KOREA FUND INC (KF) - Insider Holders & Insider Ownership

List of insiders holdings for KOREA FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1CITY OF LONDON INVESTMENT GROUP PLC
EMERGING MARKETS COUNTRY FUND
INVESTABLE EMERGING MARKETS COUNTRY FUND
10% Owner
2020-02-12 16:25:591,890,157
0
1,890,157Form 13G
2CITY OF LONDON INVESTMENT GROUP PLC
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10% Owner
2020-02-12 16:25:591,890,157
0
1,890,157Form 13G
3Silver Richard
Director
2012-01-24 16:10:512,392
0
2,392Form 4
4Sippel Matthew J
Director
2024-10-21 09:44:522,000
0
2,000Form 4
5Russell Chris
Director
2009-01-29 17:34:311,100
0
1,100Form 4/A
6Brader Christopher B
Director
2013-02-01 14:52:171000
0
1000Form 4
7Hu Yan
Director
2023-09-27 16:38:03500
0
500Form 4
8GRAUSE JOSEPH T JR
Director
2014-03-06 13:51:36500
0
500Form 4
9Ogilvie Marran H.
Director
2012-11-05 11:24:53382
0
382Form 3
10Reid Julian
Director
2007-03-16 15:48:08200
0
200Form 4
11CRINAGE SIMON JAMES
See Remarks
2021-01-13 07:39:090
0
0Form 3
12Carlino Giorgio
SEE REMARKS
2016-01-13 19:05:350
0
0Form 3
13Kumar Satya
SEE REMARKS
2016-01-13 19:26:150
0
0Form 3
14Eu Douglas
SEE REMARKS
2016-01-08 17:17:430
0
0Form 3
15Bonanno Peter
Affiliated Person
2015-01-07 15:24:260
0
0Form 3
16Bengtson-Olivieri Erin
Affiliated Person
2014-04-29 17:19:270
0
0Form 3
17Quirk Joseph
President and CEO
2014-03-20 17:23:230
0
0Form 3
18Cho John Wonki
See Explanation of Response
2021-01-11 08:17:200
0
0Form 3
19Leung Chris
Affiliated Person
2014-03-05 11:43:500
0
0Form 3
20Jobson David
Affiliated Person
2014-02-20 15:45:580
0
0Form 3
21King Susan M
Affiliated Person
2014-02-20 14:19:000
0
0Form 3
22Harter Thomas L
Chief Compliance Officer
2013-04-25 18:03:400
0
0Form 3
23Grau William
SEE REMARKS
2016-01-15 15:56:300
0
0Form 3/A
24Chan Yuen Shan
Affiliated Person
2013-01-16 17:15:460
0
0Form 3
25Wong Chun Yu
Co Portfolio Manager
2026-01-15 06:00:480
0
0Form 3
26MCKAY GEORGE ALAN
Affiliated Entity
2012-10-05 18:47:470
0
0Form 3
27EU ANDREW DOUGLAS
Affiliated Entity
2012-10-05 18:47:240
0
0Form 3
28Buttke David Anthony Jr.
Chief Compliance Officer
2026-08-05 09:06:240
0
0Form 3
29CHOW JOVITA
Affiliated Person
2011-08-03 13:20:370
0
0Form 3
30PACHTNER CHRISTIAN WOLFGANG JOHANNES
Affiliated Person
2011-08-03 13:20:130
0
0Form 3
31Owen David C.
Chief Legal Officer
2011-08-03 13:19:540
0
0Form 3/A
32Migliori Scott
Affiliated Person
2011-03-11 19:29:070
0
0Form 3
33Koo Paul
Chief Compliance Officer
2009-11-04 12:32:160
0
0Form 3
34Elliott Simon M
See Remarks
2026-08-17 12:42:350
0
0Form 3
35Allianz Asset Management of America L.P.
