List of insiders holdings for FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
1 | Sternberg David A CEO OF FORMER ADVISER | 2022-05-16 08:58:22 | 4,497 7,561 | 12,058 | Form 5 |
2 | CHAD EISENBERG TREASURER | 2024-05-10 12:59:10 | 0 46.63 | 46.63 | Form 5 |
3 | PECK MICHAEL D PRESIDENT | 2024-05-10 16:00:55 | 0 46.63 | 46.63 | Form 5 |
4 | Golden Randal L CFO OF FORMER ADVISER | 2022-05-13 21:23:09 | 0 39.4 | 39.4 | Form 5 |
5 | VFT Holdings LP FORMER 100% OWNER OF ADVISER | 2022-05-13 21:45:11 | 39.4 0 | 39.4 | Form 5 |
6 | Lee David Director | 2018-06-12 18:31:17 | 0 0 | 0 | Form 3 |
7 | ANTHONY FISCHER J Director | 2018-06-12 18:33:18 | 0 0 | 0 | Form 3 |
8 | Seyferth Robert Director | 2018-06-12 18:35:25 | 0 0 | 0 | Form 3 |
9 | GALLAGHER TERRANCE P Secretary | 2018-06-12 18:36:15 | 0 0 | 0 | Form 3 |
10 | Seidenberg Perpetua Chief Compliance Officer | 2018-12-12 16:25:48 | 0 0 | 0 | Form 3 |
11 | Vivaldi Asset Management LLC Adviser | 2019-03-28 12:20:55 | 0 0 | 0 | Form 3 |
12 | SHUGRUE GARY Independent Trustee | 2021-10-01 11:28:37 | 0 0 | 0 | Form 3 |