Vaxart Inc. (VXRT) - Insider Holders & Insider Ownership

List of insiders holdings for Vaxart Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1LESCHLY JAN
Director
10% Owner
2018-02-15 16:25:270
30,793,670
30,793,670Form 4
2KNOTT DAVID M
10% Owner
2010-06-22 17:00:335,812,300
0
5,812,300Form 13D
3Care Capital III LLC
Care Capital Investments III L.P.
Care Capital Offshore Investments III LP
10% Owner
2018-02-23 17:17:092,799,424
0
2,799,424Form 13D
4Lo Steven
President, Chief Exec Officer
2026-03-26 16:52:092,485,606
100,000
2,585,606Form 4
5PATTI JOSEPH M
CEO
2017-04-05 13:09:142,113,304
0
2,113,304Form 4
6Third Point LLC
Loeb Daniel S
See Remarks Below
2011-05-26 16:55:201,618,100
0
1,618,100Form 13D
7Third Point LLC
Third Point Offshore Fund Ltd.
Loeb Daniel S
See Remarks Below
2011-05-26 16:55:201,618,100
0
1,618,100Form 13D
8Floroiu Cezar Andrei
President, Chief Exec Officer
2023-03-21 20:06:421,602,735
0
1,602,735Form 4
9Latour Wouter
Director
2021-05-10 17:05:371,500,000
0
1,500,000Form 4
10Lee Phillip E
Chief Financial Officer
2025-03-26 21:53:101,241,619
0
1,241,619Form 4
11Tucker Sean
SVP, Chief Scientific Officer
2026-03-31 16:44:35882,811
60,525
943,336Form 4
12Cummings James F.
Chief Medical Officer
2026-03-31 16:44:09924,177
0
924,177Form 4
13Finney Michael J.
Director
2025-06-16 21:02:36798,240
0
798,240Form 4
14COLONNESE MARK P
Chief Financial Officer
2017-04-05 13:09:22775,000
0
775,000Form 4
15Berg Edward B
SVP, General Counsel
2026-03-26 16:52:47755,368
0
755,368Form 4
16PLUMB RUSSELL H
Director
2017-05-22 15:29:44622,453
0
622,453Form 4
17GURY DAVID J
Former Director
Director
2004-06-22 09:12:57495,313
102,600
597,913Form 4
18Grasman Jeroen Nicolaas
Chief Financial Officer
2026-05-21 17:13:11545,605
0
545,605Form 4
19FAHIM RAAFAT E F
President, CEO and CFO
2011-04-05 17:25:42529,593
0
529,593Form 4
20Cook Peter Chapman
Director
2013-05-06 20:53:35100,127
266,179
366,306Form 4/A
21ARMISTICE CAPITAL LLC
Armistice Capital Master Fund Ltd.
Boyd Steven
Director
2020-06-30 17:54:35145,523
145,523
291,046Form 4
22BREITMEYER JAMES B
Director
2026-05-01 20:55:09236,200
0
236,200Form 4
23Finney Kevin
Director
2025-08-19 16:06:58204,771
0
204,771Form 4
24MCLAIN THOMAS H
Chairman, CEO & President
2007-02-13 15:58:29130,329
63,512
193,840Form 5
25Davis Todd C
Director
2022-08-08 18:26:07170,129
0
170,129Form 4
26Kalnik Matthew W.
SVP Strategic Plan. & Bus. Ops
2011-04-05 17:18:45146,050
0
146,050Form 4
27Wheadon David E.
Director
2025-06-16 21:03:32142,150
0
142,150Form 4
28Watson W. Mark
Director
2026-05-26 17:11:11134,125
0
134,125Form 4
29Yedid Robert A.
Director
2024-06-12 16:38:42129,890
0
129,890Form 4
30Kessler Paul D.
SVP Clinical, Med. & Reg.; CMO
2012-04-09 16:21:31105,128
0
105,128Form 4
31DOUGHERTY MICHAEL R
Director
2017-05-22 15:30:28105,000
0
105,000Form 4
32Johnson Joseph
Sr. VP, HR, IT, Bus. Strat.