Affiliated Entity
2016-12-05 11:47:560
0
0Form 3
36Winship Paul Francis
Vice President & Secretary
2021-01-07 15:13:270
0
0Form 3
37Lekstutis Carmine
Chief Legal Officer
2021-01-07 15:11:190
0
0Form 3
38Ungerman Stephen M
Chief Compliance Officer
2021-01-07 15:08:260
0
0Form 3
39Yun Chung Jun
Portfolio Manager
2020-03-06 10:05:050
0
0Form 3
40Pushpaharan Gem
Affiliated Person
2019-09-03 14:42:390
0
0Form 3
41Viggiano John
Affiliated Person
2019-08-30 13:25:250
0
0Form 3
42Borreggine Angela
CLO and Secretary
2019-05-14 16:27:560
0
0Form 3
43Ebrahim Ayaz Hatim
See Explanation of Response
2021-01-08 07:48:110
0
0Form 3
44Thompson Kathleen C.
Affiliated Person
2017-01-10 14:37:210
0
0Form 3
45Mildner Heiko
Affiliated Person
2017-01-09 13:56:170
0
0Form 3
46Allianz Global Investors U.S. LLC
Affiliated Entity
2016-12-12 10:27:340
0
0Form 3
47Martin Neil S
See Remarks
2021-01-07 15:17:420
0
0Form 3
48Fischer Ben J
Affiliated Person
2016-12-02 13:15:250
0
0Form 3
49Lohrfink Jill
Affiliated Person
2016-12-02 13:13:410
0
0Form 3
50FORSYTH DOUGLAS
Affiliated Person
2016-12-02 13:11:560
0
0Form 3
51JPMorgan Asset Management (Asia Pacific) Ltd
See Explanation of Response
2021-01-08 07:48:470
0
0Form 3
52Carroll John
Affiliated Person
2016-12-02 13:09:140
0
0Form 3
53Lai Eric
Affiliated Person
2009-01-16 18:44:270
0
0Form 3
54Claussen Barbara R
Affiliated Person
2016-12-02 12:52:260
0
0Form 3
55Allianz Global Investors U.S. Holdings LLC
Affiliated Entity
2016-12-02 16:00:580
0
0Form 3
56Dzemaili Orhan
Assistant Treasurer
2016-11-10 16:18:180
0
0Form 3
57Parker Jeffrey D
See Remarks
2016-06-17 14:43:440
0
0Form 3
58Schwarzer Axel
IA Director, President & CEO
2005-07-11 10:49:400
0
0Form 3
59Delaney Kyle P
Executive VP of Inv. Adviser
2007-03-30 12:12:050
0
0Form 3
60Pak John
Secretary & CLO of Inv Adviser
2006-12-07 16:03:450
0
0Form 3
61Clark Michael G
President
2006-07-14 10:17:020
0
0Form 3
62Campion Patrick
Investment Adviser EVP
2006-03-23 16:55:020
0
0Form 3
63Robbins John
Chief Compliance Officer of IA
2006-02-06 12:23:560
0
0Form 3
64Metzger Elisa
Chief Legal Officer
2005-12-20 11:32:030
0
0Form 3
65Birmingham Jennifer
Treasurer & CFO of Adviser
2005-12-19 11:11:020
0
0Form 3
66ESPOSITO VINCENT J
President and CEO
2005-12-16 13:34:470
0
0Form 3
67Sowood Capital Management LP
10% Owner
2005-09-06 13:44:410
0
0Form 4
68PRESIDENT & FELLOWS OF HARVARD COLLEGE
10% Owner
2005-09-02 21:42:430
0
0Form 4
69Cullen Mark
Inv. Adviser Executive VP
2005-08-31 11:45:540
0
0Form 3
70GRAY TERRENCE
Vice President
2005-07-18 14:23:430
0
0Form 3
71Coleman Carole
Secretary
2005-07-13 10:43:430
0
0Form 3
72Fuccillo Thomas J
Secretary & CLO
2007-04-02 16:31:250
0
0Form 3
73McHugh Scott
Assistant Treasurer
2005-07-11 09:53:490
0
0Form 3
