Insider Holders & Insider Ownership - ENERGY FOCUS INC (EFOI)

List of insiders holdings for ENERGY FOCUS INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Huang Gina
Director
10% Owner
2023-04-04 16:40:550
3,720,242
3,720,242Form 4
2Wilson Robert Jr.
Vice President of Subsidiary
2010-01-11 16:26:53140,000
2,100,000
2,240,000Form 3
3Huang Chiao Chieh
Chief Executive Officer
10% Owner
2025-08-19 06:04:551,159,210
1,005,457
2,164,667Form 4
4Tu James
Huang Gina
Jag International Co Ltd.
Brilliant Start Enterprise Inc.
Luo Jiangang
Cleantech Global Ltd
5 ELEMENTS GLOBAL FUND LP
Cheng Yeh Mei-Hui
Communal International Ltd.
5 Elements Energy Efficiency Ltd.
CEO, President and Interim CFO
10% Owner
2020-01-30 16:13:011,814,160
0
1,814,160Form 13D
5KAVESKI JOSEPH G.
Chief Executive Officer
2013-02-27 16:49:131,772,105
0
1,772,105Form 4
6Gelbaum David
Gelbaum Monica Chavez
Quercus Trust
10% Owner
2012-01-09 21:03:271,132,480
0
1,132,480Form 4
7BUELOW ROGER
Chief Technology Officer
2013-02-27 17:02:221,104,153
0
1,104,153Form 4
8PLUSH MARK J
Chief Financial Officer and VP
2013-02-27 15:23:17994,796
0
994,796Form 4
9DIKER MANAGEMENT LLC
former 10% owner
2011-02-14 18:29:34941,248
0
941,248Form 13G
10Cohen William
Costar Partners II LLC
Director
10% Owner
2014-10-14 12:51:40710,363
0
710,363Form 13D
11Cohen William
Director
2018-06-22 18:08:59673,622
0
673,622Form 4
12Tu James
5 ELEMENTS GLOBAL FUND LP
Brilliant Start Enterprise Inc.
Fusion Park LLC
Huang Gina
Jag International Co Ltd.
Chairman and CEO
10% Owner
2021-04-05 10:46:330
611,683
611,683Form 4
13TRIGRAN INVESTMENTS LP
10% Owner
2004-07-01 17:06:29485,482
0
485,482Form 13G
14Bi Cheng
10% Owner
2015-02-12 17:44:37393,200
0
393,200Form 13G
15Huang Gina
Jag International Co Ltd.
Brilliant Start Enterprise Inc.
Director
10% Owner
2022-06-23 11:01:330
381,832
381,832Form 4
16Tewksbury Ted L III
Chairman, CEO & President
2019-02-28 16:48:37296,780
0
296,780Form 4
17KEPLINGER J STEVEN
Sr. V.P. Operations
2004-03-15 13:05:19284,393
0
284,393Form 4
18Tu James
Chairman and CEO
10% Owner
2021-08-18 16:18:49249,851
0
249,851Form 4
19STUPPIN JOHN B
Director
2008-03-18 18:00:380
165,775
165,775Form 4
20BERCHTOLD NICHOLAS G
Former Chief Financial Officer
2011-04-01 16:47:10150,000
0
150,000Form 4
21von Paumgartten Paul
Director
2012-07-30 12:21:26145,483
0
145,483Form 4
22Kasper Michael A
Director
2010-10-08 19:05:28136,483
0
136,483Form 4
23Hilliard Eric
President & COO
2016-03-16 19:11:14136,445
0
136,445Form 4
24Turin Jerry
CFO and Secretary
2019-01-03 16:40:13133,091
0
133,091Form 4
25FINNERTY J JAMES
Director
2013-12-20 16:23:52130,000
0
130,000Form 4
26GREENWALD BARRY R
Senior VP Pool & Spa Division
2007-06-26 11:52:27125,693
0
125,693Form 4/A
27Port Michael Harry
CFO & Secretary
2018-04-04 17:13:56122,024
0
122,024Form 4
28White Bradley Brian
CFO & Secretary
2017-03-13 16:31:11115,277
1,075
116,352Form 4
29McAuliffe Thomas P.
