Insider Holders & Insider Ownership - DTF TAX-FREE INCOME 2028 TERM FUND INC (DTF)

List of insiders holdings for DTF TAX-FREE INCOME 2028 TERM FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Karpus Management Inc.
KARPUS GEORGE W
10% Owner
2023-12-07 16:31:45223,975
0
223,975Form 13G
2KARPUS GEORGE W
See Explanation of Responses
2020-10-14 20:32:36209,835
0
209,835Form 4
3MORRIS EVERETT L
Director
2006-04-27 13:02:4746,141
0
46,141Form 4
4POLLARD CARL F
Director
2009-05-13 16:59:1720,000
0
20,000Form 4
5BURKE DONALD C
Director
2014-09-30 14:08:5615,030
0
15,030Form 4
6HEANEY TIMOTHY M
VP & Chief Investment Officer
2018-10-16 09:40:4115,000
0
15,000Form 4
7JEFFRIES FRANCIS E
Director
2005-06-23 10:44:368,129
0
8,129Form 4
8GEORGESON WILLIAM N
Director
2005-06-21 14:11:165,246
0
5,246Form 4
9Grumhaus David D Jr.
President and CEO
2024-04-11 19:35:105,014
0
5,014Form 4
10POINDEXTER CHRISTIAN H
Director
2008-05-12 13:36:180
4,086
4,086Form 3
11MORAN EILEEN A
Director
2005-06-21 14:46:162,004
0
2,004Form 4
12MCNAMARA GERALDINE M
Director
2009-03-16 11:43:262,000
0
2,000Form 4
13WELLS FARGO BANK N A
Wells Fargo Municipal Capital Strategies LLC
10% Owner
2016-01-11 16:55:340
1,950
1,950Form 4
14BEITTEL T BROOKS
Senior VP and Secretary
2008-10-14 12:44:131,500
0
1,500Form 4
15PETRISKO DANIEL
SVP and Assistant Secretary
2018-04-09 15:58:451,200
0
1,200Form 4
16McLoughlin Philip R
Director
2011-07-11 15:43:131,094
0
1,094Form 4
17PAVIA RICHARD A
Director
2005-06-21 14:53:031,053
0
1,053Form 4
18LAMPTON NANCY
Director
2005-06-03 09:13:211000
0
1000Form 4
19CONNER STEWART E
Director
2009-05-18 16:39:051000
0
1000Form 4
20LEONARD LISA
Vice President
2018-10-24 10:10:27250
0
250Form 4
21MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 11:43:16166
0
166Form 13G
22GENETSKI ROBERT J
Director
2011-11-18 09:37:32150
0
150Form 4
23Riordan Timothy P.
Vice President
2023-02-22 14:42:060
0
0Form 3
24Schwartz Ronald H.
Vice President
2022-10-06 17:33:190
0
0Form 3
25Self Dusty L.
Vice President
2022-10-06 17:02:410
0
0Form 3
26Elvekrog Eric
Officer of Adviser
2011-07-26 17:00:070
0
0Form 3
27HEGYI KATHLEEN
CCO
2022-10-06 16:06:220
0
0Form 3
28WELLS FARGO & COMPANY
Wells Fargo Municipal Capital Strategies LLC
10% Owner
2020-11-16 16:57:510
0
0Form 13D
29Cusack Mareile B.
Director
2023-03-06 17:15:200
0
0Form 3
30JPMorgan Chase Bank N.A.
10% Owner
2023-08-02 13:42:270
0
0Form 13G
31HOOKS PHILLIP HUNTER
Portfolio Manager
2024-03-22 14:32:010
0
0Form 3
32AYLWARD GEORGE R
Director
2024-09-20 16:47:350
0
0Form 3
33Kahrer Mark G.
Director
2025-03-17 18:09:220
0
0Form 3
34Thaker Nikita K
VP and Assistant Treasurer
2025-03-20 20:25:110
0
0Form 3
35BRADLEY WILLIAM PATRICK III
VP and Assistant Treasurer
2025-03-20 20:28:200
0
0Form 3
36Hoffman Clifford W. Jr.
Director
2016-06-15 17:36:300
0
0Form 3
37Renahan William J
Vice President and Secretary
2015-10-01 11:00:100
0
0Form 3
38BANK OF AMERICA CORP
BANK OF AMERICA NA
Blue Ridge Investments L.L.C.
10% Owner
2013-09-23 16:19:070
0
0Form 13D
39PARTAIN NATHAN I
President and CIO
2004-04-26 14:10:160
0
0Form 3
40BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2013-09-23 16:19:070
0
0Form 13D
41Angerthal Michael A
Director of the Adviser
Director
2010-06-04 16:44:020
0
0Form 3
42DUCKWORTH CONNIE K
Director
2009-05-07 17:36:320
0
0Form 3
43Curtiss Nancy G
Director of Adviser
Director
2008-08-29 16:53:490
0
0Form 3
44Neamtz Steven J
Director of Adviser
Director
2008-08-27 14:19:540
0
0Form 3
45Dybas Geoffrey P
Officer of Adviser
2006-05-04 16:09:360
0
0Form 3
46VITALE DAVID J
Director
2005-05-24 11:35:300
0
0Form 3
47HAYLON MICHAEL E
Director of Adviser
Director
2004-05-28 10:39:590
0
0Form 3
48GERACI DANIEL T
Director of Adviser
Director
2004-05-18 14:42:020
0
0Form 3
49RIDDLE JOHN R
Dir. Pres. & CEO of Adviser
2004-05-13 16:49:230
0
0Form 3
50WEHR JAMES D
VP and Chief Investment Office
2004-05-05 12:01:470
0
0Form 4