Insider Holders & Insider Ownership - KOREA FUND INC (KF)

List of insiders holdings for KOREA FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
CITY OF LONDON INVESTMENT GROUP PLC
EMERGING MARKETS COUNTRY FUND
INVESTABLE EMERGING MARKETS COUNTRY FUND
10% Owner
2020-02-12 16:25:591,890,157
0
1,890,157Form 13G
CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
2020-02-12 16:25:591,890,157
0
1,890,157Form 13G
Silver Richard
Director
2012-01-24 16:10:512392
0
2392Form 4
Russell Chris
Director
2009-01-29 17:34:311100
0
1100Form 4/A
Brader Christopher B
Director
2013-02-01 14:52:171000
0
1000Form 4
Hu Yan
Director
2023-09-27 16:38:03500
0
500Form 4
GRAUSE JOSEPH T JR
Director
2014-03-06 13:51:36500
0
500Form 4
Ogilvie Marran H.
Director
2012-11-05 11:24:53382
0
382Form 3
Reid Julian
Director
2007-03-16 15:48:08200
0
200Form 4
JPMorgan Asset Management (Asia Pacific) Ltd
See Explanation of Response
2021-01-08 07:48:470
0
0Form 3
Eu Douglas
SEE REMARKS
2016-01-08 17:17:430
0
0Form 3
Bonanno Peter
Affiliated Person
2015-01-07 15:24:260
0
0Form 3
Bengtson-Olivieri Erin
Affiliated Person
2014-04-29 17:19:270
0
0Form 3
Quirk Joseph
President and CEO
2014-03-20 17:23:230
0
0Form 3
Martin Neil S
See Remarks
2021-01-07 15:17:420
0
0Form 3
Leung Chris
Affiliated Person
2014-03-05 11:43:500
0
0Form 3
Jobson David
Affiliated Person
2014-02-20 15:45:580
0
0Form 3
King Susan M
Affiliated Person
2014-02-20 14:19:000
0
0Form 3
Harter Thomas L
Chief Compliance Officer
2013-04-25 18:03:400
0
0Form 3
Ebrahim Ayaz Hatim
See Explanation of Response
2021-01-08 07:48:110
0
0Form 3
Chan Yuen Shan
Affiliated Person
2013-01-16 17:15:460
0
0Form 3
Kumar Satya
SEE REMARKS
2016-01-13 19:26:150
0
0Form 3
MCKAY GEORGE ALAN
Affiliated Entity
2012-10-05 18:47:470
0
0Form 3
EU ANDREW DOUGLAS
Affiliated Entity
2012-10-05 18:47:240
0
0Form 3
Cho John Wonki
See Explanation of Response
2021-01-11 08:17:200
0
0Form 3
CHOW JOVITA
Affiliated Person
2011-08-03 13:20:370
0
0Form 3
PACHTNER CHRISTIAN WOLFGANG JOHANNES
Affiliated Person
2011-08-03 13:20:130
0
0Form 3
Owen David C.
Chief Legal Officer
2011-08-03 13:19:540
0
0Form 3/A
Migliori Scott
Affiliated Person
2011-03-11 19:29:070
0
0Form 3
Koo Paul
Chief Compliance Officer
2009-11-04 12:32:160
0
0Form 3
CRINAGE SIMON JAMES
See Remarks
2021-01-13 07:39:090
0
0Form 3
COCHRAN RICHARD J
Assistant Treasurer
2009-01-29 17:34:270
0
0Form 3
Lai Eric
Affiliated Person
2009-01-16 18:44:270
0
0Form 3
Lohrfink Jill
Affiliated Person
2016-12-02 13:13:410
0
0Form 3
Sippel Matthew J
Director
2020-09-02 07:50:370
0
0Form 3
Yun Chung Jun
Portfolio Manager
2020-03-06 10:05:050
0
0Form 3
Pushpaharan Gem
Affiliated Person
2019-09-03 14:42:390
0
0Form 3
Viggiano John
Affiliated Person
2019-08-30 13:25:250
0
0Form 3
Borreggine Angela
CLO and Secretary
2019-05-14 16:27:560
0
0Form 3
Lekstutis Carmine
Chief Legal Officer
2021-01-07 15:11:190
0
0Form 3
Thompson Kathleen C.
Affiliated Person
2017-01-10 14:37:210
0
0Form 3
Mildner Heiko
Affiliated Person
2017-01-09 13:56:170
0
0Form 3
Allianz Global Investors U.S. LLC
Affiliated Entity
2016-12-12 10:27:340
0
0Form 3
Allianz Asset Management of America L.P.
