Insider Holders & Insider Ownership - TRI-CONTINENTAL CORP (TY)

List of insiders holdings for TRI-CONTINENTAL CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
KING DAVID L
Portfolio Manager of Issuer		2020-03-03 15:14:09150,000
0		150,000Form 4
MCPHERSON FRANK A
Director		2008-02-01 14:58:3752,519
0		52,519Form 4
MORRIS WILLIAM C
Chairman		2008-03-26 16:36:110
39,348		39,348Form 4
Clark John H
Director, Issuer's Inv. Adv.		2008-07-03 11:48:3520,912
0		20,912Form 4
White Todd
Managing Dir of Issuer's IA		2014-03-05 14:39:5919,000
0		19,000Form 5
Condon Brian Matthew
Portfolio Manager of Issuer		2015-12-11 16:12:2617,500
0		17,500Form 4
Waldner Matthew M
See Remarks		2024-03-01 08:47:0215,744
151.33		15,895Form 3
Jin Yan
Portfolio Manager of Issuer		2019-01-02 13:50:1612,827
0		12,827Form 4
RICHIE LEROY C
Director		2009-10-13 17:49:4010,238
0		10,238Form 4
KADLEC CHARLES W
Vice President		2007-06-01 16:47:199717.83
0		9717.83Form 4
GUIDONE PAUL C
Director		2003-09-11 15:20:026575.99
0		6575.99Form 4
SCHMALTZ RICHARD R
Director of Issuer's Inv. Adv.		2004-01-06 15:44:565175.35
0		5175.35Form 3
Albanese Peter
Portfolio Manager of Issuer		2018-06-13 15:20:045067.59
0		5067.59Form 4
Maher John F
Director		2006-12-18 09:46:175000
0		5000Form 3
MOLES THOMAS G
Director Issuer's Inv. Advisor		2004-05-24 16:06:393632.71
0		3632.71Form 4
Sivaraman Raghavendran
Portfolio Manager of Issuer		2023-07-07 09:09:533000
0		3000Form 4
Cunningham John B
Vice President		2004-09-17 14:14:532500
0		2500Form 3
FLYNN PATRICIA M
Director		2008-11-17 11:21:09100
1937		2037Form 3
TRUSCOTT WILLIAM F
Vice President		2010-03-02 10:51:062000
0		2000Form 4
Lee Grace
Portfolio Manager of Issuer		2022-03-14 17:41:472000
0		2000Form 4
Carlton Pamela G
Director		2020-02-04 12:30:591263
0		1263Form 4
McGarry Michael F
Co-Portfolio Manager		2005-04-07 11:21:341228.27
0		1228.27Form 4
ILCHMAN ALICE S
Director		2005-10-20 09:58:110
1164.73		1164.73Form 4
Boudreau Edward J Jr.
Director		2018-01-05 17:09:471000
0		1000Form 3
Yeager Sandra
Director		2020-06-15 14:14:211000
0		1000Form 3
Beckman Daniel
Senior Vice President		2021-05-14 13:07:44325
0		325Form 4
NASTA FRANK J
Corp.Sect.Issuer/Mg.Dtr Advis		2006-11-29 15:51:14233.6
0		233.6Form 4
HACKER DOUGLAS A
Director		2022-01-04 12:55:55220
0		220Form 3
Gallagher Brian J
Director		2020-01-06 12:27:15207.63
0		207.63Form 3
CARMICHAEL WILLIAM P
Director		2014-01-06 14:04:57200
0		200Form 3
Hawkins William A.
Director		2015-03-06 15:44:07200
0		200Form 3
SHAW MINOR M
Director		2016-04-21 11:52:32200
0		200Form 3
Alison Taunton-Rigby
Director		2008-11-17 11:43:31200
0		200Form 3
PAGLIA CATHERINE JAMES
Director		2014-11-24 16:31:05126
0		126Form 4
LEWIS STEPHEN R JR
Director		2008-11-17 12:37:52100
0		100Form 3
SANTOMERO ANTHONY M
Director		2019-04-17 11:17:27100
0		100Form 3
MOFFETT DAVID M
Director		2024-01-02 15:01:05100
0		100Form 3
Carlson Arne H
Director		2008-11-17 12:00:14100
0		100Form 3
Batejan George S
Director		2018-01-05 16:55:25100
0		100Form 3
Petersen Christopher O.
President & Prin Exec Off		2020-11-19 17:01:38100
0		100Form 4
Laikind Jeffrey
Director		2008-11-17 12:14:28100
0		100Form 3
Blatz Kathleen
Director		2008-11-17 13:53:59100
0		100Form 3
Jones Anne Patricia
Director		2008-11-17 13:42:09100
0		100Form 3
Carrig Janet
Director		2024-01-18 09:49:3273
0		73Form 4
Fonseca Maureen
Director		2007-08-01 09:50:0925
0		25Form 3
LANDES WILLIAM J
SVP of Issuer's IA		2015-04-08 14:48:060
0		0Form 3
Clarke Michael G
Treasurer of Issuer		2011-04-22 17:57:380
0		0Form 3
Nusinzon Oleg
Portfolio Manager of Issuer		2021-06-22 15:47:170
0		0Form 3
Kringdon Joseph Dale
Managing Dir of Issuer's IA		2014-08-25 13:18:060
0		0Form 3
Tannuzzo Gene R
Man Dir/GL HD of FI Issuer IA		2021-03-05 09:24:390
0		0Form 3
Larrenaga Ryan Collins
Vice President and Secretary		2015-01-09 11:06:060
0		0Form 3
Kephart-Strong Geralynn A
Vice President		2015-01-09 11:11:220
0		0Form 3
Engelking Brian M.
