List of insiders holdings for BARINGS PARTICIPATION INVESTORS:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | MASSACHUSETTS MUTUAL LIFE INSURANCE CO Barings LLC Sec 30(h) 10% Debt Holder | 2020-02-14 14:00:29 | 1,008,240 0 | 1,008,240 | Form 13G |
| 2 | BARRETT WILLIAM J Trustee | 2016-04-14 14:32:11 | 46,493 1,195 | 47,688 | Form 4 |
| 3 | JOYAL ROBERT EUGENE Trustee | 2021-04-26 13:24:39 | 17,744 2,519 | 20,264 | Form 4 |
| 4 | BENSON DONALD E Trustee | 2012-01-25 17:37:48 | 12,729 0 | 12,729 | Form 4/A |
| 5 | SWEENEY SUSAN B Trustee | 2023-05-25 16:49:24 | 4,817 0 | 4,817 | Form 4 |
| 6 | KANDARIAN STEVEN A Director | 2004-02-26 13:44:02 | 4,800 0 | 4,800 | Form 4 |
| 7 | Brown Michael Harlan Trustee | 2020-11-09 14:42:57 | 4,000 0 | 4,000 | Form 4 |
| 8 | Ginader Barbara Trustee | 2023-05-23 15:13:17 | 3,020 0 | 3,020 | Form 4 |
| 9 | NORGAARD CORINE T Director | 2006-01-13 14:35:22 | 1,757 0 | 1,757 | Form 5 |
| 10 | Hermsen Michael Peter Officer of Adviser | 2007-02-05 16:01:19 | 845.61 736.4 | 1,582 | Form 3 |
| 11 | Syracuse Maleyne M. Trustee | 2008-09-29 08:47:06 | 603.81 0 | 603.81 | Form 4 |
| 12 | Dinerman Jill Associate Director Director | 2019-02-01 13:46:35 | 0 0 | 0 | Form 3 |
| 13 | Hanscom Christopher Treasurer | 2017-10-26 17:54:22 | 0 0 | 0 | Form 3 |
| 14 | Craddock Geoff Adviser Board Member | 2017-11-06 12:27:09 | 0 0 | 0 | Form 3 |
| 15 | Hoefling Patrick Officer of the Adviser | 2015-04-23 16:16:03 | 0 0 | 0 | Form 3 |
| 16 | Mukhtar Salman Officer of Adviser | 2019-07-25 18:34:32 | 0 0 | 0 | Form 3 |
| 17 | GRACE EDWARD P III Trustee | 2019-11-05 14:22:24 | 0 0 | 0 | Form 4 |
| 18 | Landsberg Jonathan Vice President | 2020-01-27 16:17:52 | 0 0 | 0 | Form 3 |
| 19 | Murray Elizabeth A. Principal Accounting Officer | 2020-04-29 14:06:58 | 0 0 | 0 | Form 3 |
| 20 | Thompson Paul John Officer of the Adviser | 2015-04-23 16:16:02 | 0 0 | 0 | Form 3 |
| 21 | Bishop Janice Asst Secretary | 2015-03-23 17:25:46 | 0 0 | 0 | Form 3 |
| 22 | Glavin William Francis Jr Advisor Board Member | 2014-12-29 17:24:32 | 0 0 | 0 | Form 3 |
| 23 | Morrison Russell Officer of Adviser | 2014-06-20 11:50:07 | 0 0 | 0 | Form 3 |
| 24 | Harris Terrell W. Officer of the Adviser | 2013-10-24 17:56:39 | 0 0 | 0 | Form 3 |
| 25 | Lloyd Eric J Officer of the Adviser | 2013-10-24 17:56:37 | 0 0 | 0 | Form 3 |
| 26 | TECMIRE BENJAMIN Chief Compliance Officer | 2022-09-16 16:19:40 | 0 0 | 0 | Form 3 |
| 27 | LaPiana Paul Adviser Board Member | 2025-01-21 17:31:30 | 0 0 | 0 | Form 3 |
| 28 | FORTIN MARY JANE Adviser Board Member | 2025-01-13 15:03:41 | 0 0 | 0 | Form 3 |
| 29 | Branca Itzbell Chief Compliance Officer | 2024-09-05 11:19:46 | 0 0 | 0 | Form 3 |
| 30 | EVANCHICK JOSEPH Vice Presient | 2023-05-22 09:43:33 | 0 0 | 0 | Form 3 |
| 31 | PARTLAN ERIC Adviser Board Member | 2023-05-22 09:41:28 | 0 0 | 0 | Form 3 |
| 32 | MIHALICK DAVID Trustees | 2023-05-17 15:32:39 | 0 0 | 0 | Form 3 |
| 33 | SPENGLER ROBERT Chief Compliance Officer | 2023-02-27 15:32:55 | 0 0 | 0 | Form 3 |
| 34 | STEINNERD ASHLEE Chief Legal Officer | 2023-02-27 15:32:53 | 0 0 | 0 | Form 3 |
| 35 | Cowart Michael Chielf Compliance Officer | 2020-01-29 13:34:20 | 0 0 | 0 | Form 3 |
| 36 | Cicco Susan Adviser Board Member | 2020-05-22 12:49:05 | 0 0 | 0 | Form 3 |
| 37 | O'Connor Michael James Adviser Board Member | 2020-05-20 11:30:20 | 0 0 | 0 | Form 3 |
| 38 | Merritt Sears Adviser Board Member | 2020-05-15 10:13:34 | 0 0 | 0 | Form 3 |
| 39 | Cary Christopher Officer of Adviser | 2020-05-08 17:57:56 | 0 0 | 0 | Form 3 |
