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Insider Trading - LUMOS PHARMA Inc (LUMO)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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LUMO Insider Trading Transactions for LUMOS PHARMA Inc
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2021-01-06
Sale		 2021-01-08
5:54 pm		 LUMOS PHARMA Inc LUMO Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
10% Owner		 151,723 $22.58 $3,425,623 784,568
(Indirect)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2019-03-01
Option Award		 2019-03-05
5:17 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 185,000 $1.8 185,000
(Direct)		 View
2019-03-01
Option Award		 2019-03-05
5:17 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 185,000 $1.8 185,000
(Direct)		 View
2019-03-01
Option Award		 2019-03-05
5:18 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Link Charles J. Jr.
CEO
Chairman		 500,000 $1.8 500,000
(Direct)		 View
2019-03-01
Option Award		 2019-03-05
5:19 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 185,000 $1.8 185,000
(Direct)		 View
2019-05-10
Option Award		 2019-05-14
5:32 pm		 N/A
2029-05-09		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 25,000 $1.69 25,000
(Direct)		 View
2019-05-10
Option Award		 2019-05-14
5:33 pm		 N/A
2029-05-09		 NEWLINK GENETICS CORP NLNK JOHNSON CHAD ALLEN
Director		 25,000 $1.69 25,000
(Direct)		 View
2019-05-10
Option Award		 2019-05-14
5:33 pm		 N/A
2029-05-09		 NEWLINK GENETICS CORP NLNK Sherman Matthew L
Director		 25,000 $1.69 25,000
(Direct)		 View
2019-05-10
Option Award		 2019-05-14
5:34 pm		 N/A
2029-05-09		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 25,000 $1.69 25,000
(Direct)		 View
2019-05-10
Option Award		 2019-05-14
5:34 pm		 N/A
2029-05-09		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 25,000 $1.69 25,000
(Direct)		 View
2019-06-23
Tax Withholding		 2019-06-24
9:25 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 359 $1.57 14,097
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 2011-03-03
2020-03-02		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 26,190 $3.07 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 13,095 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 2012-01-01
2020-12-08		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 17,857 $10.02 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 8,929 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 2011-12-09
2021-11-09		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 3,571 $7 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 1,786 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 2011-11-10
2021-11-09		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 47,619 $7 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 23,810 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2022-11-01		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 17,855 $13.3 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 5,952 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2023-05-08		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 12,000 $14.71 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 4,000 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2024-04-30		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 15,659 $21.23 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 5,220 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2025-04-29		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 6,349 $44.6 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 1,588 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2026-08-08		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 17,774 $10.78 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 8,887 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2026-08-08		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 4,782 $10.78 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 2,391 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2027-05-11		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 13,309 $17.42 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 4,437 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2028-05-22		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 27,777 $5.33 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Raffin Thomas A.
Director		 13,889 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 2010-12-04
2019-12-03		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 380,952 $2.97 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 167,896 $1.77 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 22,580 $1.77 439
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 2010-12-04
2020-03-02		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 190,476 $3.07 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 95,238 $1.77 439
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 2012-04-14
2021-11-09		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 42,857 $7 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 14,286 $1.77 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 7,143 $1.77 439
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 2013-01-18
2022-01-18		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 80,000 $6.87 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 31,921 $1.77 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 8,080 $1.77 439
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 2014-01-14
2023-01-13		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 90,000 $11.79 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 26,872 $1.77 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 3,129 $1.77 439
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2024-01-01		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 71,250 $21.38 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 22,041 $1.77 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 1,710 $1.77 439
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2025-01-01		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 81,000 $43.65 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 19,438 $1.77 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 813 $1.77 439
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:37 pm		 N/A
2026-01-03		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 84,275 $34.73 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 18,246 $1.77 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 2,195 $1.77 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 190 $1.77 439
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:37 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 439 $1.77 439
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 312,500 $10.55 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 48,828 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 25,820 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 19,532 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 19,532 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 19,531 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 19,531 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 3,477 $1.77 100,000
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 126,500 $7.85 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 10,542 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 14,926 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 7,907 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 7,907 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 6,158 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 5,275 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 5,269 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 5,269 $1.77 100,000
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Vahanian Nicholas N.
