List of insiders holdings for LIBERTY ALL STAR GROWTH FUND INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
1 | SS&C Technologies Holdings Inc Affiliate of Inv Advisor | 2021-02-12 19:38:11 | 0 2,162,820 | 2,162,820 | Form 5 |
2 | DST SYSTEMS INC Affiliate of the Inv. Adviser | 2020-07-13 17:17:44 | 2,162,820 0 | 2,162,820 | Form 13D |
3 | HALEY MARK T President | 2025-09-09 10:51:14 | 139,642 0 | 139,642 | Form 4 |
4 | BROCK THOMAS W Director | 2021-01-28 13:52:24 | 60,143 0 | 60,143 | Form 5 |
5 | PARMENTIER WILLIAM R JR President | 2020-11-13 10:12:56 | 36,535 0 | 36,535 | Form 4/A |
6 | GRINNELL JAMES E Director | 2003-11-12 10:39:09 | 13,309 0 | 13,309 | Form 4 |
7 | Irvin Milton M Trustee | 2025-02-12 10:32:59 | 8,378 0 | 8,378 | Form 5 |
8 | Usifer Maureen K Trustee | 2024-03-12 18:40:09 | 7,600 0 | 7,600 | Form 4 |
9 | BENNING JOHN A Trustee | 2018-11-07 10:15:52 | 6,606 0 | 6,606 | Form 4 |
10 | Rantzow Richard Carl Trustee | 2018-11-07 20:21:41 | 6,452 0 | 6,452 | Form 4 |
11 | BURKE EDMUND J Trustee | 2024-03-26 18:30:22 | 6,300 0 | 6,300 | Form 4 |
12 | MILAS ROBERT Access Person of the Fund | 2025-05-21 09:48:05 | 4,558 0 | 4,558 | Form 4/A |
13 | NEUHAUSER JOHN J Trustee | 2025-02-13 12:46:03 | 3,230 0 | 3,230 | Form 5 |
14 | LOWRY RICHARD W Director | 2011-06-21 10:13:44 | 1,263 0 | 1,263 | Form 5/A |
15 | Lagan Daniel CEO/CIO | 2016-06-09 16:49:33 | 0 0 | 0 | Form 3 |
16 | Craig Jennifer Assistant Secretary | 2017-09-07 16:27:29 | 0 0 | 0 | Form 3 |
17 | Murray Abigail J Assistant Secretary | 2016-10-20 11:49:06 | 0 0 | 0 | Form 3 |
18 | Khwaja-Dixon Sareena Assistant Secretary | 2016-09-12 14:36:54 | 0 0 | 0 | Form 3 |
19 | TCW INVESTMENT MANAGEMENT Co LLC Investment Adviser | 2016-06-16 11:17:45 | 0 0 | 0 | Form 3 |
20 | Solomon Todd William Senior VP, Portfolio Manager | 2016-06-13 10:54:20 | 0 0 | 0 | Form 3 |
21 | WOFFORD FRED H Chief Compliance Officer | 2016-06-13 11:00:58 | 0 0 | 0 | Form 3 |
22 | Lagan Holding Co Trust 10% Owner | 2016-06-09 16:25:15 | 0 0 | 0 | Form 3 |
23 | Lagan Matthew Vice President, Portfolio Mgr | 2016-06-09 16:59:35 | 0 0 | 0 | Form 3 |
24 | Lagan Christopher COO, Managing Director | 2016-06-09 16:44:34 | 0 0 | 0 | Form 3 |
25 | marchand gordon michael sub advisor | 2015-11-12 12:04:47 | 0 0 | 0 | Form 3 |
26 | CONGRESS ASSET MANAGEMENT CO Investment Advisor | 2016-06-08 16:36:43 | 0 0 | 0 | Form 3 |
27 | Lee Chang Portfolio Manager | 2016-04-20 18:42:11 | 0 0 | 0 | Form 3 |
28 | Blum Craig Portfolio Manager | 2016-04-20 18:39:06 | 0 0 | 0 | Form 3 |
29 | Duran Troy Anthony Officer of Investment Adviser | 2016-03-30 16:29:37 | 0 0 | 0 | Form 3 |
30 | Callaway Daniel Cole sub adviser | 2016-01-29 14:05:53 | 0 0 | 0 | Form 3 |
