Insider Holders & Insider Ownership - WINDTREE THERAPEUTICS INC (WINT)

List of insiders holdings for WINDTREE THERAPEUTICS INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1LPH Investments Ltd
10% Owner
2019-12-20 13:07:4916,386,200
0
16,386,200Form 13D
2Lee's Pharmaceutical Holdings Ltd
10% Owner
2019-12-10 19:54:040
15,278,414
15,278,414Form 4
3China Cardiovascular Focus Ltd
Lee's Pharmaceutical International Ltd
10% Owner
2018-12-31 15:55:548,063,861
0
8,063,861Form 13D
4Panacea Venture Healthcare Fund I L.P.
10% Owner
2018-12-31 16:45:246,791,018
0
6,791,018Form 13D
5Center Laboratories Inc.
10% Owner
2022-01-10 17:03:571,239,088
5,095,014
6,334,102Form 4
6LPH II Investments Ltd
10% Owner
2019-12-20 13:05:015,876,935
0
5,876,935Form 13D
7Ivy Blue Holdings Ltd
KPCB China Fund II L.P.
KPCB China Associates II L.P.
KPCB China Holdings II Ltd.
10% Owner
2018-12-31 16:39:034,336,790
0
4,336,790Form 13D
8Bioengine Capital Inc.
10% Owner
2022-01-10 17:03:073,855,926
0
3,855,926Form 4
9CAPETOLA ROBERT J
Former President/CEO
2010-02-09 17:15:50418,479
17,938
436,417Form 5
10SCHABER CHRISTOPHER
Exec. VP & COO
2006-01-05 16:43:24287,771
0
287,771Form 4
11ESTEVE ANTONIO PHD
Director
2012-06-12 16:23:1060,341
213,438
273,779Form 4
12COOPER JOHN G
President & CEO
2015-07-24 16:36:50105,980
47,511
153,491Form 4
13Magee Michael L
VP, Quality Operations
2015-03-31 16:33:53100,000
31,388
131,388Form 4
14Cole Kathy
Senior VP, Human Resources
2015-03-31 16:30:4786,667
39,419
126,086Form 4
15NIVEN RALPH
SVP-Preclinical Dev-Former
2005-06-03 11:59:15103,265
0
103,265Form 4
16Huang James
Director
2023-05-17 07:30:2675,609
0
75,609Form 13D
17Hamill John P.
SVP & CFO
2022-07-26 16:38:0472,800
0
72,800Form 4
18Clayton Russell
Senior VP, R&D
2014-03-10 16:43:1653,466
18,854
72,320Form 4
19LINK MAX
Director
2012-06-12 16:24:4971,121
0
71,121Form 4
20Osterman Mark G
SVP, Sales and Marketing
2006-01-05 16:31:5057,074
0
57,074Form 4
21Miller Thomas F
SVP, Chief Operating Officer
2015-02-17 17:07:0815,460
39,540
55,000Form 5
22Amick W Thomas
Chief Executive Officer
2013-02-13 16:52:2129,333
15,957
45,290Form 5
23Hoy Thomas
VP, Manufacturing Ops.
2015-02-17 16:57:426,667
36,212
42,879Form 5
24Curtis Eric
SVP & COO
2023-08-25 18:00:0537,920
0
37,920Form 4
25ZODDA DENI M PHD
Sr VP, Business Development
2006-01-05 17:03:4636,949
0
36,949Form 4
26MCDADE HERBERT H
Director
2010-12-22 14:58:1630,000
0
30,000Form 4
27Loh Evan
Director
2021-02-05 21:01:2330,000
0
30,000Form 4
28Katzer Charles F
SVP, Manufacturing Operations
2010-02-09 17:15:1720,000
9,381
29,381Form 5
29McAndrew Jamie
VP, Controller, & CAO
2023-09-05 19:21:2526,433
1
26,434Form 3
30LOPEZ DAVID L
Executive VP & General Counsel
2011-08-01 08:33:4617,456
8,033
25,489Form 4
31PEACOCK BRUCE
Director
2021-02-05 21:14:4323,886
0
23,886Form 4
32ROSENTHALE MARVIN E
Director
2016-08-08 16:08:0921,211
1,666
22,877Form 4
33Leone John R
Director
2021-02-05 21:05:3822,473
0
22,473Form 4
34Joseph Mahady M
Director
2021-02-05 21:08:0422,455
0
22,455Form 4
35Schreiber Brian D
Director
2021-02-05 21:09:2817,069
0
17,069Form 4
36SEGAL ROBERT-MD
Senior VP, Sci & Med Affairs
2011-02-09 14:31:278,635
3,930
12,565Form 5
37DAVIS CYNTHIA
VP, Business Admin & Treasury
2005-06-14 17:00:0510,000
0
10,000Form 4
38Fraser Craig
President and CEO
2024-10-09 07:46:528,638
1
8,639Form 4
39Strobeck Mark
Director
2023-08-25 18:03:005,750
0
5,750Form 4
40Geffken Daniel E.
Director
2023-08-29 16:37:195,225
0
5,225Form 4
41SCOTT ROBERT A
Director
2023-08-25 18:01:545,183
0
5,183Form 4
42Williams Leslie J.
Director
2023-08-25 18:03:425,183
0
5,183Form 4
43Simonson Steven
SVP, Chief Medical Officer
2024-07-24 17:28:262,687
0
2,687Form 4
44Templeton Mary B Esq
SVP, Gen Counsel & Corp Sec
2020-05-27 21:56:572,237
332
2,569Form 4
45CARMAN DIANE
SVP & General Counsel
2023-03-02 20:25:021,227
0
1,227Form 4
46Tattory John A
Interim CFO
2023-02-03 16:05:090
0
0Form 3
47McGowan Kathleen A
Director, Finance & Controller
Director
2008-01-08 15:09:130
0
0Form 4
48Latkin Jed
Director
2024-08-14 16:20:390
0
0Form 3
49PELLETIER SAUNDRA L
Director
2024-08-14 16:24:250
0
0Form 3
50Kelly Leanne
Director
2025-01-14 16:17:380
0
0Form 3