $195,800 130,000
(Direct)
View
2017-08-10
Purchase
2017-08-14
5:53 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
17,153 $6.6061 $113,315 850,879
(Direct)
View
2017-08-18
Purchase
2017-08-22
5:51 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
10,021 $6.6628 $66,768 860,900
(Direct)
View
2017-08-23
Purchase
2017-08-25
6:22 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
7,650 $6.6889 $51,167 868,550
(Direct)
View
2017-08-28
Purchase
2017-08-30
5:57 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
9,682 $6.6821 $64,697 878,232
(Direct)
View
2017-08-31
Purchase
2017-09-05
5:09 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
1,532 $6.689 $10,248 879,764
(Direct)
View
2017-11-06
Purchase
2017-11-08
5:47 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
53,316 $5.9182 $315,535 933,108
(Direct)
View
2017-11-13
Purchase
2017-11-15
4:47 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
25,529 $6.025 $153,808 958,636
(Direct)
View
2017-11-16
Purchase
2017-11-20
4:44 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
7,068 $6.0688 $42,891 965,704
(Direct)
View
2017-11-21
Purchase
2017-11-24
3:44 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
1,070 $6.0892 $6,515 966,774
(Direct)
View
2017-12-11
Purchase
2017-12-13
5:11 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
27,632 $6.0551 $167,315 994,406
(Direct)
View
2017-12-15
Purchase
2017-12-19
4:43 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
40,260 $5.8172 $234,198 1,034,665
(Direct)
View
2017-12-20
Purchase
2017-12-21
4:40 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
14,823 $5.8348 $86,487 1,049,488
(Direct)
View
2018-02-08
Purchase
2018-02-12
4:53 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
16,550 $5.5146 $91,265 1,066,055
(Direct)
View
2018-02-13
Purchase
2018-02-15
4:37 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
9,857 $5.6458 $55,648 1,075,912
(Direct)
View
2018-02-16
Purchase
2018-02-21
5:57 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
12,494 $5.6685 $70,819 1,088,405
(Direct)
View
2018-02-22
Purchase
2018-02-26
4:18 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
8,274 $5.804 $48,023 1,096,679
(Direct)
View
2018-02-27
Purchase
2018-03-01
4:28 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
16,354 $6.0495 $98,931 1,113,033
(Direct)
View
2018-03-02
Purchase
2018-03-06
4:13 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
12,018 $6.1671 $74,116 1,124,691
(Direct)
View
2018-03-07
Purchase
2018-03-09
4:20 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
10,474 $6.3257 $66,256 1,135,165
(Direct)
View
2018-03-12
Purchase
2018-03-14
4:10 pm
TICC Capital Corp. TICC ROSENTHAL SAUL B
COO
15,063 $6.2749 $94,516 1,150,227
(Direct)
View
2018-03-15
Purchase
2018-03-19
4:14 pm
Oxford Street Capital Corp. TICC ROSENTHAL SAUL B
COO
17,497 $6.0839 $106,449 1,167,724
(Direct)
View
2018-03-20
Purchase
2018-03-22
4:56 pm
Oxford Square Capital Corp. TICC ROSENTHAL SAUL B
COO
9,309 $6.1259 $57,026 1,177,033
(Direct)
View
2018-03-23
Purchase
2018-03-27
4:17 pm
Oxford Square Capital Corp. OXSQ ROSENTHAL SAUL B
COO
11,120 $6.0873 $67,688 1,188,153
(Direct)
View
2018-03-28
Purchase
2018-03-29
4:12 pm
Oxford Square Capital Corp. OXSQ ROSENTHAL SAUL B
COO
7,239 $6.0817 $44,022 1,195,391
(Direct)
View
2018-04-02
Purchase
2018-04-04
4:08 pm
Oxford Square Capital Corp. OXSQ ROSENTHAL SAUL B
COO
4,004 $6.1522 $24,633 1,199,395
(Direct)
View
2018-04-06
Purchase
2018-04-10
5:07 pm
Oxford Square Capital Corp. OXSQ ROSENTHAL SAUL B
COO
323 $6.1993 $1,999 1,199,718
(Direct)
View
2018-04-11
Purchase
2018-04-13
4:14 pm
Oxford Square Capital Corp. OXSQ ROSENTHAL SAUL B
COO
1,189 $6.1222 $7,276 1,200,906
(Direct)
View
2018-04-16
Purchase
2018-04-18
11:18 am
Oxford Square Capital Corp. OXSQ ROSENTHAL SAUL B
COO
1,313 $6.1351 $8,055 1,202,236
(Direct)
View
2019-11-27
Purchase
2019-12-02
07:08 am
Oxford Square Capital Corp. OXSQ ROSENTHAL SAUL B
COO
12,997 $5.2081 $67,690 1,214,688
(Indirect
Direct)
View
2019-12-02
Purchase
2019-12-04
6:47 pm
Oxford Square Capital Corp. OXSQ ROSENTHAL SAUL B
COO
35,744 $5.2718 $188,437 1,250,432
(Indirect
Direct)
View
2020-03-12
Purchase
2020-03-16
12:42 pm
Oxford Lane Capital Corp. OXLC ROSENTHAL SAUL B
President
32,700 $5.0005 $163,517 162,700
(Direct)
View
2020-03-18
Purchase
2020-03-18
7:10 pm
Oxford Lane Capital Corp. OXLC ROSENTHAL SAUL B
President
37,187 $2.3609 $87,795 199,887
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-11-25
Purchase
2019-11-26
4:55 pm
N/A
N/A
Oxford Lane Capital Corp. OXLC ROSENTHAL SAUL B
President
20,000 $25.48 42,222
(Direct)
View
2020-03-12
Other
2020-03-16
12:42 pm
N/A
N/A
Oxford Lane Capital Corp. OXLC ROSENTHAL SAUL B
President
14,011 $25.06 28,211
(Direct)
View
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