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Insider Trading - CONN JAMES P
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> SPAC List: List of Special Purpose Acquisition Companies |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2018-05-22 Sale | 2018-05-23 2:17 pm | GABELLI UTILITY TRUST | GUTRT | CONN JAMES P Director | 1,000 | $0.0402 | $40 | 0 (Direct) | View |
| 2018-11-01 Sale | 2018-11-05 10:21 am | GABELLI DIVIDEND & INCOME TRUST | GDV | CONN JAMES P Director | 5,000 | $20.8 | $104,008 | 0 (Direct) | View |
| 2018-08-23 Sale | 2019-08-27 12:20 pm | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU | CONN JAMES P Director | 400 | $18 | $7,200 | 18,460 (Direct) | View |
| 2018-08-23 Sale | 2019-08-27 2:11 pm | GABELLI EQUITY TRUST INC | GAB | CONN JAMES P Director | 29,001 | $5.9777 | $173,357 | 54,679 (Direct) | View |
| 2019-08-27 Sale | 2019-08-29 4:46 pm | GABELLI EQUITY TRUST INC | GAB | CONN JAMES P Director | 53,679 | $5.977 | $320,839 | 1,000 (Direct) | View |
| 2019-08-28 Sale | 2019-08-30 10:38 am | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU | CONN JAMES P Director | 1,240 | $17.95 | $22,258 | 17,220 (Direct) | View |
| 2019-08-29 Sale | 2019-09-03 11:08 am | GDL FUND | GDL | CONN JAMES P Director | 11,004 | $9.2609 | $101,907 | 3,996 (Direct) | View |
| 2019-08-29 Sale | 2019-09-03 11:27 am | Gabelli Healthcare & WellnessRx Trust | GRX | CONN JAMES P Director | 6,173 | $10.4 | $64,230 | 89,344 (Direct) | View |
| 2019-08-30 Sale | 2019-09-04 10:26 am | GABELLI MULTIMEDIA TRUST Inc | GGT | CONN JAMES P Director | 6,000 | $8.2214 | $49,328 | 27,120 (Direct) | View |
| 2019-09-06 Sale | 2019-09-09 2:45 pm | GABELLI MULTIMEDIA TRUST Inc | GGT | CONN JAMES P Director | 26,120 | $8.5247 | $222,665 | 1,000 (Direct) | View |
| 2019-09-06 Sale | 2019-09-09 2:49 pm | Gabelli Global Small & Mid Cap Value Trust | GGZ | CONN JAMES P Director | 13,938 | $10.89 | $151,836 | 1,000 (Direct) | View |
| 2019-09-06 Sale | 2019-09-09 2:52 pm | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU | CONN JAMES P Director | 12,489 | $18.02 | $225,016 | 4,731 (Direct) | View |
| 2019-09-06 Sale | 2019-09-09 2:55 pm | GAMCO Natural Resources Gold & Income Trust | GNT | CONN JAMES P Director | 2,000 | $5.6029 | $11,206 | 1,000 (Direct) | View |
| 2019-09-06 Sale | 2019-09-09 3:36 pm | GAMCO Global Gold Natural Resources & Income Trust | GGN | CONN JAMES P Director | 4,000 | $4.46 | $17,840 | 1,000 (Direct) | View |
| 2019-09-06 Sale | 2019-09-10 09:42 am | GDL FUND | GDL | CONN JAMES P Director | 2,996 | $9.2039 | $27,575 | 1,000 (Direct) | View |
| 2019-09-09 Sale | 2019-09-10 10:29 am | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU | CONN JAMES P Director | 3,731 | $17.93 | $66,889 | 1,000 (Direct) | View |
| 2019-09-12 Sale | 2019-09-13 3:36 pm | Gabelli Healthcare & WellnessRx Trust | GRX | CONN JAMES P Director | 10,000 | $10.68 | $106,836 | 79,344 (Direct) | View |
| 2019-09-19 Sale | 2019-09-23 09:59 am | Gabelli Healthcare & WellnessRx Trust | GRX | CONN JAMES P Director | 2,000 | $10.57 | $21,144 | 77,344 (Direct) | View |
| 2019-09-20 Sale | 2019-09-24 10:48 am | Gabelli Healthcare & WellnessRx Trust | GRX | CONN JAMES P Director | 8,408 | $10.56 | $88,794 | 68,936 (Direct) | View |
| 2019-09-26 Sale | 2019-09-30 10:58 am | Gabelli Healthcare & WellnessRx Trust | GRX | CONN JAMES P Director | 9,000 | $10.45 | $94,051 | 59,936 (Direct) | View |
| 2019-11-07 Sale | 2019-11-08 6:19 pm | Gabelli Healthcare & WellnessRx Trust | GRX | CONN JAMES P Director | 14,507 | $10.63 | $154,233 | 45,429 (Direct) | View |
| 2019-11-11 Sale | 2019-11-13 5:45 pm | Gabelli Healthcare & WellnessRx Trust | GRX | CONN JAMES P Director | 21,573 | $10.71 | $231,056 | 23,856 (Direct) | View |
| 2019-11-15 Sale | 2019-11-19 11:08 am | Gabelli Healthcare & WellnessRx Trust | GRX | CONN JAMES P Director | 22,856 | $10.89 | $248,810 | 1,000 (Direct) | View |
| 2020-04-20 Purchase | 2020-04-22 2:26 pm | GDL FUND | GDL | CONN JAMES P Director | 1,000 | $7.91 | $7,910 | 2,000 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2017-12-14 Other | 2017-12-14 4:28 pm | N/A N/A | Gabelli Global Small & Mid Cap Value Trust | GGZ | CONN JAMES P Director | 4,938 | $11.5 | 14,938 (Direct) | View |
| 2017-12-21 Other | 2017-12-21 4:49 pm | N/A N/A | GABELLI EQUITY TRUST INC | GAB | CONN JAMES P Director | 16,656 | $5.5 | 83,680 (Direct) | View |
| 2018-12-20 Other | 2018-12-26 1:02 pm | N/A N/A | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU | CONN JAMES P Director | 5,536 | $17.5 | 18,860 (Direct) | View |
| 2018-12-20 Other | 2018-12-26 2:15 pm | N/A N/A | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.B | CONN JAMES P Director | 5,526 | $50 | 5,526 (Direct) | View |
| 2018-12-20 Other | 2018-12-26 2:42 pm | N/A N/A | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU | CONN JAMES P Director | 5,526 | $17.5 | 18,860 (Direct) | View |
| 2018-08-23 Sale | 2019-08-27 12:03 pm | N/A N/A | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.B | CONN JAMES P Director | 2,823 | $52.39 | 2,703 (Direct) | View |
| 2019-08-29 Sale | 2019-09-03 10:55 am | N/A N/A | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.B | CONN JAMES P Director | 1,703 | $52.5 | 1,000 (Direct) | View |
| 2019-09-06 Sale | 2019-09-09 4:19 pm | N/A N/A | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.B | CONN JAMES P Director | 1,000 | $52.6 | 0 (Direct) | View |
| 2021-04-20 Other | 2021-04-20 2:18 pm | N/A N/A | GABELLI UTILITY TRUST | GUT | CONN JAMES P Director | 143 | $5.5 | 1,143 (Direct) | View |
| 2021-07-21 Other | 2021-07-21 12:31 pm | N/A N/A | GABELLI EQUITY TRUST INC | GAB | CONN JAMES P Director | 100 | $5.5 | 1,100 (Direct) | View |