List of insiders holdings for NORTHERN TRUST CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
SMITH DAVID BYRON JR
Director
2023-02-02 17:37:481343
1,270,434
1,271,777Form 4
TIMBERS STEPHEN B
Retired Vice Chmn 03/08/2004
2004-03-31 16:11:06540,933
74,481
615,414Form 4
ROSSITER PETER L
Former EVP-resigned 2/27/2004
2004-03-31 13:42:49422,449
116,449
538,898Form 4/A
WADDELL FREDERICK H
Chairman
2019-02-13 20:12:19188,065
318,288
506,353Form 4
SHORT HARRY W
EVP and Controller
2005-04-01 17:28:20382,671
64,293
446,964Form 4
CROWN SUSAN
Director
2023-01-04 16:27:1849,114
343,696
392,810Form 4
FRADKIN STEVEN L
President/Wealth Management
2022-12-07 17:09:5442,250
193,682
235,932Form 4
O'Grady Michael
Chairman and CEO
2022-12-07 17:09:1559,744
175,906
235,650Form 4
STEVENS MARK
Ret. Vice Chmn. 11/28/03
2003-12-02 13:39:01205,498
23,606
229,104Form 4
SMITH HAROLD B
Former Director
2010-04-22 16:26:411961
110,746
112,707Form 4
Schreuder Jana R
COO
2018-08-06 18:55:3144,716
46,827
91,543Form 4
WELSH KELLY R
EVP & General Counsel
2014-04-07 19:47:0428,297
61,399
89,696Form 4
Potter Stephen N
Vice Chairman
2018-12-17 19:50:3324,014
60,122
84,136Form 4
Levy Susan Cohen
EVP and General Counsel
2022-12-07 17:08:5368,930
12,137
81,067Form 4
Bowman Biff
EVP & Chief Financial Officer
2019-12-16 18:15:4874,628
552.8
75,181Form 4
Parker Teresa
Executive Vice President
2022-12-07 17:09:3462,109
9460
71,569Form 4
Thomas Shundrawn A
President / Asset Management
2022-03-03 18:40:4063,800
0
63,800Form 4
Cherecwich Peter
President/Asset Servicing
2022-12-07 17:08:3422,680
33,534
56,214Form 4
MORRISON WILLIAM L
Vice Chairman
2018-12-11 18:43:5249,849
4096.55
53,946Form 4
St Clair Joyce
Executive Vice President
2022-03-03 18:40:2016,830
34,111
50,941Form 4
Leech Wilson
EVP/Chief Risk Officer
2020-01-22 18:16:2549,247
448
49,695Form 4
JAIN DIPAK C
Director
2017-04-03 17:54:2242,745
0
42,745Form 4
Pembleton Susan Gillian
EVP/Human Resources
2018-02-27 19:00:5035,125
1940.48
37,065Form 4
Taylor Alexandria
Chief Human Resources Officer
2022-10-19 17:21:5934,515
0
34,515Form 4
Tribbett Charles A
Director
2023-01-04 18:38:2333,280
1000
34,280Form 4
ROWE JOHN W
Director
2019-04-25 20:14:3222,923
11,000
33,923Form 4
South Thomas A
Executive Vice President
2022-03-03 18:40:0528,887
2881.94
31,769Form 4
Tyler Jason J.
EVP & Chief Financial Officer
2023-02-07 18:05:3330,470
0
30,470Form 4
Blake Aileen B
EVP & Controller
2019-03-05 19:46:0811,692
16,826
28,518Form 4
BYNOE LINDA
Director
2023-01-04 18:35:4928,431
0
28,431Form 4
KREHBIEL FREDERICK A
Former Director
2004-04-22 11:55:5127,800
0
27,800Form 4
BROWNE ROBERT P
EVP & Chief Investment Officer
2021-05-07 20:55:5727,800
0
27,800Form 4
HELMAN ROBERT A
Retired Director as of 4-18-06
2006-04-19 13:56:0323,260
3600
26,860Form 4
BURNHAM DUANE L
Director
2007-04-25 15:55:0725,968
0
25,968Form 4
Cohodes Jeffrey D.
Executive Vice President
2018-05-08 18:39:4020,484
3809.96
24,294Form 4
Prado Becerra Jose Luis
Director
2023-01-04 18:36:5121,039
1946
22,985Form 4
HAMADA ROBERT S
Former Director
2005-05-05 12:57:0022,197
0
22,197Form 4/A
Harrison Dean M
Director
2023-01-04 18:36:0419,995
1047
21,042Form 4
SLARK MARTIN P
Director
2023-01-04 18:37:2314,667
4769
19,436Form 4
Thompson Donald
Director
2023-01-04 18:37:5017,632
1743
19,375Form 4
CHABRAJA NICHOLAS D
Director
2014-04-16 20:42:0718,019
0
18,019Form 4
LANE ROBERT W
Director
2014-04-16 20:52:4517,476
0
17,476Form 4
Gossett Mark C
Executive Vice President
2022-12-07 17:08:1514,513
2703.04
17,216Form 4
Karpinski Jane
Executive VP & Controller
2017-02-23 19:14:2915,754
115
15,869Form 4
MOONEY EDWARD J
Advisory Director
2015-04-23 20:02:4515,110
0
15,110Form 4
Richards Thomas E
Director
2021-10-04 19:22:3614,435
0
14,435Form 4
Henderson Jay L
Director
2022-04-28 19:19:1912,739
0
12,739Form 4
CROSS DOLORES E
Director
2004-12-10 12:40:036200
0
6200Form 4
Klevorn Marcy S
Director
2023-01-04 18:36:285932.45
0
5932.45Form 4
Mehta Siddharth N
Director
2022-04-28 19:06:295572
0
5572Form 4
Allnutt Lauren E
EVP & Controller
2022-03-14 17:28:254534
0
4534Form 4
POWELL CHARLES D
Advisory Director
2022-04-28 19:17:341343
0
1343Form 4
Bond John
Advisory Director
2015-04-23 20:01:441000
0
1000Form 4
TOTH TERENCE J
EVP & President/NTGI
2007-06-04 15:28:490
0
0Form 4
WINTER ALISON A
Retired EVP & President/PFSNE
2006-04-04 15:05:110
0
0Form 4
PERO PERRY R
Vice Chairman
2005-10-04 16:18:060
0
0Form 4
THERIAULT TIMOTHY J
Former officer
2009-09-21 10:51:530
0
0Form 4
OSBORN WILLIAM A
Former Chairman of the Board
2009-11-10 19:27:320
0
0Form 4
KELLY ARTHUR L
Former Director
2010-04-22 15:23:550
0
0Form 4
SMITHBURG WILLIAM D
Former Director
2011-04-19 15:58:080
0
0Form 4
MCCORMACK ROBERT C
Former Director
2012-04-17 14:29:550
0
0Form 4
SOSA ENRIQUE
Former Director
2012-04-17 14:37:590
0
0Form 4
BARRAT SHERRY S
Former Vice Chairman
2012-07-03 13:57:050
0
0Form 4
Kukla Richard D.
Controller
2013-06-14 14:17:120
0
0Form 4
MOEN TIMOTHY P
Executive Vice President
2013-09-03 17:19:160
0
0Form 4
DODDS WILLIAM R
SVP and Treasurer
2003-07-16 10:59:330
0
0Form 4
DUDLEY ORIE L
EVP and CIO
2003-07-16 11:00:360
0
0Form 4
GRUBE JOHN P
EVP
2003-07-16 11:06:500
0
0Form 4