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Insider Trading - HENNESSY NEIL J
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Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2020-03-19 Purchase | 2020-03-20 3:03 pm | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 23,714 | $6.1586 | $146,045 | 2,167,936 (Indirect Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2016-09-16 Tax Withholding | 2016-09-19 5:44 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 940 | $36.16 | 1,604,671 (Direct) | View |
| 2016-09-16 Tax Withholding | 2016-09-19 5:44 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,410 | $36.16 | 1,604,671 (Direct) | View |
| 2016-09-21 Option Award | 2016-09-23 5:34 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 10,500 | $0 | 1,615,171 (Direct) | View |
| 2016-09-23 Tax Withholding | 2016-09-27 5:06 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,409 | $34.94 | 1,613,762 (Direct) | View |
| 2016-12-19 Gift | 2016-12-30 3:01 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 30,000 | $0 | 1,583,762 (Direct) | View |
| 2017-09-16 Gift | 2017-09-19 7:17 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 7,500 | $0 | 2,380,369 (Direct) | View |
| 2017-09-16 Tax Withholding | 2017-09-19 7:17 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,410 | $14.71 | 2,380,369 (Direct) | View |
| 2017-09-16 Tax Withholding | 2017-09-19 7:17 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 2,113 | $14.71 | 2,380,369 (Direct) | View |
| 2017-09-16 Option Award | 2017-09-19 7:17 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 15,750 | $0 | 2,380,369 (Direct) | View |
| 2017-09-16 Gift | 2017-09-20 4:06 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 7,500 | $0 | 2,364,619 (Direct) | View |
| 2017-09-16 Tax Withholding | 2017-09-20 4:06 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,410 | $14.71 | 2,364,619 (Direct) | View |
| 2017-09-16 Tax Withholding | 2017-09-20 4:06 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 2,113 | $14.71 | 2,364,619 (Direct) | View |
| 2017-09-21 Tax Withholding | 2017-09-25 4:57 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,480 | $15.49 | 2,361,027 (Direct) | View |
| 2017-09-21 Tax Withholding | 2017-09-25 4:57 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 2,113 | $14.97 | 2,361,027 (Direct) | View |
| 2017-09-30 Option Award | 2017-10-03 6:00 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 15,750 | $15.44 | 2,376,777 (Direct) | View |
| 2017-12-20 Gift | 2018-01-08 3:50 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 72,500 | $0 | 2,304,277 (Direct) | View |
| 2018-06-27 Gift | 2018-08-07 5:03 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO Chairman 10% Owner | 2,550 | $0 | 2,301,727 (Direct) | View |
| 2018-09-12 Option Award | 2018-09-14 4:43 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO Chairman 10% Owner | 15,750 | $0 | 2,317,477 (Direct) | View |
| 2018-09-17 Tax Withholding | 2018-09-19 1:55 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 2,770 | $14.61 | 2,314,707 (Direct) | View |
| 2018-09-21 Gift | 2018-09-25 5:55 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 7,500 | $0 | 2,302,466 (Direct) | View |
| 2018-09-21 Tax Withholding | 2018-09-25 5:55 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,952 | $14.4 | 2,302,466 (Direct) | View |
| 2018-09-21 Tax Withholding | 2018-09-25 5:55 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 2,789 | $14.4 | 2,302,466 (Direct) | View |
| 2018-09-30 Tax Withholding | 2018-10-01 5:06 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,952 | $13.85 | 2,300,515 (Direct) | View |
| 2018-12-21 Gift | 2019-01-04 1:13 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 10,000 | $0 | 2,240,515 (Direct) | View |
| 2018-12-21 Gift | 2019-01-04 1:13 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 50,000 | $0 | 2,240,515 (Direct) | View |
| 2019-06-26 Gift | 2019-06-27 1:16 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 3,400 | $0 | 2,237,115 (Direct) | View |
| 2019-08-30 Option Award | 2019-09-04 4:22 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 15,750 | $0 | 2,252,865 (Direct) | View |
| 2019-09-12 Tax Withholding | 2019-09-16 12:06 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,952 | $10.42 | 2,250,913 (Direct) | View |
| 2019-09-17 Tax Withholding | 2019-09-19 5:27 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 2,788 | $10.29 | 2,248,125 (Direct) | View |
| 2019-09-21 Tax Withholding | 2019-09-24 4:17 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,952 | $10.15 | 2,246,174 (Direct) | View |
| 2019-09-30 Tax Withholding | 2019-10-01 5:38 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,952 | $10.81 | 2,244,222 (Direct) | View |
| 2019-12-10 Gift | 2019-12-16 4:11 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 90,000 | $0 | 2,144,222 (Direct) | View |
| 2019-12-10 Gift | 2019-12-16 4:11 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 10,000 | $0 | 2,144,222 (Direct) | View |
| 2020-08-30 Tax Withholding | 2020-09-01 8:56 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,935 | $8.9 | 2,166,002 (Direct) | View |
| 2020-09-12 Tax Withholding | 2020-09-15 4:08 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,952 | $9.03 | 2,164,050 (Direct) | View |
| 2020-09-18 Option Award | 2020-09-22 6:53 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 15,750 | $0 | 2,177,849 (Direct) | View |
| 2020-09-18 Tax Withholding | 2020-09-22 6:53 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,952 | $9.38 | 2,177,849 (Direct) | View |
| 2020-09-30 Tax Withholding | 2020-10-01 6:11 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 1,952 | $8.29 | 2,175,897 (Direct) | View |
| 2020-12-29 Gift | 2020-12-30 5:58 pm | N/A N/A | HENNESSY ADVISORS INC | HNNA | HENNESSY NEIL J CEO 10% Owner | 112,500 | $0 | 2,063,397 (Direct) | View |