| 40 | Ward Chicares Elizabeth Adviser Board Member | 2012-09-24 14:21:33 | 0 0 | 0 | Form 3 |
| 41 | Freno Michael Officer of Adviser | 2020-03-04 18:32:44 | 0 0 | 0 | Form 3 |
| 42 | Bock Jonathan Chief Financial Officer | 2020-03-04 13:25:03 | 0 0 | 0 | Form 3 |
| 43 | Nitzan Andrea Officer of Adviser | 2020-01-31 10:11:06 | 0 0 | 0 | Form 3 |
| 44 | Finke Thomas F Director | 2006-05-22 16:11:06 | 0 0 | 0 | Form 3 |
| 45 | Toth K. Tibor Officer of Adviser | 2007-02-05 16:01:46 | 0 0 | 0 | Form 3 |
| 46 | Shettle Robert Mark Officer of Adviser | 2007-02-05 16:01:38 | 0 0 | 0 | Form 3 |
| 47 | Lucido Bradley James Officer of Adviser | 2007-02-05 16:01:34 | 0 0 | 0 | Form 3 |
| 48 | Klofas Michael Officer of Adviser | 2007-02-05 16:01:27 | 0 0 | 0 | Form 3 |
| 49 | Jumet Jan Francis Officer of Adviser | 2007-02-05 16:01:22 | 0 0 | 0 | Form 3 |
| 50 | Fields Jill Allyn Officer of Adviser | 2007-02-05 16:01:14 | 0 0 | 0 | Form 3 |
| 51 | Erwin Robert David Officer of Adviser | 2007-02-05 16:01:10 | 0 0 | 0 | Form 3 |
| 52 | Dowd Christopher Officer of Adviser | 2007-02-05 16:01:06 | 0 0 | 0 | Form 3 |
| 53 | Talaia Ronald Treasurer | 2006-07-20 07:52:27 | 0 0 | 0 | Form 3 |
| 54 | Ross Michael Officer of the Adviser | 2007-06-25 17:42:29 | 0 0 | 0 | Form 3 |
| 55 | Dillman Rodney J General Counsel of Adviser | 2006-02-06 11:21:09 | 0 0 | 0 | Form 3 |
| 56 | LaGrant Melissa Marie Chief Compliance Officer | 2006-01-23 11:09:24 | 0 0 | 0 | Form 3 |
| 57 | BRENNAN DAVID J Investment Adviser Director Director | 2005-09-08 18:44:18 | 0 0 | 0 | Form 3 |
| 58 | Rollings Michael Thomas Investment Adviser Director Director | 2005-08-17 18:53:04 | 0 0 | 0 | Form 3 |
| 59 | Grant Laura Treasurer | 2005-07-22 15:35:35 | 0 0 | 0 | Form 3 |
| 60 | Wesneski Mary Ellen Chief Compliance Officer | 2004-08-03 09:38:08 | 0 0 | 0 | Form 3 |
| 61 | MASUR JAMES E Officer of the Adviser | 2004-01-15 14:26:20 | 0 0 | 0 | Form 3 |
| 62 | ACKERMAN MARK B Treasurer | 2003-08-05 13:41:13 | 0 0 | 0 | Form 4 |
| 63 | Francis Sheldon M Officer of Adviser | 2011-01-07 10:44:10 | 0 0 | 0 | Form 3 |
| 64 | Corbett M. Timothy Adviser Board Member | 2012-12-26 06:01:41 | 0 0 | 0 | Form 3 |
| 65 | ROY JAMES M Treasurer | 2003-07-28 09:59:43 | 0 0 | 0 | Form 3 |
| 66 | Flessner Mark J Officer of the Adviser | 2012-06-21 15:09:47 | 0 0 | 0 | Form 3 |
| 67 | Fowler Ian M Officer of the Adviser | 2012-06-08 14:51:34 | 0 0 | 0 | Form 3 |
| 68 | Baldwin Brian Officer of the Adviser | 2012-06-08 14:03:19 | 0 0 | 0 | Form 3 |
| 69 | Feeley Sean Vice President | 2011-10-28 16:26:02 | 0 0 | 0 | Form 3 |
| 70 | Thadani Vik Officer of the Adviser | 2011-09-01 15:49:50 | 0 0 | 0 | Form 3 |
| 71 | Emery Christina Officer of the Adviser | 2011-05-20 16:09:35 | 0 0 | 0 | Form 3 |
| 72 | CRANDALL ROGER W Adviser Board Member | 2012-12-27 12:35:21 | 0 0 | 0 | Form 3 |
| 73 | Clegg Bernadette Officer of the Adviser | 2010-02-02 18:03:03 | 0 0 | 0 | Form 3 |
| 74 | Spencer Richard E II VP, Officer of Adviser | 2009-08-12 10:02:42 | 0 0 | 0 | Form 4 |
| 75 | Robbins John F Officer of Adviser | 2009-05-06 11:40:55 | 0 0 | 0 | Form 3 |
| 76 | Walsh Patricia J Vice President | 2008-11-05 14:24:37 | 0 0 | 0 | Form 3 |
| 77 | DeFrancis Christopher Officer of the Adviser | 2008-09-08 17:36:43 | 0 0 | 0 | Form 3 |
| 78 | Silver Ben Officer of Adviser | 2008-08-12 14:37:20 | 0 0 | 0 | Form 3 |
| 79 | Jarvis Stephen Officer of Adviser | 2008-08-05 10:00:49 | 0 0 | 0 | Form 3 |
| 80 | Florence Dan Treasurer | 2008-07-30 08:59:57 | 0 0 | 0 | Form 3 |