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Insider Trading - NEOPHOTONICS CORP (NPTN)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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NPTN Insider Trading Transactions for NEOPHOTONICS CORP
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-05-29
Purchase
2019-05-30
6:53 pm
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
50,000 $3.57 $178,500 186,775
(Direct)
View
2019-05-13
Sale
2019-05-14
7:22 pm
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
12,000 $5.789 $69,472 12,000
(Direct)
View
2019-03-15
Sale
2019-03-18
8:15 pm
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
16,999 $6.623 $112,589 369,535
(Indirect
Direct)
View
2018-11-01
Sale
2018-11-02
8:24 pm
NEOPHOTONICS CORP NPTN SOPHIE MICHAEL J
Director
1,000 $8.05 $8,050 19,394
(Direct)
View
2018-09-10
Sale
2018-09-12
4:33 pm
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
10,000 $8.109 $81,090 5,000
(Direct)
View
2018-08-28
Sale
2018-08-29
5:52 pm
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
22,877 $8.908 $203,783 48,265
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-06-04
Option Award
2019-06-07
4:40 pm
N/A
2029-06-03
NEOPHOTONICS CORP NPTN CARANO BANDEL L
Director
14,056 $4.33 14,056
(Direct)
View
2019-06-04
Option Award
2019-06-07
4:40 pm
N/A
2020-06-04
NEOPHOTONICS CORP NPTN CARANO BANDEL L
Director
10,854 $0 14,056
(Direct)
View
2019-06-04
Exercise
2019-06-06
9:09 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Akhanov Dmitry
Director
6,932 $0 24,236
(Direct)
View
2019-06-04
Option Award
2019-06-06
9:09 pm
2019-07-04
2029-06-04
NEOPHOTONICS CORP NPTN Akhanov Dmitry
Director
14,056 $4.33 24,236
(Direct)
View
2019-06-04
Option Award
2019-06-06
9:09 pm
2020-06-04
N/A
NEOPHOTONICS CORP NPTN Akhanov Dmitry
Director
10,854 $0 24,236
(Direct)
View
2019-06-04
Exercise
2019-06-06
9:09 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Akhanov Dmitry
Director
6,932 $0 24,236
(Direct)
View
2019-06-04
Exercise
2019-06-06
4:39 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Tarazi Ihab Saad
Director
6,932 $0 14,056
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:39 pm
N/A
2029-06-03
NEOPHOTONICS CORP NPTN Tarazi Ihab Saad
Director
14,056 $4.33 14,056
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:39 pm
N/A
2020-06-04
NEOPHOTONICS CORP NPTN Tarazi Ihab Saad
Director
10,854 $0 14,056
(Direct)
View
2019-06-04
Exercise
2019-06-06
4:39 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Tarazi Ihab Saad
Director
6,932 $0 14,056
(Direct)
View
2019-06-04
Exercise
2019-06-06
4:24 pm
N/A
N/A
NEOPHOTONICS CORP NPTN SOPHIE MICHAEL J
Director
6,932 $0 25,326
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:24 pm
N/A
2029-06-03
NEOPHOTONICS CORP NPTN SOPHIE MICHAEL J
Director
14,056 $4.33 25,326
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:24 pm
N/A
2020-06-04
NEOPHOTONICS CORP NPTN SOPHIE MICHAEL J
Director
10,854 $0 25,326
(Direct)
View
2019-06-04
Exercise
2019-06-06
4:24 pm
N/A
N/A
NEOPHOTONICS CORP NPTN SOPHIE MICHAEL J
Director
6,932 $0 25,326
(Direct)
View
2019-06-04
Exercise
2019-06-06
4:19 pm
N/A
N/A
NEOPHOTONICS CORP NPTN RAMASWAMI RAJIV
Director
6,932 $0 24,236
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:19 pm
N/A
2029-06-03
NEOPHOTONICS CORP NPTN RAMASWAMI RAJIV
Director
14,056 $4.33 24,236
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:19 pm
N/A
2020-06-04
NEOPHOTONICS CORP NPTN RAMASWAMI RAJIV
Director
10,854 $0 24,236
(Direct)
View
