Insider Holders & Insider Ownership - MORGAN STANLEY (MS)

List of insiders holdings for MORGAN STANLEY:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1MITSUBISHI UFJ FINANCIAL GROUP INC
10% Owner
2023-10-16 06:05:52378,962,810
0
378,962,810Form 13D
2CHINA INVESTMENT CORP
10% Owner
2014-02-13 06:06:5591,782,379
0
91,782,379Form 13G
3PURCELL PHILIP J
Chairman of the Board and CEO
2005-01-06 17:50:563,146,348
60,215
3,206,563Form 4
4MACK JOHN J
Chairman of the Board
2011-01-21 17:12:061,816,302
857,677
2,673,979Form 4
5SCOTT ROBERT G
Director
2004-03-24 13:22:482,508,438
12,140
2,520,578Form 4
6PANDIT VIKRAM S
Business Unit Head
2004-12-16 18:14:021,868,055
10,211
1,878,266Form 4
7CRUZ ZOE
Co-President
2007-09-11 17:22:221,667,827
10,996
1,678,823Form 4
8PERELLA JOSEPH R
Former Vice Chairman
2005-12-09 17:21:461,530,147
4,298
1,534,445Form 5
9HAVENS JOHN P
Business Unit Head
2005-03-23 11:02:381,451,030
10,369
1,461,399Form 4
10NEWHOUSE STEPHAN F
President
2005-01-05 13:27:541,271,544
29,794
1,301,338Form 4
11Taubman Paul J
Co-President-Inst'l Securities
2012-01-24 18:37:361,269,224
12,274
1,281,498Form 4
12KELLEHER THOMAS COLM
President
2019-06-04 16:29:14970,068
0
970,068Form 4
13Porat Ruth
Chief Financial Officer
2015-03-02 16:53:13881,037
37,921
918,959Form 4
14PICK EDWARD
Chairman and CEO
2025-02-21 16:41:28670,819
186,165
856,984Form 4
15UVA MICHAEL D
Business Unit Co-Head
2005-05-20 16:27:56772,727
6,752
779,479Form 3
16SEXTON O GRIFFITH
Director
2014-11-04 17:17:46740,053
0
740,053Form 4
17SHEAR NEAL A
Business Unit Head
2005-12-23 14:09:44723,210
10,889
734,099Form 4
18CHENEVIX-TRENCH JONATHAN
Business Unit Head
2005-12-15 18:05:27711,011
657
711,668Form 4
19ABDEL-MEGUID TAREK F
Business Unit Head
2005-04-01 16:36:32656,843
5,056
661,899Form 4
20CHAMMAH WALID A
Chairman/CEO of MS Int'l
2010-10-08 16:50:13639,269
4,412
643,681Form 4
21SCULLY ROBERT W
Co-President
2006-12-29 12:54:10528,462
101,886
630,348Form 4
22FLEMING GREGORY J
President-Wealth & Invest Mgt
2015-08-31 17:01:40498,726
104,550
603,276Form 4
23SIDWELL DAVID H
Chief Financial Officer
2006-12-14 19:53:14560,430
170.61
560,601Form 4
24GORMAN JAMES P
Executive Chairman
2024-07-26 16:09:26406,351
152,008
558,359Form 4
25MERIN MITCHELL M
Business Unit Head
2005-09-12 17:45:13467,797
46,884
514,681Form 4
26NELMS DAVID W
Business Unit Head
2006-10-05 17:07:07458,751
872.29
459,624Form 4
27SIMKOWITZ DANIEL A
Co-President
2025-02-21 16:44:29454,867
1,759
456,626Form 4
28LYNCH GARY G
Chief Legal Officer
2010-01-25 10:01:11455,675
609.79
456,285Form 4
29THOMAS OWEN D
Business Unit Head
2006-05-09 16:56:35448,176
7,061
455,237Form 4
30PRUZAN JONATHAN
Chief Operating Officer
