List of insiders holdings for Ameriprise Financial, Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | BERKSHIRE HATHAWAY INC BUFFETT WARREN E OBH INC 10% Owner | 2007-02-14 16:37:53 | 8,270,637 0 | 8,270,637 | Form 13G |
| 2 | SALOW GLEN Exec VP of Serv Del & Tech | 2012-02-10 17:57:35 | 123,900 307.59 | 124,208 | Form 4 |
| 3 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | 2026-07-30 17:25:31 | 107,633 1,738 | 109,371 | Form 4 |
| 4 | MOORE COLIN EVP & Global CIO | 2022-02-01 18:37:43 | 66,517 0 | 66,517 | Form 4 |
| 5 | Schwarzmann Mark Edward Pres - Ins, Ann, Prdct Dist | 2007-02-01 19:04:27 | 53,735 61 | 53,796 | Form 4 |
| 6 | NODDLE JEFFREY Director | 2021-04-30 18:01:31 | 34,633 0 | 34,633 | Form 4 |
| 7 | MARSHALL SIRI S Director | 2017-04-28 16:23:14 | 27,556 0 | 27,556 | Form 4 |
| 8 | Sharan Kim Michelle Pres Fncl Plng & Wealth & CMO | 2014-02-24 17:11:34 | 27,034 256.81 | 27,291 | Form 4 |
| 9 | TURNER WILLIAM H Director | 2015-05-01 16:52:29 | 23,850 0 | 23,850 | Form 4 |
| 10 | LEWIS W WALKER Director | 2014-05-02 16:31:45 | 22,447 0 | 22,447 | Form 4 |
| 11 | Froude Donald E Pres., Personal Advisors Group | 2015-04-01 16:07:00 | 15,665 4,460 | 20,125 | Form 4 |
| 12 | Junek John Carl Exec VP and General Counsel | 2016-12-22 16:54:47 | 19,633 33.87 | 19,667 | Form 4 |
| 13 | Kupper Randy EVP Technology and CIO | 2020-02-24 16:22:13 | 19,202 47.33 | 19,249 | Form 4 |
| 14 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | 2026-07-13 19:44:42 | 5,433 12,670 | 18,103 | Form 4 |
| 15 | GREENBERG LON R Director | 2022-04-29 18:35:00 | 17,366 0 | 17,366 | Form 4 |
| 16 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | 2026-02-03 21:06:37 | 17,019 296.33 | 17,315 | Form 4 |
| 17 | MacMillan Andrew J Senior VP Comm & Gov't Affairs | 2006-01-30 21:46:15 | 16,919 0 | 16,919 | Form 4 |
| 18 | Davies William EXECUTIVE VP, GLOBAL CIO | 2026-02-03 20:58:47 | 16,258 0 | 16,258 | Form 4 |
| 19 | Maglaque Charles Neal Pres. Advice & Wealth Mgt, COO | 2018-02-08 17:14:02 | 14,390 373.97 | 14,764 | Form 4 |
| 20 | DiGeso Amy Director | 2026-05-01 18:13:28 | 13,123 0 | 13,123 | Form 4 |
| 21 | NEAL BLIXT DIANNE Director | 2026-05-01 18:16:00 | 13,123 0 | 13,123 | Form 4 |
| 22 | THISSEN KAREN WILSON Executive VP and GC | 2022-02-15 18:10:40 | 11,680 248.81 | 11,929 | Form 4 |
| 23 | Sharpe Robert Francis JR Director | 2026-05-12 16:52:20 | 3,625 8,152 | 11,777 | Form 4 |
| 24 | Stewart David Kent Sr Vice Pres and Controller | 2019-02-20 18:11:45 | 11,230 0 | 11,230 | Form 4 |
| 25 | SCRIMGEOUR MICHELLE CEO, Global Asset Mgmt., EMEA | 2018-01-30 16:18:13 | 9,581 0 | 9,581 | Form 4 |
| 26 | Williams William Jerryl Pres, Wealth Mgmt Advisor Grp | 2026-07-29 16:41:35 | 9,312 0 | 9,312 | Form 4 |
| 27 | McGraw Deirdre Davey EVP Mktg, Strat. & Comms. | 2026-08-10 16:23:28 | 7,565 635.37 | 8,200 | Form 4 |
| 28 | O'CONNELL PATRICK H. EVP, AMP Advisor Group | 2018-02-08 17:14:13 | 7,462 0 | 7,462 | Form 4 |
| 29 | POWERS RICHARD F III Director | 2008-04-25 17:08:56 | 7,389 0 | 7,389 | Form 4 |
| 30 | Heath Brian Michael Pres - U.S. Advisor Group | 2008-02-19 16:58:32 | 6,887 0 | 6,887 | Form 4 |
| 31 | WALTER W EDWARD Director | 2025-05-02 17:32:03 | 6,716 0 | 6,716 | Form 4 |
| 32 | Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del | 2026-05-18 16:17:16 | 6,103 0 | 6,103 | Form 4 |
| 33 | Berman Walter Stanley EXECUTIVE VP AND CFO | 2026-07-30 17:17:47 | 5,609 366.81 | 5,976 | Form 4 |
| 34 | Shea Brian T Director | 2026-05-01 18:11:22 | 5,863 0 | 5,863 | Form 4 |
| 35 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | 2026-02-11 16:06:30 | 4,621 1,064 | 5,685 | Form 4 |
| 36 | HUNTER PETRUZILLO KELLI A. Exec VP of Human Resources | 2026-07-13 19:46:28 | 5,317 249.54 | 5,567 | Form 4 |
| 37 | Knowlton Warren D Director | 2013-11-05 17:03:49 | 5,474 0 | 5,474 | Form 4 |
| 38 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | 2026-08-12 16:56:33 | 3,937 0 | 3,937 | Form 4 |
| 39 | WILLIAMS CHRISTOPHER J Director | 2026-07-30 17:11:31 | 3,927 0 | 3,927 | Form 4 |
| 40 | HALL IRA D Director | 2008-11-06 17:58:18 | 2,784 0 | 2,784 | Form 4 |
| 41 | Pimentel Armando Jr Director | 2024-04-26 19:06:15 | 1,501 0 | 1,501 | Form 4 |
| 42 | SARLES H JAY Director | 2017-11-13 17:02:29 | 1,232 0 | 1,232 | Form 4/A |
| 43 | Woerner John Robert Pres Ins & Chief Strat Officer | 2022-02-15 18:08:24 | 1,106 0 | 1,106 | Form 4 |
| 44 | BRYAN GLYNIS Director | 2026-05-01 18:18:38 | 960.62 0 | 960.62 | Form 4 |
| 45 | Brockman Dawn M. SVP AND CONTROLLER | 2026-08-12 16:55:57 | 713 146.79 | 859.79 | Form 4 |
| 46 | Hutt John R. Sr Vice Pres and Controller | 2022-02-15 18:08:51 | 777.68 0 | 777.68 | Form 4 |
| 47 | PELLETIER LIANE J Director | 2026-05-01 18:12:24 | 624.73 0 | 624.73 | Form 4 |
| 48 | AMERICAN EXPRESS CO 10% Owner | 2005-09-21 16:04:57 | 100 0 | 100 | Form 4 |