2019-06-04
Exercise
2019-06-06
4:19 pm
N/A
N/A
NEOPHOTONICS CORP NPTN RAMASWAMI RAJIV
Director
6,932 $0 24,236
(Direct)
View
2019-06-04
Exercise
2019-06-06
4:12 pm
N/A
N/A
NEOPHOTONICS CORP NPTN ABBE CHARLES J
Director
6,932 $0 85,018
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:12 pm
N/A
2029-06-03
NEOPHOTONICS CORP NPTN ABBE CHARLES J
Director
14,056 $4.33 85,018
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:12 pm
N/A
2020-06-04
NEOPHOTONICS CORP NPTN ABBE CHARLES J
Director
10,854 $0 85,018
(Direct)
View
2019-06-04
Exercise
2019-06-06
4:12 pm
N/A
N/A
NEOPHOTONICS CORP NPTN ABBE CHARLES J
Director
6,932 $0 85,018
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:04 pm
N/A
2029-06-03
NEOPHOTONICS CORP NPTN CARANO BANDEL L
Director
14,056 $4.33 14,056
(Direct)
View
2019-06-04
Option Award
2019-06-06
4:04 pm
N/A
2020-06-04
NEOPHOTONICS CORP NPTN CARANO BANDEL L
Director
10,854 $0 14,056
(Direct)
View
2019-06-04
Exercise
2019-06-05
9:43 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
10,800 $0 25,200
(Direct)
View
2019-06-04
Disposition
2019-06-05
9:43 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
10,800 $4.069 25,200
(Direct)
View
2019-06-04
Exercise
2019-06-05
9:43 pm
N/A
2021-06-04
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
10,800 $0 25,200
(Direct)
View
2019-06-04
Exercise
2019-06-05
9:36 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
10,800 $0 91,358
(Direct)
View
2019-06-04
Disposition
2019-06-05
9:36 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
3,735 $4.33 91,358
(Direct)
View
2019-06-04
Exercise
2019-06-05
9:36 pm
N/A
2021-06-04
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
10,800 $0 91,358
(Direct)
View
2019-06-04
Exercise
2019-06-05
9:30 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
27,000 $0 409,216
(Direct)
View
2019-06-04
Exercise
2019-06-05
9:30 pm
N/A
2021-06-04
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
27,000 $0 409,216
(Direct)
View
2019-06-04
Exercise
2019-06-05
9:25 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
11,700 $0 198,475
(Direct)
View
2019-06-04
Exercise
2019-06-05
9:25 pm
N/A
2021-06-04
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
11,700 $0 198,475
(Direct)
View
2019-05-24
Exercise
2019-05-28
9:28 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
19,292 $3.5 80,558
(Direct)
View
2019-05-24
Exercise
2019-05-28
9:28 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
4,707 $3.5 80,558
(Direct)
View
2019-05-24
Exercise
2019-05-28
9:28 pm
2017-01-01
2019-05-27
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
19,292 $3.5 80,558
(Direct)
View
2019-05-24
Exercise
2019-05-28
9:28 pm
2017-01-01
2019-05-27
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
4,707 $3.5 80,558
(Direct)
View
2019-05-13
Exercise
2019-05-14
7:22 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
12,000 $3.5 12,000
(Direct)
View
2019-05-13
Exercise
2019-05-14
7:22 pm
N/A
2019-05-27
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
12,000 $5.789 12,000
(Direct)
View
2019-04-10
Option Award
2019-04-12
4:58 pm
N/A
2020-04-10
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
8,504 $0 8,504
(Direct)
View
2019-04-10
Option Award
2019-04-12
4:53 pm
N/A
2020-04-10
NEOPHOTONICS CORP NPTN Yee Yang Chiah
VP
6,299 $0 6,299
(Direct)
View
2019-04-10
Option Award
2019-04-12
4:47 pm
N/A
2020-04-10
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
20,079 $0 20,079
(Direct)
View
2019-04-10
Option Award
2019-04-12
4:41 pm
N/A
2020-04-10