President		 100,000 $1.77 100,000
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 2011-03-03
2020-03-02		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 2,380 $3.07 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 1,190 $1.77 330
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 2012-04-14
2021-04-13		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 16,666 $7 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 8,333 $1.77 330
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 2012-10-19
2021-10-18		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 23,809 $7 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 9,038 $1.77 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 2,867 $1.77 330
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 2013-01-19
2022-01-18		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 15,000 $6.87 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 5,472 $1.77 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 2,028 $1.77 330
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 2014-01-14
2023-01-13		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 20,000 $11.79 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 3,539 $1.77 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 3,129 $1.77 330
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 N/A
2024-01-01		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 27,000 $21.38 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 6,692 $1.77 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 2,309 $1.77 330
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 N/A
2025-01-01		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 16,300 $43.65 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 3,487 $1.77 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 589 $1.77 330
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 N/A
2026-01-03		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 8,989 $34.73 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 1,639 $1.77 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 328 $1.77 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 281 $1.77 330
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 N/A
2026-08-08		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 20,000 $10.78 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 9,392 $1.77 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 278 $1.77 330
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 330 $1.77 330
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 N/A
2027-01-02		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 37,500 $10.55 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 11,719 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 2,211 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 4,821 $1.77 14,293
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 55,000 $7.85 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 4,583 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 4,870 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 4,297 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 3,438 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 3,438 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 2,293 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 2,291 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 2,291 $1.77 14,293
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:38 pm		 N/A
2028-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 100,000 $3.17 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 11,458 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 24,250 $1.77 14,293
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:38 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 14,293 $1.77 14,293
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 2013-11-02
2022-11-01		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 11,904 $13.3 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 3,968 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 2013-11-02
2022-11-01		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 10,713 $13.3 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 3,571 $1.77 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2023-05-08		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 12,000 $14.71 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 4,000 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 N/A
2024-04-30		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 15,659 $21.23 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 5,220 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 N/A
2025-04-29		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 6,349 $44.6 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 1,588 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 N/A
2026-08-08		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 17,773 $10.78 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 8,887 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 N/A
2026-08-08		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 4,783 $10.78 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 2,392 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 N/A
2027-05-11		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 13,309 $17.42 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 4,437 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 N/A
2028-05-22		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 27,777 $5.33 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 13,889 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 2016-04-20
2025-04-19		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 10,000 $52.64 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 1,633 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 868 $1.77 105
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 2017-02-01
2026-01-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 2,000 $24.42 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 472 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 98 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 98 $1.77 105
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 2016-09-09
2026-08-08		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 3,334 $10.78 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 1,111 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 487 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 70 $1.77 105
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 2018-02-01
2027-01-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 2,352 $12.68 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 115 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 311 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 360 $1.77 105
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 2018-12-01
2027-11-30		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 10,000 $8.86 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 729 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 3,021 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 1,250 $1.77 105
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 2019-03-01
2028-03-08		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 2,000 $7.85 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 146 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 563 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 187 $1.77 105
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Lawley Lori D
Principal Accounting Officer		 105 $1.77 105
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 2019-04-30
2028-04-29		 NEWLINK GENETICS CORP NLNK Sherman Matthew L
Director		 63,447 $4.56 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Sherman Matthew L
Director		 13,218 $1.77 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Sherman Matthew L
Director		 18,506 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:39 pm		 N/A
2028-05-22		 NEWLINK GENETICS CORP NLNK Sherman Matthew L
Director		 27,777 $5.33 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:39 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Sherman Matthew L
Director		 13,889 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2014-05-10
2023-05-09		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 50,000 $15.33 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 16,667 $1.77 73
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2015-01-07
2024-01-06		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 50,000 $22.85 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 11,944 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 4,724 $1.77 73
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2015-03-11
2024-03-10		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 30,000 $30.48 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 7,032 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 469 $1.77 73
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2016-01-20
2025-01-19		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 10,000 $39.05 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 2,326 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 174 $1.77 73
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2016-06-23
2025-06-22		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 10,000 $46.73 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 2,188 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 313 $1.77 73
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2016-02-04
2026-01-03		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 12,641 $34.73 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 2,525 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 330 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 241 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 66 $1.77 73
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2016-09-09
2026-08-08		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 50,000 $10.78 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 24,306 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 695 $1.77 73
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2017-02-03
2027-01-02		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 50,000 $10.55 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 15,625 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 4,550 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 4,826 $1.77 73
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2017-08-13
2027-07-12		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 1,000 $7.73 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 250 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 177 $1.77 73
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 73 $1.77 73
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 2017-12-13
2027-11-12		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 37,500 $8.9 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 7,813 $1.77 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 6,641 $1.77 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 4,297 $1.77 2,445
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:40 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 110,000 $7.85 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 9,167 $1.77 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 15,889 $1.77 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 6,875 $1.77 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 6,875 $1.77 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 4,587 $1.77 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 4,582 $1.77 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 4,582 $1.77 2,445
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:40 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 2,445 $1.77 2,445
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 2011-03-03
2020-03-02		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 23,809 $3.07 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 11,905 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 2010-03-03
2020-03-02		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 23,809 $3.07 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 11,905 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 2012-01-01
2020-12-08		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 11,904 $10.02 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 5,952 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 2011-12-09
2020-12-08		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 2,380 $10.02 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 1,190 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 N/A
2022-11-01		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 11,902 $13.3 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 3,968 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 N/A
2023-05-08		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 12,000 $14.71 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 4,000 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 N/A
2024-04-30		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 15,659 $21.23 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 5,220 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 N/A
2025-04-29		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 6,349 $44.6 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 1,588 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 N/A
2026-08-08		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 17,774 $10.78 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 8,887 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 N/A
2026-08-08		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 4,782 $10.78 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 2,391 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 N/A
2027-05-11		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 13,309 $17.42 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 4,437 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 N/A
2028-05-22		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 27,777 $5.33 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK Talarico Ernest III
Director		 13,889 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 2019-03-19
2028-03-18		 NEWLINK GENETICS CORP NLNK JOHNSON CHAD ALLEN
Director		 48,324 $7.07 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK JOHNSON CHAD ALLEN
Director		 10,739 $1.77 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK JOHNSON CHAD ALLEN
Director		 13,424 $1.77 13,889
(Direct)		 View
2019-07-31
Disposition		 2019-08-02
6:41 pm		 N/A
2028-05-22		 NEWLINK GENETICS CORP NLNK JOHNSON CHAD ALLEN
Director		 27,777 $5.33 13,889
(Direct)		 View
2019-07-31
Option Award		 2019-08-02
6:41 pm		 N/A
2026-07-31		 NEWLINK GENETICS CORP NLNK JOHNSON CHAD ALLEN
Director		 13,889 $1.77 13,889
(Direct)		 View
2019-08-02
Option Award		 2019-08-06
6:00 pm		 2019-11-03
2021-08-03		 NEWLINK GENETICS CORP NLNK Link Charles J. Jr.
