Insider Holders & Insider Ownership - LIBERTY ALL STAR EQUITY FUND (USA)

List of insiders holdings for LIBERTY ALL STAR EQUITY FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
LOWRY RICHARD W
Disinterested Trustee
2013-01-08 16:18:55157,726
0
157,726Form 4
HALEY MARK T
President
2023-12-11 14:20:24127,029
0
127,029Form 4
BROCK THOMAS W
Trustee
2020-12-02 21:58:4985,000
0
85,000Form 4
GRINNELL JAMES E
Director
2003-11-12 11:07:3340,044
0
40,044Form 4
PARMENTIER WILLIAM R JR
Access Person of the Fund
2023-05-26 16:46:4130,625
0
30,625Form 4/A
Gleicher Howard Roy
Portfolio Manager
2021-11-24 18:04:530
22,000
22,000Form 4
BENNING JOHN A
Trustee
2018-02-05 12:32:2721,304
0
21,304Form 5
NEUHAUSER JOHN J
Trustee
2024-02-13 15:18:1217,990
0
17,990Form 5
Irvin Milton M
Trustee
2024-02-13 15:15:117008
0
7008Form 5
Usifer Maureen K
Trustee
2024-03-12 18:44:256600
0
6600Form 4
BURKE EDMUND J
Trustee
2024-03-26 18:27:376500
0
6500Form 4
Rantzow Richard Carl
Trustee
2018-02-05 14:01:063732.3
0
3732.3Form 5
WOFFORD FRED H
Vice President
2004-07-21 09:06:542125.72
0
2125.72Form 4
MILAS ROBERT
Access Person of the Fund
2024-03-13 11:51:271975.17
0
1975.17Form 4
BENJAMIN VICKI L
Chief Accounting Officer
2004-07-21 08:26:261200
0
1200Form 4
Duran Troy Anthony
Officer of Investment Adviser
2016-03-30 16:26:140
0
0Form 3
Murray Abigail J
Assistant Secretary
2016-10-20 11:40:430
0
0Form 3
Khwaja-Dixon Sareena
Assistant Secretary
2016-09-12 14:50:380
0
0Form 3
TCW INVESTMENT MANAGEMENT Co LLC
Investment Adviser
2016-08-02 13:41:040
0
0Form 3
Fraise George Patrice
sub adviser
2016-06-15 10:43:170
0
0Form 3
Callaway Daniel Cole
sub adviser
2016-06-15 10:16:430
0
0Form 3
Rohn Robert Lawrence
sub adviser
2016-06-15 10:34:540
0
0Form 3
Seuffert Peter Joseph
sub adviser
2016-06-15 10:29:550
0
0Form 3
Sustainable Growth Advisers LP
sub adviser
2016-06-15 11:19:370
0
0Form 3
marchand gordon michael
sub adviser
2016-06-15 10:39:180
0
0Form 3
Greve Mary Ellen
sub adviser
2016-06-15 10:23:500
0
0Form 3
BORDEWICK JAMES R JR
Sr. V.P. Secretary and CLO
2006-12-15 18:02:040
0
0Form 4
Kamp Thomas Gregory
Officer of Sub-Adviser
2016-02-02 11:18:220
0
0Form 3
CORNERSTONE CAPITAL MANAGEMENT LLC
Sub-adviser
2016-01-14 13:16:060
0
0Form 3
SCHWEITZER RICHARD HARLAN
Portfolio Manager
2015-12-14 17:16:520
0
0Form 3
Gosom Michelle Monsalud
Portfolio Manager
2015-12-14 17:06:420
0
0Form 3
Borowski Steven Mark
Portfolio Manager
2015-12-14 17:04:110
0
0Form 3
Aristotle Capital Management LLC
Portfolio Manager
2015-12-14 17:00:380
0
0Form 3
MATRIX ASSET ADVISORS INC
Katz David Adam
Birnholz Lon F.
Pisarkiewicz Steven
Roukis Steven
Posner Jordan Fraser
Weinberger Stephan J.
Gaeta Laurie Skinner
Invst Sub-Adviser and Officers
2015-10-21 16:16:010
0
0Form 3
Edwards Ty S
Deputy Treasurer
2006-12-15 18:00:340
0
0Form 4
SAYLER ROGER A
Officer of Columbia Management
2003-06-16 15:00:410
0
0Form 3
ROZENSON DAVID A
Secretary
2003-12-10 15:34:360
0
0Form 3
CHASE INVESTMENT COUNSEL CORP
Chase Derwood S Jr
Scott David B
Lazorishak Brian J
Investment Adviser to Issuer
2006-06-06 16:56:150
0
0Form 3
Gaspari George R
Director
2023-06-12 16:08:120
0
0Form 5
MORGENTHAL LAWRENCE R
Director of Adviser
Director
2006-12-15 17:56:010
0
0Form 4
Stallworth Michelle
ASSISTANT SECRETARY
2022-10-03 12:21:100
0
0Form 3
Tancheff Tanya
Assistant Secretary
2021-12-15 16:53:210
0
0Form 3
Rettinger Erich
Treasurer
2021-12-10 11:35:470
0
0Form 3
DiMaria Joseph F
Deputy Treasurer
2006-12-15 17:58:150
0
0Form 4
Craig Jennifer
Assistant Secretary
2017-09-07 16:24:250
0
0Form 3
FIDUCIARY MANAGEMENT INC
Fund Investment Advisor
2020-06-18 10:44:240
0
0Form 3
Kerschen Jill
Treasurer
2020-03-13 12:49:240
0
0Form 3
Spahr Laton
President of the Adviser
2019-11-05 11:01:120
0
0Form 3
Sutula Matthew
Interim CCO
2019-09-10 13:59:130
0
0Form 3
Sleightholme Michael
Officer of Investment Advisor
2019-06-19 13:44:450
0
0Form 3
Noyes Richard Craig
Officer of Investment Advisor
2018-06-11 15:01:110
0
0Form 3
SS&C Technologies Holdings Inc
Affiliate of Inv Adviser
2018-04-26 14:00:360
0
0Form 3
Lee Chang
PORTFOLIO MANAGER
2015-10-02 13:25:140
0
0Form 3
Storms Kimberly R
Assistant Treasurer
2007-05-23 12:36:190
0
0Form 3/A
Marks Alex James
Asst. Secretary
2011-08-18 11:41:560
0
0Form 3
Akins Michael T
Officer of Investment Adviser
2010-10-21 17:38:100
0
0Form 3
Temkin Amy E.
