Insider Holders & Insider Ownership - ENERGY FOCUS INC (EFOI)

List of insiders holdings for ENERGY FOCUS INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
Huang Gina
Director
10% Owner		2023-04-04 16:40:550
3,720,242		3,720,242Form 4
Wilson Robert Jr.
Vice President of Subsidiary		2010-01-11 16:26:53140,000
2,100,000		2,240,000Form 3
Tu James
Huang Gina
Jag International Co Ltd.
Brilliant Start Enterprise Inc.
Luo Jiangang
Cleantech Global Ltd
5 ELEMENTS GLOBAL FUND LP
Cheng Yeh Mei-Hui
Communal International Ltd.
5 Elements Energy Efficiency Ltd.
CEO, President and Interim CFO
10% Owner		2020-01-30 16:13:011,814,160
0		1,814,160Form 13D
KAVESKI JOSEPH G.
Chief Executive Officer		2013-02-27 16:49:131,772,105
0		1,772,105Form 4
Gelbaum David
Gelbaum Monica Chavez
Quercus Trust
10% Owner		2012-01-09 21:03:271,132,480
0		1,132,480Form 4
BUELOW ROGER
Chief Technology Officer		2013-02-27 17:02:221,104,153
0		1,104,153Form 4
PLUSH MARK J
Chief Financial Officer and VP		2013-02-27 15:23:17994,796
0		994,796Form 4
DIKER MANAGEMENT LLC
former 10% owner		2011-02-14 18:29:34941,248
0		941,248Form 13G
Huang Chiao Chieh
Director
10% Owner		2023-08-08 14:34:39680,536
42,788		723,324Form 4
Cohen William
Costar Partners II LLC
Director
10% Owner		2014-10-14 12:51:40710,363
0		710,363Form 13D
Cohen William
Director		2018-06-22 18:08:59673,622
0		673,622Form 4
Tu James
5 ELEMENTS GLOBAL FUND LP
Brilliant Start Enterprise Inc.
Fusion Park LLC
Huang Gina
Jag International Co Ltd.
Chairman and CEO
10% Owner		2021-04-05 10:46:330
611,683		611,683Form 4
TRIGRAN INVESTMENTS LP
10% Owner		2004-07-01 17:06:29485,482
0		485,482Form 13G
Bi Cheng
10% Owner		2015-02-12 17:44:37393,200
0		393,200Form 13G
Huang Gina
Jag International Co Ltd.
Brilliant Start Enterprise Inc.
Director
10% Owner		2022-06-23 11:01:330
381,832		381,832Form 4
Tewksbury Ted L III
Chairman, CEO & President		2019-02-28 16:48:37296,780
0		296,780Form 4
KEPLINGER J STEVEN
Sr. V.P. Operations		2004-03-15 13:05:19284,393
0		284,393Form 4
Tu James
Chairman and CEO
10% Owner		2021-08-18 16:18:49249,851
0		249,851Form 4
STUPPIN JOHN B
Director		2008-03-18 18:00:380
165,775		165,775Form 4
BERCHTOLD NICHOLAS G
Former Chief Financial Officer		2011-04-01 16:47:10150,000
0		150,000Form 4
von Paumgartten Paul
Director		2012-07-30 12:21:26145,483
0		145,483Form 4
Kasper Michael A
Director		2010-10-08 19:05:28136,483
0		136,483Form 4
Hilliard Eric
President & COO		2016-03-16 19:11:14136,445
0		136,445Form 4
Turin Jerry
CFO and Secretary		2019-01-03 16:40:13133,091
0		133,091Form 4
FINNERTY J JAMES
Director		2013-12-20 16:23:52130,000
0		130,000Form 4
GREENWALD BARRY R
Senior VP Pool & Spa Division		2007-06-26 11:52:27125,693
0		125,693Form 4/A
Port Michael Harry
CFO & Secretary		2018-04-04 17:13:56122,024
0		122,024Form 4
White Bradley Brian
CFO & Secretary		2017-03-13 16:31:11115,277
1075		116,352Form 4
McAuliffe Thomas P.
