A. M. Castle & Co. (CTAM) - Insider Holders & Insider Ownership

List of insiders holdings for A. M. Castle & Co.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1WHITEBOX ADVISORS LLC
WHITEBOX GENERAL PARTNER LLC
10% Owner
2020-03-31 21:33:560
117,537,621
117,537,621Form 4
2HIGHBRIDGE CAPITAL MANAGEMENT LLC
1992 MSF International Ltd.
10% Owner
2020-03-31 17:24:2089,927,673
0
89,927,673Form 13D
3HIGHBRIDGE CAPITAL MANAGEMENT LLC
10% Owner
2020-03-31 18:29:300
76,040,431
76,040,431Form 4
4Whitebox Multi-Strategy Partners LP
10% Owner
2020-03-31 21:19:1041,601,089
0
41,601,089Form 3
5Corre Partners Management LLC
10% Owner
2020-03-31 18:02:090
35,347,092
35,347,092Form 4
6WOLVERINE ASSET MANAGEMENT LLC
Wolverine Holdings L.P.
Wolverine Trading Partners Inc.
Gust Christopher
Bellick Robert
10% Owner
2020-03-31 17:21:0814,690,912
0
14,690,912Form 13D
7WOLVERINE ASSET MANAGEMENT LLC
Wolverine Holdings L.P.
Wolverine Trading Partners Inc.
10% Owner
2020-03-31 18:02:490
12,420,384
12,420,384Form 4
8SGF LLC
WB & CO
Mellin Jonathan
Donnelley Reuben Simpson
FOM Corp
Director
10% Owner
2020-10-22 16:34:5811,186,054
0
11,186,054Form 13D
9SGF LLC
Director
10% Owner
2020-10-22 16:34:5811,186,054
0
11,186,054Form 13D
10Stone House Capital Management LLC
SH Capital Partners L.P.
Cohen Mark Alexander
10% Owner
2016-12-01 10:02:411,626,582
0
1,626,582Form 13D
11MARTIN WILLIAM C
Raging Capital Management LLC
Raging Capital Master Fund Ltd.
TRAUB KENNETH H
10% Owner
2016-11-07 17:18:191,411,059
0
1,411,059Form 13D
12SIMPSON MICHAEL
Director
2011-05-27 13:12:07100,999
475,995
576,994Form 4
13Scheinkman Steven W.
Director
2020-12-30 13:17:10471,108
0
471,108Form 4
14MCKANE G THOMAS
Retired from Board 4/26/07
2007-04-30 09:30:04299,040
0
299,040Form 4
15CULLITON EDWARD F
Retired Officer as of 2/1/2005
2005-05-12 16:04:33212,741
20,425
233,166Form 4
16Anderson Patrick R.
EVP, Finance & Administration
2020-12-30 13:15:54207,579
0
207,579Form 4
17Mellin Jonathan
Director
10% Owner
2020-10-22 17:02:55163,768
0
163,768Form 4
18Edgar Marec Elden
President & CEO
2020-12-30 13:16:26155,475
0
155,475Form 4
19KNOPP RONALD E
EVP & COO
2019-09-06 12:59:50152,870
0
152,870Form 13D
20HERRON MICHAEL BRUCE
Retired Officer as of 2/1/2006
2006-02-08 08:45:2477,184
9,000
86,184Form 4
21Lieberman Pamela Forbes
Director
2016-07-29 17:38:4885,340
0
85,340Form 4
22HOOKS STEPHEN V
President, Castle Metals
2012-01-04 09:05:0366,986
2,994
69,980Form 4
23ANDERSON BRIAN P
Director
2015-04-27 13:55:2969,894
0
69,894Form 4
24DOLAN SCOTT J
President and CEO
2015-02-27 15:09:5369,264
0
69,264Form 4
25Steele Jeremy T.
SVP, General Counsel & Sec.