Officer of Investment Adviser
2010-02-23 14:46:300
0
0Form 4
Legg JoEllen
Officer of Investment Adviser
2010-02-23 14:41:100
0
0Form 4
Held Jeremy D.
Officer of Investment Adviser
2010-02-04 12:03:540
0
0Form 3
Dillon Corey L.
Officer of Investment Adviser
2010-02-03 16:52:280
0
0Form 3
Perrone Phillip
Chief Compliance Officer
2009-12-23 16:14:490
0
0Form 5
Zimdars Melanie H.
Chief Compliance Officer
2009-12-22 17:26:370
0
0Form 3
Szydlowski Robert Joseph
Officer of Investment Adviser
2009-07-14 12:35:080
0
0Form 3
Carter Thomas Anthony
Director of Investment Adviser
Director
2009-07-14 12:14:450
0
0Form 3
Donaldson John Clive
Officer of Investment Adviser
2012-02-07 17:00:420
0
0Form 5
MAY JEREMY O
Treasurer
2007-05-23 12:23:070
0
0Form 3/A
Swenson Bradley J
Chief Compliance Officer
2007-05-23 11:32:210
0
0Form 3/A
Spies Sandra M
Director of Adviser
Director
2006-12-15 18:17:350
0
0Form 4
Hoene Mary Joan
Sr. V.P. and CCO
2006-12-15 18:15:120
0
0Form 4
Podracky Michael S
Director of Adviser
Director
2006-12-15 18:13:170
0
0Form 4
WINN HOLLIS KEITH
Director & Officer of Adviser
Director
2006-12-15 18:13:100
0
0Form 4
CONNAUGHTON J KEVIN
Treasurer, CFO, Sr. V.P.
2006-12-15 18:12:390
0
0Form 4
Clarke Michael G
Chief Acct. Off/Asst. Treas.
2006-12-15 18:11:550
0
0Form 4
Coleman Jeffrey R
Deputy Treasurer
2006-12-15 18:08:580
0
0Form 4
ALPS HOLDINGS INC
Affiliate of the Advisor
2015-08-13 16:23:390
0
0Form 3
Blum Craig
PORTFOLIO MANAGER
2015-10-02 13:16:070
0
0Form 3
CONNOR DAVID F
Officer of Investment Adviser
2015-09-24 14:30:310
0
0Form 3
DELAWARE MANAGEMENT BUSINESS TRUST
Investment Adviser
2015-09-24 12:11:430
0
0Form 3
Nutt D Tysen Jr
Officer of Investment Adviser
2015-09-24 11:48:030
0
0Form 3
MURRAY BRIAN L
Officer of Investment Adviser
2015-09-24 11:43:570
0
0Form 3
Meloni Andrew P
Assistant Treasurer
2015-09-16 10:50:380
0
0Form 3
PZENA INVESTMENT MANAGEMENT LLC
Sub-Investment Adviser
2015-08-27 15:45:070
0
0Form 3
Peterson Michael D
Officer at Sub-investment Advi
2015-08-27 15:17:180
0
0Form 3
Pzena Richard Stanton
Officer at Sub-Investment Advi
2015-08-27 15:12:230
0
0Form 3
Goetz John Paul
Officer at Sub-Investment Advi
2015-08-27 14:44:330
0
0Form 3
McNamara Daniel S
President and Dir. of Adviser
2006-12-15 18:08:240
0
0Form 4
ALPS ADVISORS INC
Investment Adviser
2015-08-11 14:19:330
0
0Form 3
DST SYSTEMS INC
Affiliate of Investment Adv.
2014-08-15 14:06:060
0
0Form 4
Hunt Aisha
Officer of Investment Adviser
2014-07-17 15:56:160
0
0Form 3
Tyler Tane T
Secretary
2014-02-14 14:58:430
0
0Form 5
Nelson Erin Douglas
Secretary
2013-12-16 12:08:150
0
0Form 3
Vallan Barry S
Controller
2006-12-15 18:03:510
0
0Form 4
Nickels Monette R.
Tax Officer
2012-07-17 17:16:470
0
0Form 5
Adams Diana M
Officer of Investment Adviser
2012-07-03 12:33:180
0
0Form 5
Barres Stephanie
Secretary
2012-02-07 16:46:420
0
0Form 5