Sr. VP of Business Development		2013-11-08 09:18:28100,000
0		100,000Form 4
SCHNEEBERGER R LOUIS
Director		2012-07-30 12:21:3296,034
0		96,034Form 4
CONNORS ROBERT A
CHIEF FINANCIAL OFFICER		2006-07-11 18:50:4995,000
0		95,000Form 4
WOLFSON PHILIP
Director		2009-06-29 16:41:3683,000
0		83,000Form 4
RUCKERT DAVID N
Director		2009-06-29 16:06:1579,000
0		79,000Form 4
Lamanna Frank
Chief Financial Officer		2014-01-29 14:05:2675,000
0		75,000Form 4
Anthony David
Director		2010-10-08 19:01:2372,989
0		72,989Form 4
BRITE JEFFREY H
Director		2006-07-11 16:43:5371,000
0		71,000Form 4
des Enfants Edward W
VICE PRESIDENT SALES		2006-12-07 16:00:4870,000
0		70,000Form 4
Miller Marcia Jean
Chief Financial Officer		2016-03-16 19:13:3767,867
0		67,867Form 4
HELLMAN WAYNE R
Director		2004-11-15 07:54:2564,580
0		64,580Form 4
Ramelot Michael Rush
Director		2019-06-21 17:13:5547,927
0		47,927Form 4
Eisenberg Marc
Director		2018-06-22 17:58:5447,427
0		47,427Form 4
Dorchak Glenda
Director		2018-06-22 17:55:4747,427
0		47,427Form 4
BLACK RONALD D
Director		2018-06-22 18:04:2547,427
0		47,427Form 4
Matt Lesley A.
Chief Executive Officer		2023-05-02 17:22:1840,000
0		40,000Form 4
Politziner Philip
Director		2022-06-23 11:08:0931,400
0		31,400Form 4
TRAVERSI DAVID M
Director		2005-06-16 16:21:1330,800
0		30,800Form 4
Warren James Raymond III
SVP, GC & Corp. Secretary		2023-05-02 17:22:4130,000
0		30,000Form 4
Socolof Stephen
Chairman and Interim CEO		2022-06-23 11:09:5725,500
0		25,500Form 4
Goddard Laurence V
Director		2009-06-29 16:11:3825,000
0		25,000Form 4
Cheng Jennifer Y
Director		2022-06-23 10:59:1522,000
0		22,000Form 4
RISHI SATISH
Director		2018-06-22 18:54:5521,338
0		21,338Form 4
NESTOR TOD A
COO and CFO		2022-02-15 14:18:0620,000
0		20,000Form 4
Cheng Simon
Director		2016-03-18 16:25:3418,980
0		18,980Form 4
McManus Geraldine
Director		2021-05-27 06:46:5317,000
0		17,000Form 4
Galluccio Gregory S
Sr. VP, Product Mgmt & Engin.		2022-02-23 14:23:5815,000
0		15,000Form 4
Matrisciano Theresa A.
VP of Human Resources		2015-03-18 13:20:5415,000
0		15,000Form 4
Casentini Ronald A
Director		2008-03-18 16:47:0112,250
0		12,250Form 4
ELIOT THEODORE L JR
Director		2004-08-24 13:21:0410000
0		10000Form 4
Parker Jeffery Robert
Director		2022-06-23 11:03:3310000
0		10000Form 4
Lagarto Brian J
Director		2022-06-23 11:05:3810000
0		10000Form 4
den Daas Kaj
Director		2022-09-28 16:22:5210000
0		10000Form 4
DAVENPORT JOHN
Director		2015-03-27 12:27:327500
0		7500Form 4
KRISHNAN SABU
Director		2004-08-13 20:25:197000
0		7000Form 4
Griffin Clifford R.
SVP, Corp. Controller & CAO		2022-08-23 15:16:246000
0		6000Form 4
Farkas Robert A.
Director		2019-04-04 17:44:325575
0		5575Form 4
He Xin
Director		2014-07-16 20:56:575000
0		5000Form 4
Gianas Randy Harrison
VP Operations & Engineering		2023-08-08 14:33:221428
0		1428Form 4
Lee Shou-Jang
Director		2023-08-08 14:36:140
0		0Form 3
Chang Wen-Jeng
Director		2023-02-28 12:35:330
0		0Form 3
Bright Horizon Partners Inc.
10% Owner		2020-06-05 12:07:560
0		0Form 13G
SWIDARSKI THOMAS W
Director		2014-05-23 09:17:020
0		0Form 3
ADVANCED LIGHTING TECHNOLOGIES INC
10% Owner		2005-11-10 13:56:380
0		0Form 13D