2020-04-01 08:54:1262,591
0
62,591Form 4
26Zundel Mark D
EVP, Global Supply & Aerospace
2020-12-30 13:17:3957,058
0
57,058Form 4
27HERBERT PATRICK J III
Director
10% Owner
2014-05-16 15:53:5653,793
0
53,793Form 4
28PODOJIL JAMES
Controller/Treasurer
2004-03-29 17:05:4751,806
628.72
52,435Form 5
29Schwind Paul
Controller, CAO
2016-10-27 17:45:2446,758
0
46,758Form 4
30Tiffany Blain
VP, President-Castle Metals
2013-03-08 15:28:1845,260
530
45,790Form 4
31HUDSON ROBERT
No longer policy maker 4/26/07
2007-06-08 15:07:4440,666
0
40,666Form 4
32LAFONTAINE TIM
No longer policy maker 4/26/07
2007-06-08 16:34:5737,605
1,567
39,172Form 4
33Kelly James Dewey
Director
2015-04-27 13:59:0338,165
0
38,165Form 4
34GOLDBERG MICHAEL H
President & CEO
2012-03-09 09:21:4238,000
0
38,000Form 4
35WILSON CRAIG R
No longer policy maker 4/26/07
2007-06-06 18:39:2236,496
1,256
37,752Form 4
36Burger Richard N
Director
2016-07-29 17:27:2435,323
0
35,323Form 4
37PUTH JOHN W
Retired from the Board 4/26/07
2007-04-30 09:37:4932,898
0
32,898Form 4
38Brownstein Howard Brod
Director
2016-09-07 17:56:5431,839
0
31,839Form 4
39PERNA ROBERT J
VP, GC & Secretary
2014-01-02 13:29:5927,169
0
27,169Form 4
40Drake Ann M
Director
2013-04-29 12:49:3226,496
0
26,496Form 4
41HAMADA ROBERT S
Director
2011-04-29 15:56:5926,063
0
26,063Form 4
42GARRETT THOMAS L
VP, President, Total Plastics
2016-01-05 08:31:1518,443
6,157
24,600Form 4
43Sheehan Michael J
Director
2018-04-27 17:04:0324,576
0
24,576Form 4
44BRODSKY JEFFREY A
Director
2018-04-27 17:01:1222,910
0
22,910Form 4
45HALL WILLIAM K
Director
2010-04-23 14:46:5822,428
0
22,428Form 4
46DONAHOE THOMAS A
Director
2011-04-29 15:26:2319,488
0
19,488Form 4
47LETNICH STEPHEN JAMES
Chief Commercial Officer
2015-02-27 15:12:0018,958
0
18,958Form 4
48TRAUB KENNETH H
Director
2016-11-07 17:27:5818,888
0
18,888Form 4
49Young Allan J
Director
2016-09-07 17:57:2418,667
0
18,667Form 4
50Coughlin Kevin
VP, Operations
2012-03-09 09:38:4314,105
530.49
14,635Form 4
51AUFOX JERRY M
Resigned as Secretary 5/14/07
2007-05-16 17:39:2012,745
548.89
13,294Form 4
52MASSE GARY A
Director
2017-02-13 17:56:5311,950
0
11,950Form 4
53Coulson James Michael
No longer policy maker 4/26/07
2007-06-08 15:06:029,785
1,155
10,940Form 4
54Stephens Scott F
VP Finance/CFO
2014-03-26 18:05:2410,147
0
10,147Form 4
55WINSAUER PAUL J
VP, Human Resources
2008-05-02 18:46:568,260
403.44
8,663Form 4
56Fitzpatrick Kevin P
VP, Human Resources
2012-01-04 09:34:238,351
0
8,351Form 4
57Sorensen Paul Coursey
VP, President Oil & Gas
2013-01-17 12:39:428,257
0
8,257Form 4
58Jones Nicholas
VP, Pres Castle Metals Oil&Gas
2012-03-09 09:43:007,800
0
7,800Form 4
59GRUBBS ROBERT W
Director
2003-11-07 16:22:277,629
0
7,629Form 4
60Zundel Michael
President, Transtar Metals
2007-10-25 14:42:025,900
0
5,900Form 3
61Samford Curtis
Pres., Castle Metals Oil & Gas
2009-05-04 11:59:404,300
0
4,300Form 4
62GLYNN KEVIN H
VP & CIO
2014-03-26 18:04:344,022
0
4,022Form 4
63Scharm Anne
VP Human Resources
2014-03-26 18:04:583,995
0
3,995Form 4
64CALLAN JAMES
Pres., Castle Metals Aerospace
2012-05-16 08:50:423,956
0
3,956Form 4
65BIEMER ALBERT J
Vice President - Supply Chain
2012-03-09 09:35:012,900
0
2,900Form 4
66Keating Terrence J
Director
2015-03-19 11:53:381,919
0
1,919Form 4
67NORDIN JOHN R
Vice President
2003-11-14 09:50:511,841
0
1,841Form 4
68Bretones-Lopez Jose-Luis
VP, Sourcing & Supply Chain
2014-11-12 15:33:221,750
0
1,750Form 4
69SCHMEDA PATRICIA J
VP, Information Technology
2010-10-01 15:01:391,548
0
1,548Form 4
70MCCARTNEY JOHN
Director
2015-01-05 13:57:07922.51
0
922.51Form 4
71Zappone Angelo Jeffrey
Interim COO
2015-03-04 12:34:330
0
0Form 3
72Tornell Parker
Director
2020-08-25 11:02:190
0
0Form 3
73Holland Sherry L
VP- General Counsel & Secy
2007-05-24 12:07:270
0
0Form 3
74Mercer Jacob Paul
Director
2017-09-11 19:25:200
0
0Form 3
75BOIK LAWRENCE A
VP, CFO & Treasurer
2008-07-02 14:52:280
0
0Form 5
76LERNER ROBERT L
See Explanation of Responses
2016-03-04 19:59:430
0
0Form 3
77MARTIN WILLIAM C
Raging Capital Management LLC
10% Owner
2016-11-07 17:23:150
0
0Form 4
78Quinn Edward M
VP, Controller & CAO
2017-12-11 15:58:260
0
0Form 3
79Segal Jonathan M.
Director
2017-09-11 16:39:290
0
0Form 3