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
8,504 $0 8,504
(Direct)
View
2019-04-10
Option Award
2019-04-12
4:35 pm
N/A
2020-04-10
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
8,504 $0 8,504
(Direct)
View
2019-04-05
Exercise
2019-04-08
9:19 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
9,757 $3.5 379,292
(Direct)
View
2019-04-05
Exercise
2019-04-08
9:19 pm
2017-01-01
2019-05-27
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
9,757 $3.5 379,292
(Direct)
View
2019-03-21
Exercise
2019-03-21
8:49 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Yee Yang Chiah
VP
24,950 $0 74,850
(Direct)
View
2019-03-21
Disposition
2019-03-21
8:49 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Yee Yang Chiah
VP
9,113 $6.28 74,850
(Direct)
View
2019-03-21
Exercise
2019-03-21
8:49 pm
N/A
2022-03-21
NEOPHOTONICS CORP NPTN Yee Yang Chiah
VP
24,950 $0 74,850
(Direct)
View
2019-03-05
Other
2019-03-07
4:11 pm
N/A
N/A
NEOPHOTONICS CORP NPTN CARANO BANDEL L
OAK INVESTMENT PARTNERS IX L P
OAK IX AFFILIATES FUND LP
OAK IX AFFILIATES FUND A LP
OAK INVESTMENT PARTNERS X LTD PARTNERSHIP
OAK X AFFILIATES FUND LP
Oak Investment Partners XI L P
Director, 10% Owner
5,571,335 $0 60,442
(Indirect)
View
2018-12-06
Exercise
2018-12-10
7:13 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
46,125 $5.89 138,375
(Direct)
View
2018-12-06
Exercise
2018-12-10
7:13 pm
2018-08-14
2027-08-14
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
46,125 $5.89 138,375
(Direct)
View
2018-11-02
Exercise
2018-11-06
5:27 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
17,757 $4.25 385,093
(Direct)
View
2018-11-02
Exercise
2018-11-06
5:27 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
23,529 $4.25 385,093
(Direct)
View
2018-11-02
Exercise
2018-11-06
5:27 pm
2010-07-01
2018-11-04
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
23,529 $4.25 385,093
(Direct)
View
2018-11-02
Exercise
2018-11-06
5:27 pm
2012-08-01
2018-11-04
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
17,757 $4.25 385,093
(Direct)
View
2018-11-01
Exercise
2018-11-02
8:24 pm
N/A
N/A
NEOPHOTONICS CORP NPTN SOPHIE MICHAEL J
Director
1,000 $4.25 19,394
(Direct)
View
2018-11-01
Exercise
2018-11-02
8:24 pm
2012-11-01
2018-11-04
NEOPHOTONICS CORP NPTN SOPHIE MICHAEL J
Director
1,000 $8.05 19,394
(Direct)
View
2018-10-29
Exercise
2018-10-31
4:53 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
5,500 $0 52,650
(Direct)
View
2018-10-29
Disposition
2018-10-31
4:53 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
1,902 $7.75 52,650
(Direct)
View
2018-10-29
Exercise
2018-10-31
4:53 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
16,403 $3.5 52,650
(Direct)
View
2018-10-29
Exercise
2018-10-31
4:53 pm
2017-01-01
2018-11-04
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
16,403 $3.5 52,650
(Direct)
View
2018-10-29
Exercise
2018-10-31
4:53 pm
N/A
2018-10-27
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
5,500 $0 52,650
(Direct)
View
2018-10-29
Exercise
2018-10-30
8:32 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,500 $0 5,500
(Direct)
View
2018-10-29
Disposition
2018-10-30
8:32 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,500 $7.834 5,500
(Direct)
View
2018-10-29
Exercise
2018-10-30
8:32 pm
N/A
2018-10-27
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,500 $0 5,500
(Direct)
View
2018-10-29
Exercise
2018-10-30
8:24 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
12,500 $0 343,807
(Direct)
View
2018-10-29
Exercise
2018-10-30
