Insider Holders & Insider Ownership - KOREA FUND INC (KF)

List of insiders holdings for KOREA FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1CITY OF LONDON INVESTMENT GROUP PLC
EMERGING MARKETS COUNTRY FUND
INVESTABLE EMERGING MARKETS COUNTRY FUND
10% Owner
2020-02-12 16:25:591,890,157
0
1,890,157Form 13G
2CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
2020-02-12 16:25:591,890,157
0
1,890,157Form 13G
3Silver Richard
Director
2012-01-24 16:10:512,392
0
2,392Form 4
4Sippel Matthew J
Director
2024-10-21 09:44:522,000
0
2,000Form 4
5Russell Chris
Director
2009-01-29 17:34:311,100
0
1,100Form 4/A
6Brader Christopher B
Director
2013-02-01 14:52:171000
0
1000Form 4
7Hu Yan
Director
2023-09-27 16:38:03500
0
500Form 4
8GRAUSE JOSEPH T JR
Director
2014-03-06 13:51:36500
0
500Form 4
9Ogilvie Marran H.
Director
2012-11-05 11:24:53382
0
382Form 3
10Reid Julian
Director
2007-03-16 15:48:08200
0
200Form 4
11MCKAY GEORGE ALAN
Affiliated Entity
2012-10-05 18:47:470
0
0Form 3
12Bonanno Peter
Affiliated Person
2015-01-07 15:24:260
0
0Form 3
13Bengtson-Olivieri Erin
Affiliated Person
2014-04-29 17:19:270
0
0Form 3
14Quirk Joseph
President and CEO
2014-03-20 17:23:230
0
0Form 3
15Martin Neil S
See Remarks
2021-01-07 15:17:420
0
0Form 3
16Leung Chris
Affiliated Person
2014-03-05 11:43:500
0
0Form 3
17Jobson David
Affiliated Person
2014-02-20 15:45:580
0
0Form 3
18King Susan M
Affiliated Person
2014-02-20 14:19:000
0
0Form 3
19Harter Thomas L
Chief Compliance Officer
2013-04-25 18:03:400
0
0Form 3
20Ebrahim Ayaz Hatim
See Explanation of Response
2021-01-08 07:48:110
0
0Form 3
21Chan Yuen Shan
Affiliated Person
2013-01-16 17:15:460
0
0Form 3
22JPMorgan Asset Management (Asia Pacific) Ltd
See Explanation of Response
2021-01-08 07:48:470
0
0Form 3
23Eu Douglas
SEE REMARKS
2016-01-08 17:17:430
0
0Form 3
24EU ANDREW DOUGLAS
Affiliated Entity
2012-10-05 18:47:240
0
0Form 3
25Cho John Wonki
See Explanation of Response
2021-01-11 08:17:200
0
0Form 3
26CHOW JOVITA
Affiliated Person
2011-08-03 13:20:370
0
0Form 3
27PACHTNER CHRISTIAN WOLFGANG JOHANNES
Affiliated Person
2011-08-03 13:20:130
0
0Form 3
28Owen David C.
Chief Legal Officer
2011-08-03 13:19:540
0
0Form 3/A
29Migliori Scott
Affiliated Person
2011-03-11 19:29:070
0
0Form 3
30Koo Paul
Chief Compliance Officer
2009-11-04 12:32:160
0
0Form 3
31CRINAGE SIMON JAMES
See Remarks
2021-01-13 07:39:090
0
0Form 3
32COCHRAN RICHARD J
Assistant Treasurer
2009-01-29 17:34:270
0
0Form 3
33Lai Eric
Affiliated Person
2009-01-16 18:44:270
0
0Form 3
34FORSYTH DOUGLAS
Affiliated Person
2016-12-02 13:11:560
0
0Form 3
35Yun Chung Jun
Portfolio Manager
2020-03-06 10:05:050
0
0Form 3
36Pushpaharan Gem
Affiliated Person
2019-09-03 14:42:390
0
0Form 3
37Viggiano John
Affiliated Person
2019-08-30 13:25:250
0
0Form 3
38Borreggine Angela
CLO and Secretary
2019-05-14 16:27:560
0
0Form 3
39Lekstutis Carmine
Chief Legal Officer
2021-01-07 15:11:190
0
0Form 3
40Thompson Kathleen C.
