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Insider Trading - LAMPEN RICHARD

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for LAMPEN RICHARD
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-06-03
Purchase
2019-06-04
07:48 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
10,000 $3.133 $31,326 3,324,916
(Indirect
Direct)
View
2019-05-31
Purchase
2019-06-03
07:51 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
10,000 $3.23 $32,295 3,314,916
(Indirect
Direct)
View
2019-05-30
Purchase
2019-05-31
07:46 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
10,000 $3.367 $33,668 3,304,916
(Indirect
Direct)
View
2019-05-23
Purchase
2019-05-24
07:48 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
10,000 $3.34 $33,399 3,294,916
(Indirect
Direct)
View
2019-05-22
Purchase
2019-05-23
07:57 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
10,000 $3.352 $33,515 3,284,916
(Indirect
Direct)
View
2019-05-16
Purchase
2019-05-17
07:30 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
10,000 $3.314 $33,139 3,008,671
(Indirect
Direct)
View
2019-04-15
Purchase
2019-04-16
07:35 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
10,000 $3.43 $34,301 2,998,671
(Indirect
Direct)
View
2019-04-10
Purchase
2019-04-11
07:55 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
20,000 $3.237 $64,740 2,988,671
(Indirect
Direct)
View
2019-02-20
Purchase
2019-02-21
07:36 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.7957 $7,957 2,797,470
(Indirect
Direct)
View
2019-02-19
Purchase
2019-02-20
07:40 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.7986 $7,986 2,787,470
(Indirect
Direct)
View
2019-02-15
Purchase
2019-02-19
07:48 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.8008 $8,008 2,777,470
(Indirect
Direct)
View
2019-01-18
Purchase
2019-01-22
07:42 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.8962 $8,962 2,767,470
(Indirect
Direct)
View
2019-01-17
Purchase
2019-01-18
07:27 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.9094 $9,094 2,757,470
(Indirect
Direct)
View
2019-01-15
Purchase
2019-01-16
07:58 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.8941 $8,941 2,747,470
(Indirect
Direct)
View
2019-01-14
Purchase
2019-01-15
07:30 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.9153 $9,153 2,737,470
(Indirect
Direct)
View
2019-01-11
Purchase
2019-01-14
07:33 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.8862 $8,862 2,727,470
(Indirect
Direct)
View
2019-01-10
Purchase
2019-01-11
07:47 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.839 $8,390 2,717,470
(Indirect
Direct)
View
2019-01-09
Purchase
2019-01-10
07:43 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.8423 $8,423 2,707,470
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-26
07:55 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.7974 $7,974 2,697,470
(Indirect
Direct)
View
2018-12-19
Purchase
2018-12-20
07:39 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.7977 $7,977 2,687,470
(Indirect
Direct)
View
2018-12-17
Purchase
2018-12-18
07:32 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.8437 $8,437 2,677,470
(Indirect
Direct)
View
2018-12-14
Purchase
2018-12-17
07:44 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.8203 $8,203 2,667,470
(Indirect
Direct)
View
2018-12-13
Purchase
2018-12-14
07:36 am
Castle Brands Inc ROX LAMPEN RICHARD
CEO
10,000 $0.8084 $8,084 2,657,470
(Indirect
Direct)
View
2018-11-15
Purchase
2018-11-16
07:36 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
5,000 $2.684 $13,418 2,578,671
(Indirect
Direct)
View
2018-10-12
Purchase
2018-10-15
08:19 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
10,000 $2.539 $25,388 2,405,059
(Indirect
Direct)
View
2018-09-21
Purchase
2018-09-24
07:51 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
50,000 $2.529 $126,430 2,395,059
(Indirect
Direct)
View
2018-08-17
Purchase
2018-08-20
08:31 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO
5,000 $3.2 $16,000 2,345,059
(Indirect
Direct)
View
2018-07-02