31 | Rohn Robert Lawrence sub advisor | 2015-11-12 12:21:05 | 0 0 | 0 | Form 3 |
32 | Fraise George Patrice sub advisor | 2015-11-12 11:59:19 | 0 0 | 0 | Form 3 |
33 | ROZENSON DAVID A Secretary | 2003-12-10 15:35:15 | 0 0 | 0 | Form 3 |
34 | SAYLER ROGER A Officer of Columbia Management | 2003-06-16 14:40:29 | 0 0 | 0 | Form 3 |
35 | Hoopes Jennifer Director | 2025-02-21 15:03:15 | 0 0 | 0 | Form 3 |
36 | WESTFIELD CAPITAL MANAGEMENT CO LP Investment Advisor | 2024-09-03 17:34:58 | 0 0 | 0 | Form 3 |
37 | Meyer Gina Assistant Treasurer | 2024-06-10 11:24:21 | 0 0 | 0 | Form 3/A |
38 | Gaspari George R Director | 2023-06-12 16:10:15 | 0 0 | 0 | Form 5 |
39 | Stallworth Michelle Assistant Secretary | 2023-06-12 16:00:29 | 0 0 | 0 | Form 5 |
40 | Tancheff Tanya Assistant Treasurer | 2021-12-15 16:57:17 | 0 0 | 0 | Form 3 |
41 | Rettinger Erich Treasurer | 2021-12-10 15:11:31 | 0 0 | 0 | Form 3 |
42 | McNamara Daniel S President & Dir. of Adviser | 2006-12-15 18:02:08 | 0 0 | 0 | Form 4 |
43 | Weatherbie Matthew A sub-adviser | 2006-04-10 11:08:12 | 0 0 | 0 | Form 4 |
44 | Podracky Michael S Director of Adviser Director | 2006-12-15 17:59:24 | 0 0 | 0 | Form 4 |
45 | Kerschen Jill Treasurer | 2020-03-13 12:52:14 | 0 0 | 0 | Form 3 |
46 | Spahr Laton President of the Adviser | 2019-11-05 11:04:50 | 0 0 | 0 | Form 3 |
47 | Sutula Matthew Interim CCO | 2019-09-10 14:02:48 | 0 0 | 0 | Form 3 |
48 | Sleightholme Michael Officer of Investment Advisor | 2019-06-19 13:46:19 | 0 0 | 0 | Form 3 |
49 | Noyes Richard Craig Officer of Investment Advisor | 2018-06-11 15:03:59 | 0 0 | 0 | Form 3 |
50 | ALGER ASSOCIATES INC Parent Company of Sub-Advisor | 2018-01-18 12:20:18 | 0 0 | 0 | Form 3 |
51 | Hoene Mary Joan Sr. VP and CCO | 2006-12-15 18:16:30 | 0 0 | 0 | Form 4 |
52 | Legg JoEllen Officer of Investment Adviser | 2010-02-23 14:43:42 | 0 0 | 0 | Form 4 |
53 | Held Jeremy D. Officer of Investment Adviser | 2010-02-04 12:07:18 | 0 0 | 0 | Form 3 |
54 | Dillon Corey L. Officer of Investment Adviser | 2010-02-03 17:03:52 | 0 0 | 0 | Form 3 |
55 | Perrone Phillip Chief Compliance Officer | 2009-12-23 16:26:24 | 0 0 | 0 | Form 5 |
56 | Zimdars Melanie H. Chief Compliance Officer | 2009-12-22 17:42:50 | 0 0 | 0 | Form 3 |
57 | Szydlowski Robert Joseph Officer of Investment Adviser | 2009-07-14 12:45:21 | 0 0 | 0 | Form 3 |
58 | Carter Thomas Anthony Director of Investment Adviser Director | 2009-07-14 13:08:24 | 0 0 | 0 | Form 3 |
59 | Storms Kimberly R Assistant Treasurer | 2007-05-23 12:31:56 | 0 0 | 0 | Form 3/A |
60 | MAY JEREMY O Treasurer | 2007-05-23 12:15:44 | 0 0 | 0 | Form 3/A |
61 | Swenson Bradley J Chief Compliance Officer | 2007-05-23 11:24:48 | 0 0 | 0 | Form 3/A |
