Insider Holders & Insider Ownership - MORGAN STANLEY (MS)

List of insiders holdings for MORGAN STANLEY:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
MITSUBISHI UFJ FINANCIAL GROUP INC
10% Owner
2023-10-16 06:05:52378,962,810
0
378,962,810Form 13D
CHINA INVESTMENT CORP
10% Owner
2014-02-13 06:06:5591,782,379
0
91,782,379Form 13G
PURCELL PHILIP J
Chairman of the Board and CEO
2005-01-06 17:50:563,146,348
60,215
3,206,563Form 4
MACK JOHN J
Chairman of the Board
2011-01-21 17:12:061,816,302
857,677
2,673,979Form 4
SCOTT ROBERT G
Director
2004-03-24 13:22:482,508,438
12,140
2,520,578Form 4
PANDIT VIKRAM S
Business Unit Head
2004-12-16 18:14:021,868,055
10,211
1,878,266Form 4
CRUZ ZOE
Co-President
2007-09-11 17:22:221,667,827
10,996
1,678,823Form 4
PERELLA JOSEPH R
Former Vice Chairman
2005-12-09 17:21:461,530,147
4297.83
1,534,445Form 5
HAVENS JOHN P
Business Unit Head
2005-03-23 11:02:381,451,030
10,369
1,461,399Form 4
NEWHOUSE STEPHAN F
President
2005-01-05 13:27:541,271,544
29,794
1,301,338Form 4
Taubman Paul J
Co-President-Inst'l Securities
2012-01-24 18:37:361,269,224
12,274
1,281,498Form 4
KELLEHER THOMAS COLM
President
2019-06-04 16:29:14970,068
0
970,068Form 4
Porat Ruth
Chief Financial Officer
2015-03-02 16:53:13881,037
37,921
918,959Form 4
GORMAN JAMES P
Executive Chairman
2024-02-23 16:16:36514,870
351,992
866,863Form 4
PICK EDWARD N
Chief Executive Officer
2024-02-23 16:18:22598,604
204,067
802,671Form 4
UVA MICHAEL D
Business Unit Co-Head
2005-05-20 16:27:56772,727
6752.43
779,479Form 3
SEXTON O GRIFFITH
Director
2014-11-04 17:17:46740,053
0
740,053Form 4
SHEAR NEAL A
Business Unit Head
2005-12-23 14:09:44723,210
10,889
734,099Form 4
CHENEVIX-TRENCH JONATHAN
Business Unit Head
2005-12-15 18:05:27711,011
657
711,668Form 4
ABDEL-MEGUID TAREK F
Business Unit Head
2005-04-01 16:36:32656,843
5056.11
661,899Form 4
CHAMMAH WALID A
Chairman/CEO of MS Int'l
2010-10-08 16:50:13639,269
4411.81
643,681Form 4
SCULLY ROBERT W
Co-President
2006-12-29 12:54:10528,462
101,886
630,348Form 4
FLEMING GREGORY J
President-Wealth & Invest Mgt
2015-08-31 17:01:40498,726
104,550
603,276Form 4
SIDWELL DAVID H
Chief Financial Officer
2006-12-14 19:53:14560,430
170.61
560,601Form 4
MERIN MITCHELL M
Business Unit Head
2005-09-12 17:45:13467,797
46,884
514,681Form 4
SIMKOWITZ DANIEL A
Co-President
2024-02-23 16:20:12499,692
1707.99
501,400Form 4
NELMS DAVID W
Business Unit Head
2006-10-05 17:07:07458,751
872.29
459,624Form 4
LYNCH GARY G
Chief Legal Officer
2010-01-25 10:01:11455,675
609.79
456,285Form 4
THOMAS OWEN D
Business Unit Head
2006-05-09 16:56:35448,176
7061.03
455,237Form 4
PRUZAN JONATHAN
Chief Operating Officer
2023-01-20 16:26:57406,985
6198.09
413,183Form 4
JOHANSSON JERKER M
Business Unit Head
2005-12-15 18:02:16402,684
4079.33
406,763Form 4
ROSENTHAL JAMES A
Chief Operating Officer
2016-11-21 16:06:43172,910
208,010
380,920Form 4
Hotsuki Keishi
Chief Risk Officer
2023-02-24 16:30:03339,211
0
339,211Form 4
SAPERSTEIN ANDREW M
Co-President
2024-02-23 16:19:27326,427
0
326,427Form 4
SCHAEFER JOHN H
Business Unit Head
2005-01-10 15:30:42312,100
5726
317,826Form 4
HELENIAK DAVID W
Vice Chairman
2006-09-29 17:06:14314,553
104.97
314,658Form 4
MURRAY EILEEN K
Head of Global Ops/Tech
2007-04-13 18:10:21297,040
7903.34
304,943Form 4
deRegt Kenneth Michael
Global Head-FI Sales/Trading
2011-01-21 17:16:18290,540
548.78
291,089Form 4
SPENCER CORDELL G
Business Unit Head
2006-02-03 17:44:12276,251
5488.56
281,740Form 4
CRAWFORD STEPHEN S
Chief Admin Officer
2004-12-16 17:55:49274,146
5727
279,873Form 4
GROSSMAN ERIC F
Chief Legal/Admin Officer
2024-02-23 16:17:24257,552
0
257,552Form 4
ROONEY ROBERT P
Head of Tech/Ops/Resilience
2022-01-21 16:23:27253,946
0
253,946Form 4
LUCZO STEPHEN J
Director
2023-12-04 17:02:0514,263
232,363
246,626Form 4
OLAYAN HUTHAM S
Director
2021-05-21 16:40:44194,388
28,129
222,517Form 4
NIDES THOMAS R
