Insider Holders & Insider Ownership - Emmaus Life Sciences Inc. (EMMA)

List of insiders holdings for Emmaus Life Sciences Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Niihara Yutaka
Chairman and CEO
10% Owner
2023-02-21 13:22:3620,979,966
0
20,979,966Form 13D
JONES DAVID B
Sail Venture Partners LP
Sail Venture Partners LLC
Director
10% Owner
2011-04-04 13:11:0813,074,838
0
13,074,838Form 13D
Brandt Leonard J.
Director
10% Owner
2009-08-28 20:37:149,298,777
1,974,246
11,273,023Form 4
Zanett Opportunity Fund Ltd.
McAdoo Capital Inc.
10% Owner
2012-03-12 11:49:417,600,000
0
7,600,000Form 3
Ketchum Jennie
10% Owner
2004-07-08 14:11:487,350,000
0
7,350,000Form 13D
Ketchum Thomas
Secretary
10% Owner
2004-07-08 14:12:137,350,000
0
7,350,000Form 13D
SCHINDLER WALTER
Director
2014-07-14 16:22:370
6,069,376
6,069,376Form 4
OMAN MARK C
10% Owner
2015-12-28 20:41:270
4,000,000
4,000,000Form 4
Suffin Stephen C
10% Owner
2007-03-19 21:57:13700,090
3,042,513
3,742,603Form 3
KALLINS GEORGE J
Director
2010-11-17 18:35:583,588,177
0
3,588,177Form 13D
NuPharm LLC
10% Owner
2007-03-19 21:43:343,042,513
0
3,042,513Form 3
Noonan William
10% Owner
2004-07-08 14:12:253,041,475
0
3,041,475Form 13D
KEYES VINCENT MICHAEL III
President and Interim CFO
10% Owner
2004-07-08 14:12:062,500,000
0
2,500,000Form 13D
Isco Michael
10% Owner
2004-07-08 14:11:252,500,000
0
2,500,000Form 13D
Tran Lan T.
Chief Administrative Officer
2019-07-30 10:05:591,129,213
0
1,129,213Form 3
PAPPAJOHN JOHN
Director
10% Owner
2019-05-23 16:59:441,117,925
0
1,117,925Form 4
RSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond RSJ Investment SICAV a.s.
10% Owner
2018-11-21 16:50:391,056,474
0
1,056,474Form 4/A
LEE WILLIS C
Co-President & COO
2024-02-29 18:11:11395,124
400,594
795,718Form 4
Osato Masaharu
Director
2019-09-11 14:48:02222,834
516,152
738,986Form 3
JONES DAVID B
Director
10% Owner
2011-03-02 18:18:110
666,666
666,666Form 4
Richardson & Patel LLP
10% Owner
2007-01-31 17:02:45656,103
0
656,103Form 13D
Hertz Horace
CFO
2007-08-10 21:28:54651,250
0
651,250Form 4
HARBIN HENRY T
Director
2010-03-05 20:46:12650,000
0
650,000Form 4
Hoffman Daniel A
President and CMO
2010-03-05 20:46:50500,000
0
500,000Form 4
Herguth Patrick
Chief Executive Officer
2018-12-14 16:55:37400,000
0
400,000Form 4
Thompson Tommy G
Director
2010-03-05 20:44:17400,000
0
400,000Form 4
Phillips Silas A
CEO, CFO and Secretary
2006-07-26 18:26:51322,674
0
322,674Form 3
Smith Robin L
Director
2019-05-10 17:30:32311,539
0
311,539Form 4
Luce Bradley
V.P. Finance & Controller
2009-02-09 13:10:36275,000
0
275,000Form 4
Vaccaro Jerome
Director
2010-03-05 20:45:03250,000
0
250,000Form 4
TURNER RICHARD W
Director
2013-05-28 20:01:09250,000
0
250,000Form 4
TIERNEY THOMAS T
Director
10% Owner
2016-12-02 16:39:1320,000
216,345
236,345Form 4
NAGASAKI YASUSHI
CFO
2024-02-05 16:34:12200,000
0
200,000Form 4
Sekulich George
Co-President & CCO
2024-02-05 16:35:30200,000
0
200,000Form 4
Stark Charles William
CSO & EVP Clinical Development
2024-02-05 16:37:09200,000
0
200,000Form 4
FOLLMAN ROBERT J
Director
2016-11-02 21:07:0320,000
147,781
167,781Form 4
Unanue Peter
Director
2018-10-10 20:07:10126,627
0
126,627Form 4
Zwicker Ian Harvey
Director
2024-02-05 16:40:23100,000
0
100,000Form 4
ZEN Wei Peu
Director
2024-02-05 16:39:29100,000
0
100,000Form 4
Lim Seah H.
Director
2024-02-05 16:38:23100,000
0
100,000Form 4
Harris Geoffrey E.
Director
2018-10-10 20:04:4897,110
0
97,110Form 4
DARKOCH MICHAEL
Executive VP & CMO
2012-12-18 17:33:0053,333
0
53,333Form 4
Sherwood Joseph Charles III
Chief Financial Officer
2019-07-26 14:02:4352,507
0
52,507Form 3/A
Carpenter George C IV
Chief Innovation Officer
2018-12-14 16:54:1950,000
0
50,000Form 4
Lui Alfred Fu Kong
Director
2022-01-05 16:33:2710000
32,358
42,358Form 4
McAdoo Zachary
Former Director
Director
2016-11-02 21:16:1520,000
0
20,000Form 4
SASSINE ANDY
Former Director
Director
2016-11-02 21:08:2620,000
0
20,000Form 4
Teranishi Lori
Director
2022-01-24 13:05:180
18,161
18,161Form 3
Buck Paul
Chief Financial Officer
2016-11-02 21:14:5916,000
0
16,000Form 4
D'Ambrosio Donald Eric
Chief Financial Officer
2019-06-26 19:26:2510000
0
10000Form 4
LEFEVRE ARTHUR RICHARD
Director
2004-07-08 12:31:270
0
0Form 3
Wood Jane Pine
Director
2020-04-24 17:33:360
0
0Form 3
Dickey Robert IV
Director
2019-07-30 10:07:510
0
0Form 3
DEWALD MAURICE J
Director
2012-04-02 13:39:530
0
0Form 3
Votruba Michal
Director
2018-11-20 17:56:420
0
0Form 4/A
ABSHER MARK A
Director
2004-07-08 12:17:400
0
0Form 3