Sr. VP of Business Development
2013-11-08 09:18:28100,000
0
100,000Form 4
30SCHNEEBERGER R LOUIS
Director
2012-07-30 12:21:3296,034
0
96,034Form 4
31CONNORS ROBERT A
CHIEF FINANCIAL OFFICER
2006-07-11 18:50:4995,000
0
95,000Form 4
32WOLFSON PHILIP
Director
2009-06-29 16:41:3683,000
0
83,000Form 4
33RUCKERT DAVID N
Director
2009-06-29 16:06:1579,000
0
79,000Form 4
34Lamanna Frank
Chief Financial Officer
2014-01-29 14:05:2675,000
0
75,000Form 4
35Anthony David
Director
2010-10-08 19:01:2372,989
0
72,989Form 4
36BRITE JEFFREY H
Director
2006-07-11 16:43:5371,000
0
71,000Form 4
37des Enfants Edward W
VICE PRESIDENT SALES
2006-12-07 16:00:4870,000
0
70,000Form 4
38Miller Marcia Jean
Chief Financial Officer
2016-03-16 19:13:3767,867
0
67,867Form 4
39HELLMAN WAYNE R
Director
2004-11-15 07:54:2564,580
0
64,580Form 4
40Ramelot Michael Rush
Director
2019-06-21 17:13:5547,927
0
47,927Form 4
41Eisenberg Marc
Director
2018-06-22 17:58:5447,427
0
47,427Form 4
42BLACK RONALD D
Director
2018-06-22 18:04:2547,427
0
47,427Form 4
43Dorchak Glenda
Director
2018-06-22 17:55:4747,427
0
47,427Form 4
44Matt Lesley A.
Chief Executive Officer
2023-05-02 17:22:1840,000
0
40,000Form 4
45Politziner Philip
Director
2022-06-23 11:08:0931,400
0
31,400Form 4
46TRAVERSI DAVID M
Director
2005-06-16 16:21:1330,800
0
30,800Form 4
47Warren James Raymond III
SVP, GC & Corp. Secretary
2023-05-02 17:22:4130,000
0
30,000Form 4
48Socolof Stephen
Chairman and Interim CEO
2022-06-23 11:09:5725,500
0
25,500Form 4
49Goddard Laurence V
Director
2009-06-29 16:11:3825,000
0
25,000Form 4
50Cheng Jennifer Y
Director
2022-06-23 10:59:1522,000
0
22,000Form 4
51RISHI SATISH
Director
2018-06-22 18:54:5521,338
0
21,338Form 4
52NESTOR TOD A
COO and CFO
2022-02-15 14:18:0620,000
0
20,000Form 4
53Cheng Simon
Director
2016-03-18 16:25:3418,980
0
18,980Form 4
54McManus Geraldine
Director
2021-05-27 06:46:5317,000
0
17,000Form 4
55Matrisciano Theresa A.
VP of Human Resources
2015-03-18 13:20:5415,000
0
15,000Form 4
56Galluccio Gregory S
Sr. VP, Product Mgmt & Engin.
2022-02-23 14:23:5815,000
0
15,000Form 4
57Casentini Ronald A
Director
2008-03-18 16:47:0112,250
0
12,250Form 4
58ELIOT THEODORE L JR
Director
2004-08-24 13:21:0410,000
0
10,000Form 4
59Parker Jeffery Robert
Director
2022-06-23 11:03:3310,000
0
10,000Form 4
60Lagarto Brian J
Director
2022-06-23 11:05:3810,000
0
10,000Form 4
61den Daas Kaj
Director
2022-09-28 16:22:5210,000
0
10,000Form 4
62DAVENPORT JOHN
Director
2015-03-27 12:27:327,500
0
7,500Form 4
63KRISHNAN SABU
Director
2004-08-13 20:25:197,000
0
7,000Form 4
64Griffin Clifford R.
SVP, Corp. Controller & CAO
2022-08-23 15:16:246,000
0
6,000Form 4
65Farkas Robert A.
Director
2019-04-04 17:44:325,575
0
5,575Form 4
66He Xin
Director
2014-07-16 20:56:575,000
0
5,000Form 4
67Gianas Randy Harrison
VP Operations & Engineering
2023-08-08 14:33:221,428
0
1,428Form 4
68SWIDARSKI THOMAS W
Director
2014-05-23 09:17:020
0
0Form 3
69Chang Wen-Jeng
Director
2023-02-28 12:35:330
0
0Form 3
70Bright Horizon Partners Inc.
10% Owner
2020-06-05 12:07:560
0
0Form 13G
71Lee Shou-Jang
Director
2023-08-08 14:36:140
0
0Form 3
72ADVANCED LIGHTING TECHNOLOGIES INC
10% Owner
2005-11-10 13:56:380
0
0Form 13D