List of insiders holdings for CAPITAL SOUTHWEST CORP:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
1 | DIEHL BOWEN S President and CEO | 2024-06-11 16:06:28 | 303,943 374,481 | 678,424 | Form 4 |
2 | MARTIN GARY L Director | 2014-02-20 16:49:03 | 669,292 0 | 669,292 | Form 4 |
3 | Thomas William R III Director | 2025-08-13 16:09:02 | 18,344 583,939 | 602,283 | Form 4 |
4 | Sarner Michael Scott President and CEO | 2025-06-10 20:42:55 | 470,460 0 | 470,460 | Form 4 |
5 | THOMAS WILLIAM R Director 10% Owner | 2007-08-20 15:32:02 | 341,975 0 | 341,975 | Form 4 |
6 | Weinstein Joshua S. Senior Managing Director & CIO | 2025-06-11 16:11:21 | 301,522 1,550 | 303,072 | Form 4 |
7 | Moab Partners LP Moab Capital Partners LLC Moab GP LLC Rothenberg Michael 10% Owner | 2020-02-14 16:06:25 | 256,362 0 | 256,362 | Form 13G |
8 | TACKE KELLY SVP and CFO | 2014-08-29 16:23:11 | 158,333 0 | 158,333 | Form 4 |
9 | Rehberger Chris Chief Financial Officer | 2025-06-10 16:05:37 | 149,151 0 | 149,151 | Form 4 |
10 | BURTON DONALD W Director | 2012-01-09 16:19:37 | 0 106,190 | 106,190 | Form 4 |
11 | FURST JACK D Director | 2025-08-14 16:05:18 | 47,948 39,000 | 86,948 | Form 4 |
12 | Brooks David R Director | 2025-08-13 19:32:48 | 40,944 0 | 40,944 | Form 4 |
13 | Armes Joseph B Director | 2017-08-02 11:02:34 | 31,000 0 | 31,000 | Form 4 |
14 | Morgan Thomas Duane Director | 2021-08-31 16:30:51 | 4,776 20,045 | 24,821 | Form 4 |
15 | Rogers-Windsor Ramona Lynn Director | 2025-08-13 18:06:26 | 20,828 0 | 20,828 | Form 4 |
16 | WILSON JOHN H Director | 2018-03-26 17:02:19 | 20,000 0 | 20,000 | Form 4 |
17 | BATTIST CHRISTINE Director | 2025-08-13 17:57:25 | 11,948 7,281 | 19,229 | Form 4 |
18 | NEBLETT GLENN M. Vice President | 2014-03-05 10:36:29 | 15,988 0 | 15,988 | Form 4 |
19 | SCHWERTNER RAY D. Vice President | 2014-09-22 17:23:16 | 15,200 0 | 15,200 | Form 4 |
20 | LIGON SAMUEL B Director | 2015-03-03 18:00:40 | 12,900 0 | 12,900 | Form 4 |
21 | HENDERSON GRAEME W Director | 2009-09-24 12:17:50 | 12,000 0 | 12,000 | Form 4 |
22 | HAMNER PATRICK F Senior Vice President (I) | 2006-11-01 17:02:06 | 0 10,259 | 10,259 | Form 4 |
23 | PUGH BILL J Investment Associate | 2004-07-26 11:18:52 | 7,500 0 | 7,500 | Form 3 |
24 | Golden Matthew Bailey Vice President | 2015-06-09 17:13:19 | 0 3,959 | 3,959 | Form 4 |
25 | Morris Tracy L. CFO | 2013-03-06 12:02:13 | 2,820 0 | 2,820 | Form 4 |
26 | Gohlke Henry James Vice President | 2013-01-23 14:39:12 | 2,500 0 | 2,500 | Form 4 |
27 | HODGSON SUSAN K Secretary-Treasurer | 2007-11-02 14:45:10 | 0 1,098 | 1,098 | Form 4 |
28 | BELA MARQUEZ D Vice President | 2012-05-22 17:03:17 | 1000 0 | 1000 | Form 4 |
29 | Shedd Christopher Scott Vice President | 2013-01-23 14:40:13 | 750 0 | 750 | Form 4 |
30 | Strup Richard F. Director | 2012-11-01 14:30:54 | 500 0 | 500 | Form 4 |
31 | ASHBAUGH WILLIAM M Sr. VP, Managing Director | 2018-01-24 17:31:03 | 0 0 | 0 | Form 4 |
32 | KELLEY DOUGLAS M. Sr. VP, Managing Director | 2018-01-24 17:33:17 | 0 0 | 0 | Form 4 |
33 | MUDD CHRISTOPHER J Sr. VP of Operations | 2015-01-13 16:45:56 | 0 0 | 0 | Form 3 |
34 | PETERSON JEFFREY G Vice President | 2012-06-25 12:03:44 | 0 0 | 0 | Form 4 |