Insider Holders & Insider Ownership - CAPITAL SOUTHWEST CORP (CSWC)

List of insiders holdings for CAPITAL SOUTHWEST CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1DIEHL BOWEN S
President and CEO
2024-06-11 16:06:28303,943
374,481
678,424Form 4
2MARTIN GARY L
Director
2014-02-20 16:49:03669,292
0
669,292Form 4
3Thomas William R III
Director
2025-08-13 16:09:0218,344
583,939
602,283Form 4
4Sarner Michael Scott
President and CEO
2025-06-10 20:42:55470,460
0
470,460Form 4
5THOMAS WILLIAM R
Director
10% Owner
2007-08-20 15:32:02341,975
0
341,975Form 4
6Weinstein Joshua S.
Senior Managing Director & CIO
2025-06-11 16:11:21301,522
1,550
303,072Form 4
7Moab Partners LP
Moab Capital Partners LLC
Moab GP LLC
Rothenberg Michael
10% Owner
2020-02-14 16:06:25256,362
0
256,362Form 13G
8TACKE KELLY
SVP and CFO
2014-08-29 16:23:11158,333
0
158,333Form 4
9Rehberger Chris
Chief Financial Officer
2025-06-10 16:05:37149,151
0
149,151Form 4
10BURTON DONALD W
Director
2012-01-09 16:19:370
106,190
106,190Form 4
11FURST JACK D
Director
2025-08-14 16:05:1847,948
39,000
86,948Form 4
12Brooks David R
Director
2025-08-13 19:32:4840,944
0
40,944Form 4
13Armes Joseph B
Director
2017-08-02 11:02:3431,000
0
31,000Form 4
14Morgan Thomas Duane
Director
2021-08-31 16:30:514,776
20,045
24,821Form 4
15Rogers-Windsor Ramona Lynn
Director
2025-08-13 18:06:2620,828
0
20,828Form 4
16WILSON JOHN H
Director
2018-03-26 17:02:1920,000
0
20,000Form 4
17BATTIST CHRISTINE
Director
2025-08-13 17:57:2511,948
7,281
19,229Form 4
18NEBLETT GLENN M.
Vice President
2014-03-05 10:36:2915,988
0
15,988Form 4
19SCHWERTNER RAY D.
Vice President
2014-09-22 17:23:1615,200
0
15,200Form 4
20LIGON SAMUEL B
Director
2015-03-03 18:00:4012,900
0
12,900Form 4
21HENDERSON GRAEME W
Director
2009-09-24 12:17:5012,000
0
12,000Form 4
22HAMNER PATRICK F
Senior Vice President (I)
2006-11-01 17:02:060
10,259
10,259Form 4
23PUGH BILL J
Investment Associate
2004-07-26 11:18:527,500
0
7,500Form 3
24Golden Matthew Bailey
Vice President
2015-06-09 17:13:190
3,959
3,959Form 4
25Morris Tracy L.
CFO
2013-03-06 12:02:132,820
0
2,820Form 4
26Gohlke Henry James
Vice President
2013-01-23 14:39:122,500
0
2,500Form 4
27HODGSON SUSAN K
Secretary-Treasurer
2007-11-02 14:45:100
1,098
1,098Form 4
28BELA MARQUEZ D
Vice President
2012-05-22 17:03:171000
0
1000Form 4
29Shedd Christopher Scott
Vice President
2013-01-23 14:40:13750
0
750Form 4
30Strup Richard F.
Director
2012-11-01 14:30:54500
0
500Form 4
31ASHBAUGH WILLIAM M
Sr. VP, Managing Director
2018-01-24 17:31:030
0
0Form 4
32KELLEY DOUGLAS M.
Sr. VP, Managing Director
2018-01-24 17:33:170
0
0Form 4
33MUDD CHRISTOPHER J
Sr. VP of Operations
2015-01-13 16:45:560
0
0Form 3
34PETERSON JEFFREY G
Vice President
2012-06-25 12:03:440
0
0Form 4