2023-01-20 16:26:57406,985
6,198
413,183Form 4
31JOHANSSON JERKER M
Business Unit Head
2005-12-15 18:02:16402,684
4,079
406,763Form 4
32ROSENTHAL JAMES A
Chief Operating Officer
2016-11-21 16:06:43172,910
208,010
380,920Form 4
33SAPERSTEIN ANDREW M
Co-President
2025-02-21 16:43:55375,765
0
375,765Form 4
34Hotsuki Keishi
Chief Risk Officer
2023-02-24 16:30:03339,211
0
339,211Form 4
35SCHAEFER JOHN H
Business Unit Head
2005-01-10 15:30:42312,100
5,726
317,826Form 4
36HELENIAK DAVID W
Vice Chairman
2006-09-29 17:06:14314,553
104.97
314,658Form 4
37MURRAY EILEEN K
Head of Global Ops/Tech
2007-04-13 18:10:21297,040
7,903
304,943Form 4
38deRegt Kenneth Michael
Global Head-FI Sales/Trading
2011-01-21 17:16:18290,540
548.78
291,089Form 4
39SPENCER CORDELL G
Business Unit Head
2006-02-03 17:44:12276,251
5,489
281,740Form 4
40CRAWFORD STEPHEN S
Chief Admin Officer
2004-12-16 17:55:49274,146
5,727
279,873Form 4
41ROONEY ROBERT P
Head of Tech/Ops/Resilience
2022-01-21 16:23:27253,946
0
253,946Form 4
42OLAYAN HUTHAM S
Director
2021-05-21 16:40:44194,388
28,129
222,517Form 4
43NIDES THOMAS R
Chief Operating Officer
2010-10-08 16:56:25207,612
836.44
208,448Form 4
44BRENNAN EDWARD A
Director
2006-01-11 17:15:075,355
199,880
205,235Form 4
45GROSSMAN ERIC F
Chief Legal/Admin Officer
2025-04-16 16:27:37199,274
0
199,274Form 4
46LUCZO STEPHEN J
Director
2025-01-03 16:11:0717,343
172,363
189,706Form 4
47KEMPF DONALD G JR
Chief Legal Officer
2005-07-08 10:18:33177,494
1,003
178,498Form 4
48HOCHSCHILD ROGER C
Business Unit Head
2006-10-12 18:06:21160,432
1,030
161,462Form 4
49BOWLES ERSKINE B
Director
2018-02-05 16:24:37159,236
1000
160,236Form 4
50KIDDER C ROBERT
Director
2014-05-15 17:50:25158,731
0
158,731Form 4
51BRODSKY JEFFREY S
Chief Human Resources Officer
2021-01-22 16:39:31150,095
4,292
154,387Form 4
52WIRTH PAUL C
Deputy Chief Financial Officer
2020-01-17 16:41:06153,977
0
153,977Form 4
53Pizzi Michael A.
Head Technology & Operations
2025-02-21 16:43:21153,754
0
153,754Form 4
54YESHAYA SHARON
Chief Financial Officer
2025-04-16 16:29:34127,766
25,583
153,349Form 4
55Smith Charles Aubrey III
Chief Risk Officer
2025-01-17 16:50:57137,808
5,351
143,160Form 4
56Johnston Charles D
Head of Morgan Stanley SB
2010-01-22 16:58:52137,436
94.84
137,531Form 4
57RIEFLER LINDA H
Global Head of Research
2009-01-09 17:10:42127,408
6,020
133,428Form 3
58BARRON FRANCIS P
Chief Legal Officer
2011-01-21 17:17:33130,116
0
130,116Form 4
59MORRISON ALASDAIR G
Business Unit Head
2005-12-15 17:56:32122,505
0
122,505Form 4
60GLOCER THOMAS H
Director
2024-12-03 16:23:23114,772
0
114,772Form 4
61HARRIS RAYMOND
Acting Business Unit Head
2005-12-15 17:41:42100,054
7,721
107,775Form 4