2006-05-16 16:29:36100,000
0
100,000Form 4
33HERON ELAINE J
Director
2025-11-21 13:21:5196,566
0
96,566Form 4
34Gust Ian D.
Director
2012-11-19 20:35:000
95,970
95,970Form 3
35RASMUSSEN HENRIK S MD
Sr. VP Clin. Med. & Reg. Affs.
2007-02-13 15:57:3088,171
0
88,171Form 5
36Azzarello Peter
Chief Accounting Officer
2015-08-13 16:53:4485,000
0
85,000Form 4
37Dunne Michael W.
Director
2017-05-22 15:30:1975,000
0
75,000Form 4
38ANIDO ARMANDO
Director
2017-05-22 15:30:5275,000
0
75,000Form 4
39Cherrington Julie M
Director
2022-08-08 18:22:2743,497
0
43,497Form 4
40SMITH MARK L
Sr. VP Fin., CFO, CAO & Treas.
2006-02-14 17:07:4816,052
17,393
33,445Form 5
41Echerd Margaret
SVP, Principal Accntng Officer
2021-12-01 16:05:5228,083
0
28,083Form 4
42COX GEOFFREY F
Director
2019-06-14 16:33:3121,700
0
21,700Form 4
43Markham Richard J
Director
2019-06-14 16:34:0021,700
0
21,700Form 4
44VANLENT ANNE
Director
2019-06-14 17:01:3221,700
0
21,700Form 4
45CASTALDI DAVID L
Director
2011-05-27 16:39:0320,000
0
20,000Form 4
46DAVIS PETER B
Director
2011-05-27 16:40:0620,000
0
20,000Form 4
47SUDOVAR STEPHEN
Director
2009-05-27 16:53:3020,000
0
20,000Form 4
48LYNCH TIMOTHY P
Director
2011-05-27 15:46:5720,000
0
20,000Form 4
49HARVEY RICHARD A JR
Director
2011-05-27 15:45:4220,000
0
20,000Form 4
50Aryeh Jason
Director
2011-05-27 15:42:2420,000
0
20,000Form 4
51Hudson Leslie
Director
2008-06-10 16:52:1720,000
0
20,000Form 4
52Logal Adam
Interim CFO, CAO and Treasurer
2006-05-16 16:30:0120,000
0
20,000Form 4
53JENCKES LINDA
Director
2009-05-27 16:52:3820,000
0
20,000Form 4
54Richard John P
Director
2019-10-15 12:19:5720,000
0
20,000Form 4
55Siegel Jordan I
Sr. VP Fin. & Admin, CFO Treas
2008-03-12 17:15:2918,157
0
18,157Form 4
56WILSON KAREN J
Director
2021-06-17 19:27:3615,097
0
15,097Form 4
57Errington Jeffery
Director
2013-05-03 21:06:4715,000
0
15,000Form 4
58NASO ROBERT B
Sr. VP Research & Development
2004-02-06 15:47:1113,100
0
13,100Form 4
59EBRIGHT GEORGE W
Director
2005-05-17 11:09:3512,000
0
12,000Form 4
60Jooste H Le Roux
Sr. VP, Glbl. Sales & Mktng.
2005-11-08 15:12:5210,000
0
10,000Form 4
61Hill Richard James
Director
2014-05-20 15:09:147,500
0
7,500Form 4
62Bell Paul Ronald
Director
2012-11-19 20:22:290
6,248
6,248Form 3
63Ahmad Fuad
Interim CFO
2022-06-23 16:32:325,000
0
5,000Form 4
64SISKOWSKI GARY A
Sr. VP Sales & Marketing
2004-12-20 10:23:172,969
245
3,214Form 4
65Fox James
Director
2015-08-13 16:53:512,500
0
2,500Form 4
66Harland John M
Chief Financial Officer
2018-09-24 19:49:011,522
0
1,522Form 4
67Clark Richard
Sr. VP Admin. & Ch. Admin. Off
2004-12-20 10:22:47105.69
0
105.69Form 4
68Maher Illya Keith
Director
2019-11-01 14:46:180
0
0Form 3
69Life Science Angel Investors III LLC
10% Owner
2018-02-14 21:32:080
0
0Form 3