8:24 pm
N/A
2018-10-27
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
12,500 $0 343,807
(Direct)
View
2018-09-10
Exercise
2018-09-12
4:33 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,000 $3.5 5,000
(Direct)
View
2018-09-10
Exercise
2018-09-12
4:33 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,000 $3.5 5,000
(Direct)
View
2018-09-10
Exercise
2018-09-12
4:33 pm
N/A
2018-11-03
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,000 $8.109 5,000
(Direct)
View
2018-09-10
Exercise
2018-09-12
4:33 pm
N/A
2018-11-04
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,000 $8.109 5,000
(Direct)
View
2018-08-14
Exercise
2018-08-15
6:16 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
30,750 $0 92,250
(Direct)
View
2018-08-14
Exercise
2018-08-15
6:16 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
50,000 $0 92,250
(Direct)
View
2018-08-14
Exercise
2018-08-15
6:16 pm
N/A
2018-08-14
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
50,000 $0 92,250
(Direct)
View
2018-08-14
Exercise
2018-08-15
6:16 pm
N/A
2021-08-14
NEOPHOTONICS CORP NPTN Eby Elizabeth Lynne
CFO
30,750 $0 92,250
(Direct)
View
2018-08-02
Exercise
2018-08-03
7:36 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
4,800 $0 6,400
(Direct)
View
2018-08-02
Disposition
2018-08-03
7:36 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
4,800 $6.525 6,400
(Direct)
View
2018-08-02
Exercise
2018-08-03
7:36 pm
N/A
2019-08-02
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
4,800 $0 6,400
(Direct)
View
2018-08-02
Exercise
2018-08-03
7:34 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
4,800 $0 57,186
(Direct)
View
2018-08-02
Disposition
2018-08-03
7:34 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
1,660 $6.42 57,186
(Direct)
View
2018-08-02
Exercise
2018-08-03
7:34 pm
N/A
2019-08-02
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
4,800 $0 57,186
(Direct)
View
2018-08-02
Exercise
2018-08-03
7:33 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
16,500 $0 331,307
(Direct)
View
2018-08-02
Exercise
2018-08-03
7:33 pm
N/A
2019-08-02
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
16,500 $0 331,307
(Direct)
View
2018-07-31
Exercise
2018-08-01
6:56 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,620 $0 11,240
(Direct)
View
2018-07-31
Disposition
2018-08-01
6:56 pm
N/A
N/A
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,620 $6.358 11,240
(Direct)
View
2018-07-31
Exercise
2018-08-01
6:56 pm
N/A
2020-07-31
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
5,620 $0 11,240
(Direct)
View
2018-07-31
Exercise
2018-08-01
6:55 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
5,620 $0 54,330
(Direct)
View
2018-07-31
Disposition
2018-08-01
6:55 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
1,944 $6.37 54,330
(Direct)
View
2018-07-31
Exercise
2018-08-01
6:55 pm
N/A
2020-07-31
NEOPHOTONICS CORP NPTN Wupen Yuen
VP
5,620 $0 54,330
(Direct)
View
2018-07-31
Exercise
2018-08-01
6:52 pm
N/A
N/A
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
21,474 $0 314,807
(Direct)
View
2018-07-31
Exercise
2018-08-01
6:52 pm
N/A
2020-07-31
NEOPHOTONICS CORP NPTN Jenks Timothy Storrs
CEO
21,474 $0 314,807
(Direct)
View
2018-07-25
Option Award
2018-07-26
9:36 pm
N/A
2025-07-01
NEOPHOTONICS CORP NPTN Yee Yang Chiah
VP
50,000 $0 50,000
(Direct)
View
2018-07-25
Option Award
2018-07-26
9:34 pm
N/A
2025-07-01
NEOPHOTONICS CORP NPTN cheung Chiyue
COO
65,000 $0 65,000
(Direct)
View
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