62 | Temkin Amy E. Officer of Investment Adivser | 2010-02-23 14:50:11 | 0 0 | 0 | Form 4 |
63 | Spies Sandra M Director of Adviser Director | 2006-12-15 18:15:55 | 0 0 | 0 | Form 4 |
64 | MORGENTHAL LAWRENCE R Director of Adviser Director | 2006-12-15 18:16:55 | 0 0 | 0 | Form 4 |
65 | WINN HOLLIS KEITH Director & Officer of Adviser Director | 2006-12-15 18:11:06 | 0 0 | 0 | Form 4 |
66 | Coleman Jeffrey R Deputy Treasurer | 2006-12-15 18:10:47 | 0 0 | 0 | Form 4 |
67 | Clarke Michael G Chief Acct. Off./Asst. Treasur | 2006-12-15 18:09:45 | 0 0 | 0 | Form 4 |
68 | DiMaria Joseph F Deputy Treasurer | 2006-12-15 18:06:58 | 0 0 | 0 | Form 4 |
69 | CONNAUGHTON J KEVIN Treasurer, CFO, Sr. VP | 2006-12-15 18:06:52 | 0 0 | 0 | Form 4 |
70 | BORDEWICK JAMES R JR Sr. V.P. Secretary and CLO | 2006-12-15 18:06:33 | 0 0 | 0 | Form 4 |
71 | Vallan Barry S Controller | 2006-12-15 18:05:44 | 0 0 | 0 | Form 4 |
72 | ALPS ADVISORS INC Investment Adviser | 2015-08-11 14:32:49 | 0 0 | 0 | Form 3 |
73 | Seuffert Peter Joseph sub advisor | 2015-11-12 12:24:50 | 0 0 | 0 | Form 3 |
74 | Greve Mary Ellen sub advisor | 2015-11-10 15:43:35 | 0 0 | 0 | Form 3 |
75 | Sustainable Growth Advisers LP Sub-advisor | 2015-10-13 15:24:11 | 0 0 | 0 | Form 3 |
76 | Dai Haiyan Co-Portfolio Manager of Fund | 2015-09-30 16:29:57 | 0 0 | 0 | Form 3 |
77 | Bennett Joshua D Co-Portfolio Manager of Fund | 2015-09-30 16:35:03 | 0 0 | 0 | Form 3 |
78 | Flanders Elizabeth A DCO of Sub-Adviser | 2015-09-30 16:41:52 | 0 0 | 0 | Form 3 |
79 | Mallen Mildred CCO of the Sub-Adviser | 2015-09-30 16:06:03 | 0 0 | 0 | Form 3 |
80 | Weatherbie Holding Inc. Holding Co of Sub-Adv to Fund | 2015-09-29 15:15:15 | 0 0 | 0 | Form 3 |
81 | Meloni Andrew P Assistant Treasurer | 2015-09-16 10:59:32 | 0 0 | 0 | Form 3 |
82 | ALPS HOLDINGS INC Affiliate of the Advisor | 2015-08-13 16:28:04 | 0 0 | 0 | Form 3 |
83 | Edwards Ty S Deputy Treasurer | 2006-12-15 18:04:49 | 0 0 | 0 | Form 4 |
84 | Hunt Aisha Officer of Investment Advisor | 2014-07-17 16:09:52 | 0 0 | 0 | Form 3 |
85 | Tyler Tane T Secretary | 2014-02-14 15:07:59 | 0 0 | 0 | Form 5 |
86 | Nelson Erin Douglas Secretary | 2013-12-16 12:13:33 | 0 0 | 0 | Form 3 |
87 | Nickels Monette R. Tax Officer | 2012-07-17 17:23:13 | 0 0 | 0 | Form 5 |
88 | Adams Diana M Officer of Investment Adviser | 2012-07-03 12:48:13 | 0 0 | 0 | Form 5 |
89 | Barres Stephanie Secretary | 2012-02-07 16:53:33 | 0 0 | 0 | Form 5 |
90 | Donaldson John Clive Officer of Investment Adviser | 2012-02-07 17:06:58 | 0 0 | 0 | Form 5 |
91 | Marks Alex James Asst. Secretary | 2011-08-18 11:46:23 | 0 0 | 0 | Form 3 |
92 | Akins Michael T Officer of Investment Adviser | 2010-10-21 17:43:03 | 0 0 | 0 | Form 3 |