Affiliated Entity
2016-12-05 11:47:560
0
0Form 3
Fischer Ben J
Affiliated Person
2016-12-02 13:15:250
0
0Form 3
Ungerman Stephen M
Chief Compliance Officer
2021-01-07 15:08:260
0
0Form 3
FORSYTH DOUGLAS
Affiliated Person
2016-12-02 13:11:560
0
0Form 3
Carroll John
Affiliated Person
2016-12-02 13:09:140
0
0Form 3
Claussen Barbara R
Affiliated Person
2016-12-02 12:52:260
0
0Form 3
Allianz Global Investors U.S. Holdings LLC
Affiliated Entity
2016-12-02 16:00:580
0
0Form 3
Winship Paul Francis
Vice President & Secretary
2021-01-07 15:13:270
0
0Form 3
Dzemaili Orhan
Assistant Treasurer
2016-11-10 16:18:180
0
0Form 3
Wargon Annette
Affiliated Person
2009-01-16 18:44:190
0
0Form 3
Parker Jeffrey D
See Remarks
2016-06-17 14:43:440
0
0Form 3
Grau William
SEE REMARKS
2016-01-15 15:56:300
0
0Form 3/A
Carlino Giorgio
SEE REMARKS
2016-01-13 19:05:350
0
0Form 3
McHugh Scott
Assistant Treasurer
2005-07-11 09:53:490
0
0Form 3
Pak John
Secretary & CLO of Inv Adviser
2006-12-07 16:03:450
0
0Form 3
Clark Michael G
President
2006-07-14 10:17:020
0
0Form 3
Campion Patrick
Investment Adviser EVP
2006-03-23 16:55:020
0
0Form 3
Robbins John
Chief Compliance Officer of IA
2006-02-06 12:23:560
0
0Form 3
Metzger Elisa
Chief Legal Officer
2005-12-20 11:32:030
0
0Form 3
Birmingham Jennifer
Treasurer & CFO of Adviser
2005-12-19 11:11:020
0
0Form 3
ESPOSITO VINCENT J
President and CEO
2005-12-16 13:34:470
0
0Form 3
Sowood Capital Management LP
10% Owner
2005-09-06 13:44:410
0
0Form 4
PRESIDENT & FELLOWS OF HARVARD COLLEGE
10% Owner
2005-09-02 21:42:430
0
0Form 4
Cullen Mark
Inv. Adviser Executive VP
2005-08-31 11:45:540
0
0Form 3
GRAY TERRENCE
Vice President
2005-07-18 14:23:430
0
0Form 3
Coleman Carole
Secretary
2005-07-13 10:43:430
0
0Form 3
Schwarzer Axel
IA Director, President & CEO
2005-07-11 10:49:400
0
0Form 3
Delaney Kyle P
Executive VP of Inv. Adviser
2007-03-30 12:12:050
0
0Form 3
Colon Michael
Inv Adviser Director & COO
2005-03-23 11:30:460
0
0Form 3
Gagliardi William A
IA Director, Treasurer & CFO
2005-01-03 08:57:560
0
0Form 3
Schubert Paul
Chief Financial Officer
2004-11-03 13:43:400
0
0Form 3
Gallo Philip W
Chief Compliance Officer
2004-10-08 12:38:040
0
0Form 3
SMITH A THOMAS III
IA Secretary & Chief Legal Off
2004-08-12 13:38:410
0
0Form 3
Gay Kevin
Assistant Treasurer
2004-07-12 09:46:180
0
0Form 3
DEUTSCHE BANK AG
Parent of the Fund
2004-06-16 16:38:140
0
0Form 4
Sluyters Julian
President & CEO
2004-05-20 15:42:460
0
0Form 3
TRESSITT EVELYN B
Director of Investment Manager
Director
2003-10-31 10:46:510
0
0Form 3
GROHOWSKI LEO P
EVP of the Investment Adviser
2003-08-04 17:51:550
0
0Form 3
NELUND GLORIA S
EVP of the Investment Adviser
2003-08-04 11:40:260
0
0Form 3
BURKE STEPHEN R
EVP of the Investment Adviser
2003-08-04 10:55:210
0
0Form 3
Chan Derek
Affiliated Person
2007-04-10 17:52:350
0
0Form 3
WALLACE JEFFREY S
Dir. of the Investment Adviser
2003-07-17 21:04:200
0
0Form 3
Winchester Stuart
Affiliated Person
2009-01-16 18:44:150
0
0Form 3
Kim Sang Won
Affiliated Person
2009-01-16 18:44:130
0
0Form 3/A
Siemons Gregory M.
Chief Compliance Officer
2009-01-16 18:44:090
0
0Form 3
Anderson Peter J
Affiliated Person
2009-01-16 18:44:070
0
0Form 3/A
PIMCO ADVISORS FUND MANAGEMENT LLC
Affiliated Person
2009-01-16 18:44:020
0
0Form 3
RCM CAPITAL MANAGEMENT LLC
Affiliated Person
2009-01-16 18:43:580
0
0Form 3/A
RCM Asia Pacific Ltd
Affilitated Person
2009-01-16 18:36:590
0
0Form 3
Koyn Mark
Affiliated Person
2007-04-20 09:58:560
0
0Form 3
Goldstein Robert
President & CEO
2007-04-10 15:11:180
0
0Form 3
Lee Matthew
Affiliated Person
2007-04-10 18:16:340
0
0Form 3
Law Terence
Affiliated Person
2007-04-10 18:04:560
0
0Form 3
Poon Monica
Affiliated Person
2009-01-16 18:44:220
0
0Form 3
Chan Yinkei Ronald
Affiliated Person
2007-04-10 17:43:180
0
0Form 3
Bryant Steve
Affiliated Person
2007-04-10 17:29:330
0
0Form 3
Chan Raymond
Affiliated Person
2007-04-10 17:17:260
0
0Form 3
Frank Udo
Affliated Person
2007-04-10 17:07:220
0
0Form 3
Rossiter Kent
Affiliated Person
2007-04-10 16:50:210
0
0Form 3
Chan Wan Ying
Affiliated Person
2007-04-10 16:32:290
0
0Form 3
Cheong Woo Fook
Afilliated Person
2007-04-10 16:15:140
0
0Form 3
SHLISSEL BRIAN S
Treasurer
2007-04-02 17:24:330
0
0Form 3
ALTADONNA LAWRENCE G
Assistant Treasurer
2007-04-02 17:12:250
0
0Form 3
Guia Youse
Chief Compliance Officer
2007-04-02 17:03:310
0
0Form 3
Srivastava Lagan
Assistant Secretary
2007-04-02 16:44:020
0
0Form 3
Fuccillo Thomas J
Secretary & CLO
2007-04-02 16:31:250
0
0Form 3