Purchase
2018-07-03
07:39 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO
5,000 $3.402 $17,009 2,340,059
(Indirect
Direct)
View
2018-06-29
Purchase
2018-07-02
07:33 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO
5,000 $3.429 $17,145 2,335,059
(Indirect
Direct)
View
2018-06-28
Purchase
2018-06-29
07:50 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO
10,000 $3.502 $35,017 2,330,059
(Indirect
Direct)
View
2018-06-27
Purchase
2018-06-28
08:02 am
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO
5,000 $3.569 $17,847 2,320,059
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-10-08
Equity Swap
2019-10-09
8:46 pm
N/A
N/A
Castle Brands Inc ROX LAMPEN RICHARD
CEO
2,797,470 $1.27 0
(Direct)
View
2019-10-08
Equity Swap
2019-10-09
8:46 pm
N/A
N/A
Castle Brands Inc ROX LAMPEN RICHARD
CEO
1,016,065 $1.27 0
(Indirect)
View
2019-10-08
Disposition
2019-10-09
8:46 pm
N/A
2020-06-11
Castle Brands Inc ROX LAMPEN RICHARD
CEO
300,000 $0.35 0
(Direct)
View
2019-10-08
Disposition
2019-10-09
8:46 pm
N/A
2021-06-20
Castle Brands Inc ROX LAMPEN RICHARD
CEO
500,000 $0.33 0
(Direct)
View
2019-10-08
Disposition
2019-10-09
8:46 pm
N/A
2022-06-08
Castle Brands Inc ROX LAMPEN RICHARD
CEO
500,000 $0.31 0
(Direct)
View
2019-10-08
Disposition
2019-10-09
8:46 pm
N/A
2023-06-05
Castle Brands Inc ROX LAMPEN RICHARD
CEO
500,000 $0.38 0
(Direct)
View
2019-10-08
Disposition
2019-10-09
8:46 pm
N/A
2024-05-28
Castle Brands Inc ROX LAMPEN RICHARD
CEO
500,000 $1 0
(Direct)
View
2019-10-08
Disposition
2019-10-09
8:46 pm
N/A
2025-06-02
Castle Brands Inc ROX LAMPEN RICHARD
CEO
500,000 $1.67 0
(Direct)
View
2019-10-08
Disposition
2019-10-09
8:46 pm
N/A
2026-06-03
Castle Brands Inc ROX LAMPEN RICHARD
CEO
600,000 $0.9 0
(Direct)
View
2019-05-17
Exercise
2019-05-17
7:11 pm
N/A
N/A
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
600,000 $0.9 3,608,671
(Direct)
View
2019-05-17
Tax Withholding
2019-05-17
7:11 pm
N/A
N/A
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
333,755 $3.39 3,608,671
(Direct)
View
2019-05-17
Exercise
2019-05-17
7:11 pm
N/A
2020-01-14
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
600,000 $0.9 3,608,671
(Direct)
View
2019-02-27
Option Award
2019-02-27
9:00 pm
2023-02-27
2029-02-27
VECTOR GROUP LTD VGR LAMPEN RICHARD
VP
62,500 $11.46 62,500
(Direct)
View
2019-01-10
Option Award
2019-01-14
07:39 am
N/A
N/A
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
400,000 $0 2,978,671
(Direct)
View
2018-10-17
Exercise
2018-10-18
07:38 am
N/A
N/A
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
600,000 $1.58 3,005,059
(Direct)
View
2018-10-17
Tax Withholding
2018-10-18
07:38 am
N/A
N/A
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
431,388 $2.92 3,005,059
(Direct)
View
2018-10-17
Exercise
2018-10-18
07:38 am
N/A
2018-10-30
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS LAMPEN RICHARD
CEO, Chairman
600,000 $1.58 3,005,059
(Direct)
View
2018-08-22
Exercise
2018-08-23
07:38 am
N/A
N/A
Castle Brands Inc ROX LAMPEN RICHARD
CEO
100,000 $0.35 2,647,470
(Direct)
View
2018-08-22
Exercise
2018-08-23
07:38 am
N/A
2020-06-11
Castle Brands Inc ROX LAMPEN RICHARD
CEO
100,000 $0.35 2,647,470
(Direct)
View
2018-08-01
Exercise
2018-08-02
07:58 am
N/A
N/A
Castle Brands Inc ROX LAMPEN RICHARD
CEO
300,000 $0.35 2,547,470
(Direct)
View
2018-08-01
Exercise
2018-08-02
07:58 am
N/A
2018-11-03
Castle Brands Inc ROX LAMPEN RICHARD
CEO
300,000 $0.35 2,547,470
(Direct)
View
2018-07-12
Exercise
2018-07-13
07:49 am
N/A
N/A
Castle Brands Inc ROX LAMPEN RICHARD
CEO
200,000 $0.35 2,247,470
(Direct)
View
2018-07-12
Exercise
2018-07-13
07:49 am
N/A
2018-11-03
Castle Brands Inc ROX LAMPEN RICHARD
CEO
200,000 $0.35 2,247,470
(Direct)
View
2018-06-28
Exercise
2018-06-29
07:49 am
N/A
N/A
Castle Brands Inc ROX LAMPEN RICHARD
CEO
200,000 $0.35 2,047,470
(Direct)
View
2018-06-28
Exercise
2018-06-29
07:49 am
N/A
2018-11-03
Castle Brands Inc ROX LAMPEN RICHARD
CEO
200,000 $0.35 2,047,470
(Direct)
View
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