62BOSTOCK ROY J
Director
2012-05-17 17:11:0795,421
1,775
97,196Form 4
63Herz Robert H
Director
2024-07-19 16:29:4195,908
0
95,908Form 4
64Nicolaisen Donald T
Director
2016-08-04 16:21:5789,802
0
89,802Form 4
65TRAQUINA PERRY M
Director
2024-12-03 16:26:5583,168
0
83,168Form 4
66OWENS JAMES W
Director
2018-05-29 16:21:2082,783
0
82,783Form 4
67AKRAM RAJA
Deputy Chief Financial Officer
2025-01-23 16:10:0181,440
0
81,440Form 4
68DAULA THOMAS V
Chief Risk Officer
2006-10-12 17:58:0175,707
1,112
76,819Form 4
69TYSON LAURA D
Director
2015-05-21 16:53:0676,549
0
76,549Form 4
70WILKINS RAYFORD JR
Director
2024-06-03 16:24:0472,546
0
72,546Form 4
71DAVIES HOWARD J
Director
2015-05-21 16:38:3767,151
0
67,151Form 4
72MILES MICHAEL A
Director
2005-03-17 16:36:0765,624
0
65,624Form 4
73CRAWLEY MANDELL
Chief Client Officer
2025-02-21 16:42:1563,140
0
63,140Form 4
74Miscik Judith A
Director
2024-06-03 16:26:4361,076
0
61,076Form 4
75KLEINFELD KLAUS
Director
2016-12-22 16:05:0051,952
0
51,952Form 4
76HANCE JAMES H JR
Director
2011-05-20 18:24:5246,946
0
46,946Form 4
77Leibowitz Shelley B
Director
2024-06-03 16:24:5446,185
0
46,185Form 4
78NOSKI CHARLES H
Director
2009-05-01 16:42:0042,097
0
42,097Form 4
79NALLY DENNIS M
Director
2024-06-03 16:25:2241,528
0
41,528Form 4
80DARLING ALISTAIR
Director
2023-06-02 16:20:2237,783
0
37,783Form 4
81SCHAPIRO MARY L
Director
2024-12-03 16:25:4436,582
0
36,582Form 4
82FRANK ALEXANDER C
Controller
2004-12-27 17:17:4023,931
6,391
30,322Form 4
83MARSH MILES L
Director
2005-03-17 16:34:2128,862
0
28,862Form 4
84PHILLIPS JR CHARLES E
Director
2009-07-30 13:23:1424,521
2,595
27,116Form 4
85CORLEY ELIZABETH
Director
2022-04-25 16:09:5126,599
0
26,599Form 4
86KNIGHT CHARLES F
Director
2005-03-17 16:29:5723,916
0
23,916Form 4
87MOSER DAVID S
Principal Accounting Officer
2005-09-12 17:53:3013,707
5,408
19,115Form 4
88BAUMAN ROBERT P
Director
2004-04-21 18:45:4618,336
0
18,336Form 4
89JACOB JOHN E
Director
2005-03-17 16:23:4617,059
0
17,059Form 4
90ZUMWINKEL KLAUS
Director
2007-04-12 17:14:1215,103
0
15,103Form 4
91MADIGAN JOHN W
Director
2005-03-17 16:32:2514,878
0
14,878Form 4
92James Erika H
Director
2024-06-03 16:21:019,927
0
9,927Form 4
93BUTLER MEGAN
Director
2024-06-03 16:26:102,675
0
2,675Form 4
94MIYACHI MASATO
Director
2022-06-03 16:12:520
0
0Form 3
95KAMEZAWA HIRONORI
Director
2021-05-21 16:39:510
0
0Form 3
96OGASAWARA TAKESHI
Director
2019-05-29 16:41:050
0
0Form 3
97HIRANO NOBUYUKI
Director
2015-11-06 16:30:190
0
0Form 3
98TAMAKOSHI RYOSUKE
Director
2011-07-21 15:24:350
0
0Form 3
99Tanaka Masaaki
Director
2011-05-20 18:44:480
0
0Form 3
100SMALL JEFFREY
Acting Chief Legal Officer
2005-07-28 19:00:250
0
0Form 3