Insider Trading - OBUS NELSON - Form 4 SEC Filings

Insider Trading - OBUS NELSON

Real time insider trading transaction history:

Insiders must file a Form 4 covering their trades within two business days.
Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for OBUS NELSON

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Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2020-06-12 Purchase	2020-06-16 4:54 pm	DLH Holdings Corp.	DLHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	10,000	$7.4614	$74,614	3,856,260 (Indirect Direct)	View
2020-06-16 Purchase	2020-06-18 5:08 pm	S&W Seed Co	SANW	WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	25,000	$2.295	$57,375	4,493,198 (Indirect Direct)	View
2020-06-17 Purchase	2020-06-19 4:16 pm	Williams Industrial Services Group Inc.	WLMS	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	150,000	$1.25	$187,500	6,272,681 (Indirect Direct)	View
2020-06-17 Purchase	2020-06-19 4:38 pm	Williams Industrial Services Group Inc.	WLMS	OBUS NELSON Director 10% Owner	150,000	$1.25	$187,500	6,492,519 (Indirect Direct)	View
2020-08-05 Purchase	2020-08-07 8:58 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	285,000	$1.14	$324,900	1,903,595 (Indirect Direct)	View
2020-08-10 Purchase	2020-08-12 4:15 pm	DLH Holdings Corp.	DLHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	15,000	$8.7275	$130,913	3,871,260 (Indirect Direct)	View
2020-08-19 Purchase	2020-08-21 4:43 pm	Williams Industrial Services Group Inc.	WLMS	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	20,000	$1.7844	$35,688	6,292,681 (Indirect Direct)	View
2020-08-19 Purchase	2020-08-21 4:53 pm	Williams Industrial Services Group Inc.	WLMS	OBUS NELSON Director 10% Owner	20,000	$1.7844	$35,688	6,512,519 (Indirect Direct)	View
2020-08-21 Purchase	2020-08-25 4:15 pm	Williams Industrial Services Group Inc.	WLMS	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	20,000	$1.75	$35,000	6,312,681 (Indirect Direct)	View
2020-08-21 Purchase	2020-08-25 4:49 pm	Williams Industrial Services Group Inc.	WLMS	OBUS NELSON Director 10% Owner	20,000	$1.75	$35,000	6,532,519 (Indirect Direct)	View
2020-08-25 Purchase	2020-08-27 4:15 pm	Williams Industrial Services Group Inc.	WLMS	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	33,350	$1.6781	$55,966	6,346,031 (Indirect Direct)	View
2020-08-25 Purchase	2020-08-27 4:46 pm	Williams Industrial Services Group Inc.	WLMS	OBUS NELSON Director 10% Owner	33,350	$1.6781	$55,966	6,565,869 (Indirect Direct)	View
2020-08-05 Purchase(A)	2020-10-15 6:30 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	285,000	$1.15	$327,750	1,901,595 (Indirect Direct)	View
2020-08-05 Sale(A)	2020-10-15 6:30 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	2,000	$2.0601	$4,120	1,901,595 (Indirect Direct)	View
2020-10-13 Purchase	2020-10-15 7:00 pm	LANDEC CORP	LNDC	OBUS NELSON Director	10,000	$10.3	$103,023	2,919,215 (Indirect Direct)	View
2020-11-16 Purchase	2020-11-18 4:18 pm	Williams Industrial Services Group Inc.	WLMS	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	2,075	$1.7432	$3,617	6,348,106 (Indirect Direct)	View
2020-11-16 Purchase	2020-11-18 4:51 pm	Williams Industrial Services Group Inc.	WLMS	OBUS NELSON Director 10% Owner	2,075	$1.7432	$3,617	6,567,944 (Indirect Direct)	View
2020-11-18 Purchase	2020-11-20 7:06 pm	Williams Industrial Services Group Inc.	WLMS	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	3,300	$1.75	$5,775	6,351,406 (Indirect Direct)	View
2020-11-18 Purchase	2020-11-20 7:28 pm	Williams Industrial Services Group Inc.	WLMS	OBUS NELSON Director 10% Owner	3,300	$1.75	$5,775	6,571,244 (Indirect Direct)	View
2020-11-24 Purchase	2020-11-27 4:14 pm	Williams Industrial Services Group Inc.	WLMS	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	500	$1.75	$875	6,351,906 (Indirect Direct)	View