74Colon Michael
Inv Adviser Director & COO
2005-03-23 11:30:460
0
0Form 3
75Gagliardi William A
IA Director, Treasurer & CFO
2005-01-03 08:57:560
0
0Form 3
76Schubert Paul
Chief Financial Officer
2004-11-03 13:43:400
0
0Form 3
77Gallo Philip W
Chief Compliance Officer
2004-10-08 12:38:040
0
0Form 3
78SMITH A THOMAS III
IA Secretary & Chief Legal Off
2004-08-12 13:38:410
0
0Form 3
79Gay Kevin
Assistant Treasurer
2004-07-12 09:46:180
0
0Form 3
80DEUTSCHE BANK AG
Parent of the Fund
2004-06-16 16:38:140
0
0Form 4
81Sluyters Julian
President & CEO
2004-05-20 15:42:460
0
0Form 3
82TRESSITT EVELYN B
Director of Investment Manager
Director
2003-10-31 10:46:510
0
0Form 3
83GROHOWSKI LEO P
EVP of the Investment Adviser
2003-08-04 17:51:550
0
0Form 3
84NELUND GLORIA S
EVP of the Investment Adviser
2003-08-04 11:40:260
0
0Form 3
85BURKE STEPHEN R
EVP of the Investment Adviser
2003-08-04 10:55:210
0
0Form 3
86Law Terence
Affiliated Person
2007-04-10 18:04:560
0
0Form 3
87WALLACE JEFFREY S
Dir. of the Investment Adviser
2003-07-17 21:04:200
0
0Form 3
88Poon Monica
Affiliated Person
2009-01-16 18:44:220
0
0Form 3
89Wargon Annette
Affiliated Person
2009-01-16 18:44:190
0
0Form 3
90Winchester Stuart
Affiliated Person
2009-01-16 18:44:150
0
0Form 3
91Kim Sang Won
Affiliated Person
2009-01-16 18:44:130
0
0Form 3/A
92Siemons Gregory M.
Chief Compliance Officer
2009-01-16 18:44:090
0
0Form 3
93Anderson Peter J
Affiliated Person
2009-01-16 18:44:070
0
0Form 3/A
94PIMCO ADVISORS FUND MANAGEMENT LLC
Affiliated Person
2009-01-16 18:44:020
0
0Form 3
95RCM CAPITAL MANAGEMENT LLC
Affiliated Person
2009-01-16 18:43:580
0
0Form 3/A
96RCM Asia Pacific Ltd
Affilitated Person
2009-01-16 18:36:590
0
0Form 3
97Koyn Mark
Affiliated Person
2007-04-20 09:58:560
0
0Form 3
98Goldstein Robert
President & CEO
2007-04-10 15:11:180
0
0Form 3
99Lee Matthew
Affiliated Person
2007-04-10 18:16:340
0
0Form 3
100COCHRAN RICHARD J
Assistant Treasurer
2009-01-29 17:34:270
0
0Form 3
101Chan Derek
Affiliated Person
2007-04-10 17:52:350
0
0Form 3
102Chan Yinkei Ronald
Affiliated Person
2007-04-10 17:43:180
0
0Form 3
103Bryant Steve
Affiliated Person
2007-04-10 17:29:330
0
0Form 3
104Chan Raymond
Affiliated Person
2007-04-10 17:17:260
0
0Form 3
105Frank Udo
Affliated Person
2007-04-10 17:07:220
0
0Form 3
106Rossiter Kent
Affiliated Person
2007-04-10 16:50:210
0
0Form 3
107Chan Wan Ying
Affiliated Person
2007-04-10 16:32:290
0
0Form 3
108Cheong Woo Fook
Afilliated Person
2007-04-10 16:15:140
0
0Form 3
109SHLISSEL BRIAN S
Treasurer
2007-04-02 17:24:330
0
0Form 3
110ALTADONNA LAWRENCE G
Assistant Treasurer
2007-04-02 17:12:250
0
0Form 3
111Guia Youse
Chief Compliance Officer
2007-04-02 17:03:310
0
0Form 3
112Srivastava Lagan
Assistant Secretary
2007-04-02 16:44:020
0
0Form 3