Insider Holders & Insider Ownership - DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM)

List of insiders holdings for DWS STRATEGIC MUNICIPAL INCOME TRUST:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1MCCLAYTON WILLIAM R
Director
2019-08-30 15:03:2121,093
0
21,093Form 4
2Clark Michael G
President
2011-06-09 11:50:5812,856
0
12,856Form 4
3WADSWORTH ROBERT H
Director
2013-09-10 09:46:017,500
0
7,500Form 4
4PARTNERRE LTD
PartnerRe Principal Finance Inc.
Partner Reinsurance Co of the U.S.
10% Owner
2015-06-02 10:54:400
2,419
2,419Form 4
5BALLANTINE JOHN W
Director
2019-08-13 12:29:062,335
0
2,335Form 4
6FROEWISS KENNETH C
Director
2014-06-23 09:52:491,100
0
1,100Form 4
7FREEMAN PAUL K
Director
2014-06-04 11:22:29750
0
750Form 4
8RIMEL REBECCA W
Director
2014-05-27 11:17:13405
0
405Form 4
9Driscoll Dawn Marie
Director
2012-12-05 09:21:56323
0
323Form 4
10Lee Joonsuk
Section 16 Reporting Person
2013-01-02 11:46:080
0
0Form 3
11Bassett Fiona
Director of Investment Adviser
Director
2016-08-25 12:57:430
0
0Form 3
12Chang Wahgo
Director of Investment Adviser
Director
2016-08-25 12:45:360
0
0Form 3
13McCarthy Patrick Robert
Section 16 reporting officer
2016-07-18 09:40:240
0
0Form 3
14Mogavero Erik
Chief Compliance officer of IA
2016-06-01 10:03:100
0
0Form 3
15Hogan Scott D
Chief Compliance officer
2016-06-01 09:52:010
0
0Form 3
16Richter Gregory
Section 16 Reporting Officer
2016-01-19 11:48:520
0
0Form 3
17Cassedy John
EVP of Investmemt Adviser
2016-08-25 13:28:370
0
0Form 3
18PARTNERRE LTD
Partner Reinsurance Co Ltd.
PartnerRe Principal Finance Inc.
10% Owner
2015-06-02 10:33:100
0
0Form 13D
19Goodfield Ashton
Portfolio Manager
2014-10-22 15:35:220
0
0Form 3
20Sarbinowski Joseph Walter
President of Advisor
2013-11-12 15:12:330
0
0Form 3
21Salit Wayne
AML Compliance Officer
2014-06-18 13:41:070
0
0Form 3
22Uzcan Hepsen
Assistant Secretary
2013-01-09 10:30:360
0
0Form 3
23Burns Christopher
Director and COO of IA
2013-01-16 14:57:090
0
0Form 3
24Tanzil Nancy
CFO & Treasurer of IA
2013-04-01 12:33:530
0
0Form 3
25Joslin Richard Anthony
Section 16 Reporting Person
2013-07-23 11:15:070
0
0Form 3
26Costello Brian
Director & COO of Inv. Adviser
2014-04-29 11:23:200
0
0Form 3
27Abdo Bernard
Executive VP of Adviser
2013-12-17 10:57:030
0
0Form 3
28Binder Brian E.
Fund President
2013-12-02 09:29:150
0
0Form 3
29CITIGROUP INC
10% Owner
2020-12-10 13:14:570
0
0Form 13G
30Saba Capital Management L.P.
Weinstein Boaz
10% Owner
2024-11-21 20:17:280
0
0Form 13D
31JPMorgan Chase Bank N.A.
10% Owner
2024-11-01 12:20:260
0
0Form 13G
32Kircher Richard
Deputy AML Compliance Officer
2024-09-24 10:27:330
0
0Form 3
33Wong Yvonne K
Assistant Treasurer
2023-12-01 15:29:100
0
0Form 3
34Daugherty Mary S
Director
2023-08-16 16:21:150
0
0Form 3
35Catrambone George
Director of Investment Adviser
Director
2023-06-07 15:18:340
0
0Form 3
36HERRING RICHARD J
Director
2022-12-21 17:25:590
0
0Form 4
37Schrand Catherine
Director
2021-12-03 12:11:560
0
0Form 3
38Perry Chad
Director
2021-11-22 09:30:290
0
0Form 3
39Rijs Christian
AML Compliance Officer
2021-11-02 09:09:500
0
0Form 3
40ALOISI PETER
Portfolio Manager
2021-10-01 12:55:540
0
0Form 3
41Delman Helen
Section 16 Officer
2021-09-13 13:51:300
0
0Form 3
42Blodgett Paul
Director of Investment Adviser
Director
2016-08-25 13:07:590
0
0Form 3
43Goveia Michelle S.
AML Compliance Officer
2020-07-13 13:08:150
0
0Form 3
44Fox Keith R
Director
2019-06-05 14:54:250
0
0Form 4
45Crawford Ciara L.