2020-11-24 Purchase	2020-11-27 6:12 pm	Williams Industrial Services Group Inc.	WLMS	OBUS NELSON Director 10% Owner	500	$1.75	$875	6,571,744 (Indirect Direct)	View
2020-12-03 Purchase	2020-12-07 4:21 pm	Summer Infant Inc.	SUMR	WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	6,000	$16.29	$97,723	764,784 (Indirect Direct)	View
2021-01-11 Purchase	2021-01-13 3:26 pm	LANDEC CORP	LNDC	OBUS NELSON Director	20,000	$10.76	$215,248	2,941,415 (Indirect Direct)	View
2021-03-12 Sale	2021-03-16 7:28 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	22,584	$3.9413	$89,011	1,879,011 (Indirect Direct)	View
2021-03-25 Sale	2021-03-29 8:07 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	50,000	$4.25	$212,500	1,829,011 (Indirect Direct)	View
2021-04-12 Purchase	2021-04-14 6:53 pm	LANDEC CORP	LNDC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	240,587	$10.02	$2,410,360	3,145,887 (Indirect Direct)	View
2021-04-12 Purchase(A)	2021-04-15 06:03 am	LANDEC CORP	LNDC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	240,587	$10.02	$2,410,360	3,145,887 (Indirect Direct)	View
2021-05-21 Purchase	2021-05-25 4:57 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	110,030	$4.4655	$491,339	1,939,041 (Indirect Direct)	View
2021-05-21 Purchase	2021-05-25 7:05 pm	Summer Infant Inc.	SUMR	WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	15,286	$11.28	$172,367	780,070 (Indirect Direct)	View
2021-05-25 Purchase	2021-05-27 4:18 pm	Summer Infant Inc.	SUMR	WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	4,113	$11.08	$45,583	784,183 (Indirect Direct)	View
2021-05-27 Purchase	2021-06-01 4:16 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	7,422	$4.5039	$33,428	1,946,463 (Indirect Direct)	View
2021-06-01 Purchase	2021-06-03 4:16 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	100	$4.55	$455	1,946,563 (Indirect Direct)	View
2021-08-23 Purchase	2021-08-25 9:34 pm	Williams Industrial Services Group Inc.	WLMS	OBUS NELSON Director 10% Owner	46,700	$4.0264	$188,033	6,645,842 (Indirect Direct)	View
2021-11-22 Purchase	2021-11-24 4:01 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	254,100	$5.4993	$1,397,380	2,200,663 (Indirect Direct)	View
2021-11-26 Purchase	2021-11-30 4:16 pm	Quest Resource Holding Corp	QRHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	221,100	$5.18	$1,145,298	2,201,763 (Indirect Direct)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2020-10-15 Option Award	2020-10-19 4:24 pm	N/A N/A	LANDEC CORP	LNDC	OBUS NELSON Director	2,200	$10.36	36,115 (Direct)	View
2020-10-15 Exercise	2020-10-19 4:24 pm	2020-10-15 2020-10-15	LANDEC CORP	LNDC	OBUS NELSON Director	2,200	$0	36,115 (Direct)	View
2021-02-04 Option Award	2021-02-08 4:22 pm	N/A N/A	Williams Industrial Services Group Inc.	WLMS	OBUS NELSON Director 10% Owner	27,398	$0	6,599,142 (Direct)	View
2021-06-01 Exercise	2021-06-03 8:10 pm	2021-06-01 2021-06-01	LANDEC CORP	LNDC	OBUS NELSON Director	8,303	$11.64	44,418 (Direct)	View
2021-06-01 Option Award	2021-06-03 8:10 pm	N/A N/A	LANDEC CORP	LNDC	OBUS NELSON Director	8,303	$11.64	44,418 (Direct)	View
2021-06-04 Option Award	2021-06-08 7:57 pm	2022-06-04 N/A	LANDEC CORP	LNDC	OBUS NELSON Director	7,059	$0	7,059 (Direct)	View
2021-10-27 Exercise	2021-11-04 6:57 pm	N/A N/A	DLH Holdings Corp.	DLHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	53,619	$3.73	3,924,879 (Direct)	View
2021-10-27 Exercise	2021-11-04 6:57 pm	2016-11-02 2021-11-02	DLH Holdings Corp.	DLHC	WYNNEFIELD PARTNERS SMALL CAP VALUE LP WYNNEFIELD PARTNERS SMALL CAP VALUE LP I WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD WYNNEFIELD CAPITAL MANAGEMENT LLC WYNNEFIELD CAPITAL INC Wynnefield Capital Inc. Profit Sharing Plan OBUS NELSON LANDES JOSHUA 10% Owner	53,619	$0	3,924,879 (Direct)	View

(A) Indicate amendment filing.

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