Dir., VP & CFO of Issuer's IA		2020-06-25 15:00:500
0		0Form 3
Harasimowicz Stephen J.
Senior VP, Glb Head of Trading		2015-04-06 14:03:210
0		0Form 3
Beranek Joseph
Treasurer of Issuer		2019-02-05 10:29:430
0		0Form 3
Mergen Melda
Managing Dir of Issuer's IA		2015-04-08 14:54:280
0		0Form 3
Marc Zeitoun
See Remarks		2024-01-10 09:53:330
0		0Form 3
Kutin Joshua
See Remarks		2024-01-16 08:38:120
0		0Form 3
Haugen Anthony P
VP, CFO & Dir. of Issuer's IA		2017-01-11 15:17:500
0		0Form 3
Cielinski James Robert
MNG DIR/GL HD of FI of Issr IA		2017-04-07 11:58:420
0		0Form 3
Cleasby Jonathan C
Dir., VP & CFO of Issuer's IA		2020-04-01 14:17:430
0		0Form 3
Asselta Francine
See Remarks		2024-01-16 12:29:480
0		0Form 3
Couto Scott E
EVP/Head N.Am. for Issuer's IA		2018-02-26 12:50:020
0		0Form 3
Gallus Peter A.
CAO, Issuer's Inv. Adv.		2008-11-17 14:20:210
0		0Form 3
Brown Beth Ann
SVP, Issuer's Inv. Adviser		2010-05-11 11:13:320
0		0Form 3
Johnson Amy K.
Vice President of Issuer		2008-11-17 15:38:060
0		0Form 3
Keeley Michelle M.
Vice President		2008-11-17 15:30:040
0		0Form 3
Lammers Jennifer D.
CCO, Issuer & Inv. Adv.		2008-11-17 15:22:010
0		0Form 3
ANGELOS JAMES F
VP, Issuer's Inv. Adv.		2008-11-17 15:15:210
0		0Form 3
Keating Christopher P.
Director, Issuer's Inv. Adv.		2008-11-17 15:08:160
0		0Form 3
FOX JEFFREY P.
Assistant Treasurer of Issuer		2008-11-17 14:53:090
0		0Form 3
McGrane Brian J.
CFO & Dir., Issuer's Inv. Adv.		2008-11-17 14:38:440
0		0Form 3
Plummer Scott R
VP, GC and Secretary of Issuer		2008-11-17 14:30:390
0		0Form 3
CONNAUGHTON J KEVIN
President		2010-05-11 11:19:580
0		0Form 3
Mourtzinou Georgia K.
Portfolio Manager of Issuer		2008-11-17 14:08:390
0		0Form 3
Bertsimas Dimitris J.
Portfolio Manager of Issuer		2008-11-17 14:04:030
0		0Form 3
Bannigan Patrick T.
President		2008-11-17 13:01:470
0		0Form 3
WHITSON JAMES N
Director		2005-09-30 17:53:100
0		0Form 4
STEIN DAVID F
Director, Issuer's Inv. Adv.		2005-04-11 10:39:180
0		0Form 4
Pisano Albert A
CCO, Issuer's Invest. Adviser		2004-07-27 10:18:080
0		0Form 3
Hoagland Eleanor T M
Chief Compliance Officer		2004-07-27 09:57:170
0		0Form 3
Eigen Neil T
Director, Issuer's Inv. Adv.		2004-07-15 11:42:310
0		0Form 3
GUY DAVID
Managing Director of Adviser
Director		2003-09-05 16:48:380
0		0Form 4
GRADWOHL BENAMI
Managing Director of Adviser
Director		2003-09-05 16:42:540
0		0Form 4
Faria Lee
CCO of Issuer's Inv. Adviser		2013-11-21 14:38:230
0		0Form 3
Knight Jeffrey
Head of GAA, Issuers Inv. Adv.		2013-02-20 16:34:500
0		0Form 3
Poole Kevin G.
CCO of Issuer's Inv. Adviser		2012-03-29 13:07:000
0		0Form 3
McGuire Thomas P
CCO of Issuer		2012-03-23 13:37:340
0		0Form 3
Buckley Oliver E
Portfolio Manager of Issuer		2012-03-12 14:08:260
0		0Form 3
DiMaria Joseph F
VP and CAO of Issuer		2011-04-22 18:51:440
0		0Form 3
Goucher Paul B.
VP and Assistant Secretary		2011-04-22 18:45:540
0		0Form 3
DeFao Michael E.
VP and Assistant Secretary		2011-04-22 18:39:170
0		0Form 3
Pearson Paul D.
VP and Assistant Treasurer		2011-04-22 18:28:350
0		0Form 3
Welsh Stephen T.
Vice President		2014-03-05 14:37:070
0		0Form 5
Unckless Amy L.
CAO, Issuer's Inv. Adviser		2010-05-11 12:28:240
0		0Form 3
Wondrack Linda
CCO, Issuer & Inv. Adviser		2010-05-11 12:23:260
0		0Form 3
Thompson Christopher C.
SVP, Issuer's Inv. Adviser		2010-05-11 12:17:360
0		0Form 3
Peters Jeffrey Franklin
SVP, Issuer's Inv. Adviser		2010-05-11 12:10:590
0		0Form 3
MOORE COLIN
Vice President		2010-05-11 12:01:070
0		0Form 3
McConnaughey Robert K.
SVP, Issuer's Inv. Adviser		2010-05-11 11:55:180
0		0Form 3
Lundgren Colin James
SVP, Issuer's Inv. Adv.		2010-05-11 11:46:060
0		0Form 3
Jones Michael A.
Vice President		2010-05-11 11:24:280
0		0Form 3