CEO
Chairman		 331,258 $1.71 331,258
(Direct)		 View
2019-08-24
Tax Withholding		 2019-08-27
4:19 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK POWERS BRADLEY J
Principal Executive Officer		 76 $1.59 503
(Direct)		 View
2020-01-04
Tax Withholding		 2020-01-06
8:09 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Langren Carl W.
CFO		 281 $2.21 20,144
(Direct)		 View
2020-01-04
Tax Withholding		 2020-01-06
8:09 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Kennedy Eugene P.
Chief Medical Officer		 376 $2.21 13,721
(Direct)		 View
2020-01-02
Option Award		 2020-01-06
8:10 pm		 N/A
N/A		 NEWLINK GENETICS CORP NLNK Zoth Lota S.
Director		 2,100 $0 10,006
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:21 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO Hawkins Richard J
CEO		 25,000 $0 135,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:21 pm		 N/A
2030-03-31		 LUMOS PHARMA Inc LUMO Hawkins Richard J
CEO		 135,000 $7.87 135,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:21 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO Kennedy Eugene P.
Chief Medical Officer		 9,000 $0 45,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:21 pm		 N/A
2030-03-31		 LUMOS PHARMA Inc LUMO Kennedy Eugene P.
Chief Medical Officer		 45,000 $7.87 45,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:22 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO Langren Carl W.
CFO		 9,000 $0 45,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:22 pm		 N/A
2030-03-31		 LUMOS PHARMA Inc LUMO Langren Carl W.
CFO		 45,000 $7.87 45,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:22 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO Lawley Lori D
Principal Accounting Officer		 4,500 $0 25,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:22 pm		 N/A
2030-03-31		 LUMOS PHARMA Inc LUMO Lawley Lori D
Principal Accounting Officer		 25,000 $7.87 25,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:22 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO McKew John C.
Chief Scientific Officer		 13,000 $0 65,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:22 pm		 N/A
2030-03-31		 LUMOS PHARMA Inc LUMO McKew John C.
Chief Scientific Officer		 65,000 $7.87 65,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:23 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO POWERS BRADLEY J
General Counsel		 4,500 $0 25,000
(Direct)		 View
2020-04-01
Option Award		 2020-04-03
6:23 pm		 N/A
2030-03-31		 LUMOS PHARMA Inc LUMO POWERS BRADLEY J
General Counsel		 25,000 $7.87 25,000
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:57 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO JOHNSON CHAD ALLEN
Director		 709 $0 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:57 pm		 N/A
2030-04-02		 LUMOS PHARMA Inc LUMO JOHNSON CHAD ALLEN
Director		 5,684 $7.78 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:57 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO Cunningham Emmett
Director		 709 $0 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:57 pm		 N/A
2030-04-02		 LUMOS PHARMA Inc LUMO Cunningham Emmett
Director		 5,684 $7.78 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:57 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO LALANDE KEVIN M.
Director		 709 $0 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:57 pm		 N/A
2030-04-02		 LUMOS PHARMA Inc LUMO LALANDE KEVIN M.
Director		 5,684 $7.78 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:58 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO McCracken Joseph S
Director		 709 $0 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:58 pm		 N/A
2030-04-02		 LUMOS PHARMA Inc LUMO McCracken Joseph S
Director		 5,684 $7.78 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:58 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO Raffin Thomas A.
Director		 709 $0 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:58 pm		 N/A
2030-04-02		 LUMOS PHARMA Inc LUMO Raffin Thomas A.
Director		 5,684 $7.78 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:59 pm		 N/A
N/A		 LUMOS PHARMA Inc LUMO Zoth Lota S.
Director		 709 $0 5,684
(Direct)		 View
2020-04-03
Option Award		 2020-04-07
5:59 pm		 N/A
2030-04-02		 LUMOS PHARMA Inc LUMO Zoth Lota S.
Director		 5,684 $7.78 5,684
(Direct)		 View
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