Affiliated Person
2017-01-10 14:37:210
0
0Form 3
41Mildner Heiko
Affiliated Person
2017-01-09 13:56:170
0
0Form 3
42Allianz Global Investors U.S. LLC
Affiliated Entity
2016-12-12 10:27:340
0
0Form 3
43Allianz Asset Management of America L.P.
Affiliated Entity
2016-12-05 11:47:560
0
0Form 3
44Fischer Ben J
Affiliated Person
2016-12-02 13:15:250
0
0Form 3
45Lohrfink Jill
Affiliated Person
2016-12-02 13:13:410
0
0Form 3
46Ungerman Stephen M
Chief Compliance Officer
2021-01-07 15:08:260
0
0Form 3
47Carroll John
Affiliated Person
2016-12-02 13:09:140
0
0Form 3
48Claussen Barbara R
Affiliated Person
2016-12-02 12:52:260
0
0Form 3
49Allianz Global Investors U.S. Holdings LLC
Affiliated Entity
2016-12-02 16:00:580
0
0Form 3
50Winship Paul Francis
Vice President & Secretary
2021-01-07 15:13:270
0
0Form 3
51Dzemaili Orhan
Assistant Treasurer
2016-11-10 16:18:180
0
0Form 3
52Wargon Annette
Affiliated Person
2009-01-16 18:44:190
0
0Form 3
53Parker Jeffrey D
See Remarks
2016-06-17 14:43:440
0
0Form 3
54Grau William
SEE REMARKS
2016-01-15 15:56:300
0
0Form 3/A
55Carlino Giorgio
SEE REMARKS
2016-01-13 19:05:350
0
0Form 3
56Kumar Satya
SEE REMARKS
2016-01-13 19:26:150
0
0Form 3
57McHugh Scott
Assistant Treasurer
2005-07-11 09:53:490
0
0Form 3
58Pak John
Secretary & CLO of Inv Adviser
2006-12-07 16:03:450
0
0Form 3
59Clark Michael G
President
2006-07-14 10:17:020
0
0Form 3
60Campion Patrick
Investment Adviser EVP
2006-03-23 16:55:020
0
0Form 3
61Robbins John
Chief Compliance Officer of IA
2006-02-06 12:23:560
0
0Form 3
62Metzger Elisa
Chief Legal Officer
2005-12-20 11:32:030
0
0Form 3
63Birmingham Jennifer
Treasurer & CFO of Adviser
2005-12-19 11:11:020
0
0Form 3
64ESPOSITO VINCENT J
President and CEO
2005-12-16 13:34:470
0
0Form 3
65Sowood Capital Management LP
10% Owner
2005-09-06 13:44:410
0
0Form 4
66PRESIDENT & FELLOWS OF HARVARD COLLEGE
10% Owner
2005-09-02 21:42:430
0
0Form 4
67Cullen Mark
Inv. Adviser Executive VP
2005-08-31 11:45:540
0
0Form 3
68GRAY TERRENCE
Vice President
2005-07-18 14:23:430
0
0Form 3
69Coleman Carole
Secretary
2005-07-13 10:43:430
0
0Form 3
70Schwarzer Axel
IA Director, President & CEO
2005-07-11 10:49:400
0
0Form 3
71Delaney Kyle P
Executive VP of Inv. Adviser
2007-03-30 12:12:050
0
0Form 3
72Colon Michael
Inv Adviser Director & COO
2005-03-23 11:30:460
0
0Form 3
73Gagliardi William A
IA Director, Treasurer & CFO
2005-01-03 08:57:560
0
0Form 3
74Schubert Paul
Chief Financial Officer
2004-11-03 13:43:400
0
0Form 3