Assistant Secretary
2019-02-12 13:28:220
0
0Form 3
46Farrington Chad
Portfolio Manager
2018-12-19 16:20:290
0
0Form 3
47Caponi Armond Gene
Portfolio Manager
2018-07-31 13:57:160
0
0Form 3
48Flynn Carol
Portfolio Manager
2018-06-28 15:48:240
0
0Form 3
49Generazo Michael
Portfolio Manager
2018-06-26 09:11:060
0
0Form 3
50Cadogan Sheila
Assistant Treasurer
2017-07-17 10:21:150
0
0Form 3
51Kendall Robert D III
Director of Investment Advisor
Director
2016-12-01 10:34:480
0
0Form 3
52Staples Gregory
Director of Investment Adviser
Director
2016-08-30 10:06:540
0
0Form 3
53Woods Michael J
President of Inv. Adviser
2012-11-20 10:47:560
0
0Form 3
54Gagliardi William A
IA Director, Treasurer & CFO
2005-01-03 09:10:250
0
0Form 3
55Delaney Kyle P
Executive VP of Inv. Adviser
2007-03-30 12:00:080
0
0Form 3
56Antosca Paul
Assistant Treasurer
2007-03-12 10:51:390
0
0Form 3
57Pak John
Secretary & CLO of Inv Adviser
2006-12-07 16:01:220
0
0Form 3
58Kloby Robert A
Chief Compliance Officer
2006-09-29 16:24:420
0
0Form 3
59Campion Patrick
Investment Adviser EVP
2006-03-23 16:48:330
0
0Form 3
60Robbins John
Chief Compliance Officer of IA
2006-02-06 12:05:420
0
0Form 3
61Birmingham Jennifer
Treasurer and CFO of Adviser
2005-12-19 11:14:210
0
0Form 3
62ESPOSITO VINCENT J
President
2005-09-30 13:17:330
0
0Form 3
63Cullen Mark
Inv. Adviser Executive VP
2005-08-31 11:49:550
0
0Form 3
64Schwarzer Axel
IA Director, President & CEO
2005-07-11 10:46:000
0
0Form 3
65McHugh Scott
Assistant Treasurer
2005-05-11 11:50:310
0
0Form 3
66Colon Michael
Inv Adviser Director & COO
2005-03-23 12:21:320
0
0Form 3
67Clark John W Jr
Assistant Treasurer
2008-01-29 09:43:150
0
0Form 3
68Gallo Philip W
Chief Compliance Officer
2004-10-08 12:33:100
0
0Form 3
69Schubert Paul
Chief Financial Officer
2004-10-04 13:12:290
0
0Form 3
70SMITH A THOMAS III
IA Secretary & Chief Legal Off
2004-08-12 13:33:580
0
0Form 3
71SHIEBLER WILLIAM N
Chairman of the Board
2004-06-22 10:23:540
0
0Form 3
72Sluyters Julian
Chief Executive Officer
2004-06-22 09:50:380
0
0Form 3
73Gay Kevin
Assistant Treasurer
2004-05-20 10:16:220
0
0Form 3
74LYONS BRENDA
President
2003-12-03 16:45:540
0
0Form 3
75TRESSITT EVELYN B
Director of Investment Manager
Director
2003-10-31 11:31:050
0
0Form 3
76GROHOWSKI LEO P
EVP of the Investment Adviser
2003-08-04 18:17:310
0
0Form 3
77NELUND GLORIA S
EVP of the Investment Adviser
2003-08-04 12:12:050
0
0Form 3
78BURKE STEPHEN R
EVP of the Investment Adviser
2003-08-04 10:38:460
0
0Form 3
79Beck W Douglas
Section 16 Officer
2009-01-28 14:52:380
0
0Form 3
80MacDougall Bennett
Secretary and CLO of IA
2012-07-11 09:51:350
0
0Form 3
81Ferreira Christopher
Section 16 Reporting Person
2012-04-30 11:26:300
0
0Form 3
82Zalucki Kristine A.
Section 16 Insider
2012-01-04 14:26:410
0
0Form 3
83Ettenson Francine
CFO & Treasurer of Inv Adviser
2010-08-03 11:53:090
0
0Form 3
84Caruso John Francis
AML Compliance Officer
2010-02-26 11:18:160
0
0Form 3
85Gefeke Ingo
Director
2010-02-09 10:08:020
0
0Form 3
86CONDON PHILIP G
Portfolio Manager
2009-12-28 09:53:150
0
0Form 4
87Nestle Cynthia Pierce
Director of Investment Advisor
Director
2009-09-17 16:03:240
0
0Form 3
88Miranda Alban Joseph
Director of Investment Adviser
Director
2009-09-17 15:18:060
0
0Form 3
89Nolan John Russell
Director of Investment Adviser
Director
2009-09-17 14:46:310
0
0Form 3
90Rosner Christine Louise
Director of Investment Adviser
Director
2009-09-17 14:42:400
0
0Form 3/A
91Flinn Rebecca Louise
Portfolio Manager
2009-01-28 14:55:250
0
0Form 3
92WALLACE JEFFREY S
Dir. of the Investment Adviser
2003-07-17 21:41:460
0
0Form 3
93Morrow Melinda Ann
Section 16 Officer
2009-01-28 13:04:270
0
0Form 3
94Rubin Rita Taylor
Assitant Secretary
2009-01-28 12:46:590
0
0Form 3
95Nurse Kerel Rodwell
Section 16 Officer
2009-01-28 12:23:560
0
0Form 3
96Vazquez Jason
AML Compliance Officer
2009-01-27 14:01:010
0
0Form 3
97Goldman David M
Section 16 Officer
2009-01-26 15:38:580
0
0Form 3
98MILLETTE JOHN
Vice President & Secretary
2009-01-26 14:43:360
0
0Form 3
99Stromberg Jean Gleason
Director
2008-05-20 17:17:150
0
0Form 3
100SEARCY WILLIAM N
Director
2008-05-20 15:49:560
0
0Form 3
101BECTON HENRY P JR
Director
2008-05-20 12:49:030
0
0Form 3
102Jackson J Christopher
Chief Legal Officer
2008-04-01 10:44:090
0
0Form 3
103Kenneally Diane George
Assistant Treasurer
2008-02-01 17:08:270
0
0Form 3