Chief Operating Officer
2010-10-08 16:56:25207,612
836.44
208,448Form 4
BRENNAN EDWARD A
Director
2006-01-11 17:15:075354.91
199,880
205,235Form 4
KEMPF DONALD G JR
Chief Legal Officer
2005-07-08 10:18:33177,494
1003.35
178,498Form 4
HOCHSCHILD ROGER C
Business Unit Head
2006-10-12 18:06:21160,432
1030
161,462Form 4
BOWLES ERSKINE B
Director
2018-02-05 16:24:37159,236
1000
160,236Form 4
KIDDER C ROBERT
Director
2014-05-15 17:50:25158,731
0
158,731Form 4
BRODSKY JEFFREY S
Chief Human Resources Officer
2021-01-22 16:39:31150,095
4291.89
154,387Form 4
WIRTH PAUL C
Deputy Chief Financial Officer
2020-01-17 16:41:06153,977
0
153,977Form 4
Smith Charles Aubrey III
Chief Risk Officer
2024-01-19 16:17:30136,246
5176.15
141,422Form 4
Johnston Charles D
Head of Morgan Stanley SB
2010-01-22 16:58:52137,436
94.84
137,531Form 4
RIEFLER LINDA H
Global Head of Research
2009-01-09 17:10:42127,408
6019.78
133,428Form 3
BARRON FRANCIS P
Chief Legal Officer
2011-01-21 17:17:33130,116
0
130,116Form 4
MORRISON ALASDAIR G
Business Unit Head
2005-12-15 17:56:32122,505
0
122,505Form 4
YESHAYA SHARON
Chief Financial Officer
2024-01-19 16:18:16106,720
15,547
122,267Form 4
HARRIS RAYMOND
Acting Business Unit Head
2005-12-15 17:41:42100,054
7720.6
107,775Form 4
GLOCER THOMAS H
Director
2023-12-04 17:01:23106,670
0
106,670Form 4
BOSTOCK ROY J
Director
2012-05-17 17:11:0795,421
1775
97,196Form 4
AKRAM RAJA
Deputy Chief Financial Officer
2024-02-01 16:21:1693,134
0
93,134Form 4
Herz Robert H
Director
2023-06-02 16:21:2591,535
0
91,535Form 4
Nicolaisen Donald T
Director
2016-08-04 16:21:5789,802
0
89,802Form 4
OWENS JAMES W
Director
2018-05-29 16:21:2082,783
0
82,783Form 4
DAULA THOMAS V
Chief Risk Officer
2006-10-12 17:58:0175,707
1111.94
76,819Form 4
TYSON LAURA D
Director
2015-05-21 16:53:0676,549
0
76,549Form 4
TRAQUINA PERRY M
Director
2023-12-04 17:02:3376,513
0
76,513Form 4
WILKINS RAYFORD JR
Director
2023-06-02 16:27:3268,367
0
68,367Form 4
DAVIES HOWARD J
Director
2015-05-21 16:38:3767,151
0
67,151Form 4
MILES MICHAEL A
Director
2005-03-17 16:36:0765,624
0
65,624Form 4
Miscik Judith A
Director
2023-06-02 16:24:2857,106
0
57,106Form 4
CRAWLEY MANDELL
Chief Human Resources Officer
2024-01-19 16:12:4652,705
0
52,705Form 4
KLEINFELD KLAUS
Director
2016-12-22 16:05:0051,952
0
51,952Form 4
HANCE JAMES H JR
Director
2011-05-20 18:24:5246,946
0
46,946Form 4
Leibowitz Shelley B
Director
2023-06-02 16:23:0643,203
0
43,203Form 4
NOSKI CHARLES H
Director
2009-05-01 16:42:0042,097
0
42,097Form 4
NALLY DENNIS M
Director
2023-06-02 16:25:1838,007
0
38,007Form 4
DARLING ALISTAIR
Director
2023-06-02 16:20:2237,783
0
37,783Form 4
SCHAPIRO MARY L
Director
2023-06-02 16:25:5431,866
0
31,866Form 4
FRANK ALEXANDER C
Controller
2004-12-27 17:17:4023,931
6391
30,322Form 4
MARSH MILES L
Director
2005-03-17 16:34:2128,862
0
28,862Form 4
PHILLIPS JR CHARLES E
Director
2009-07-30 13:23:1424,521
2594.5
27,116Form 4
CORLEY ELIZABETH
Director
2022-04-25 16:09:5126,599
0
26,599Form 4
KNIGHT CHARLES F
Director
2005-03-17 16:29:5723,916
0
23,916Form 4
MOSER DAVID S
Principal Accounting Officer
2005-09-12 17:53:3013,707
5408.21
19,115Form 4
BAUMAN ROBERT P
Director
2004-04-21 18:45:4618,336
0
18,336Form 4
JACOB JOHN E
Director
2005-03-17 16:23:4617,059
0
17,059Form 4
ZUMWINKEL KLAUS
Director
2007-04-12 17:14:1215,103
0
15,103Form 4
MADIGAN JOHN W
Director
2005-03-17 16:32:2514,878
0
14,878Form 4
James Erika H
Director
2023-06-02 16:22:207050.46
0
7050.46Form 4
Tanaka Masaaki
Director
2011-05-20 18:44:480
0
0Form 3
TAMAKOSHI RYOSUKE
Director
2011-07-21 15:24:350
0
0Form 3
HIRANO NOBUYUKI
Director
2015-11-06 16:30:190
0
0Form 3
SMALL JEFFREY
Acting Chief Legal Officer
2005-07-28 19:00:250
0
0Form 3
OGASAWARA TAKESHI
Director
2019-05-29 16:41:050
0
0Form 3
KAMEZAWA HIRONORI
Director
2021-05-21 16:39:510
0
0Form 3
MIYACHI MASATO
Director
2022-06-03 16:12:520
0
0Form 3