75Gallo Philip W
Chief Compliance Officer
2004-10-08 12:38:040
0
0Form 3
76SMITH A THOMAS III
IA Secretary & Chief Legal Off
2004-08-12 13:38:410
0
0Form 3
77Gay Kevin
Assistant Treasurer
2004-07-12 09:46:180
0
0Form 3
78DEUTSCHE BANK AG
Parent of the Fund
2004-06-16 16:38:140
0
0Form 4
79Sluyters Julian
President & CEO
2004-05-20 15:42:460
0
0Form 3
80TRESSITT EVELYN B
Director of Investment Manager
Director
2003-10-31 10:46:510
0
0Form 3
81GROHOWSKI LEO P
EVP of the Investment Adviser
2003-08-04 17:51:550
0
0Form 3
82NELUND GLORIA S
EVP of the Investment Adviser
2003-08-04 11:40:260
0
0Form 3
83BURKE STEPHEN R
EVP of the Investment Adviser
2003-08-04 10:55:210
0
0Form 3
84Chan Derek
Affiliated Person
2007-04-10 17:52:350
0
0Form 3
85WALLACE JEFFREY S
Dir. of the Investment Adviser
2003-07-17 21:04:200
0
0Form 3
86Winchester Stuart
Affiliated Person
2009-01-16 18:44:150
0
0Form 3
87Kim Sang Won
Affiliated Person
2009-01-16 18:44:130
0
0Form 3/A
88Siemons Gregory M.
Chief Compliance Officer
2009-01-16 18:44:090
0
0Form 3
89Anderson Peter J
Affiliated Person
2009-01-16 18:44:070
0
0Form 3/A
90PIMCO ADVISORS FUND MANAGEMENT LLC
Affiliated Person
2009-01-16 18:44:020
0
0Form 3
91RCM CAPITAL MANAGEMENT LLC
Affiliated Person
2009-01-16 18:43:580
0
0Form 3/A
92RCM Asia Pacific Ltd
Affilitated Person
2009-01-16 18:36:590
0
0Form 3
93Koyn Mark
Affiliated Person
2007-04-20 09:58:560
0
0Form 3
94Goldstein Robert
President & CEO
2007-04-10 15:11:180
0
0Form 3
95Lee Matthew
Affiliated Person
2007-04-10 18:16:340
0
0Form 3
96Law Terence
Affiliated Person
2007-04-10 18:04:560
0
0Form 3
97Poon Monica
Affiliated Person
2009-01-16 18:44:220
0
0Form 3
98Chan Yinkei Ronald
Affiliated Person
2007-04-10 17:43:180
0
0Form 3
99Bryant Steve
Affiliated Person
2007-04-10 17:29:330
0
0Form 3
100Chan Raymond
Affiliated Person
2007-04-10 17:17:260
0
0Form 3
101Frank Udo
Affliated Person
2007-04-10 17:07:220
0
0Form 3
102Rossiter Kent
Affiliated Person
2007-04-10 16:50:210
0
0Form 3
103Chan Wan Ying
Affiliated Person
2007-04-10 16:32:290
0
0Form 3
104Cheong Woo Fook
Afilliated Person
2007-04-10 16:15:140
0
0Form 3
105SHLISSEL BRIAN S
Treasurer
2007-04-02 17:24:330
0
0Form 3
106ALTADONNA LAWRENCE G
Assistant Treasurer
2007-04-02 17:12:250
0
0Form 3
107Guia Youse
Chief Compliance Officer
2007-04-02 17:03:310
0
0Form 3
108Srivastava Lagan
Assistant Secretary
2007-04-02 16:44:020
0
0Form 3
109Fuccillo Thomas J
Secretary & CLO
2007-04-02 16:31:250
0
0Form 3