Insider Holders & Insider Ownership - HIGHLAND GLOBAL ALLOCATION FUND (HGLB)

List of insiders holdings for HIGHLAND GLOBAL ALLOCATION FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Froehlich Robert J
Director
2022-12-06 17:22:360
9,239
9,239Form 4
2HUI TIMOTHY K
Director
2019-02-26 14:48:507,103
0
7,103Form 3
3Powell Ethan
Director
2024-07-01 17:31:196,750
0
6,750Form 4
4WARD BRYAN A
Director
2019-02-26 14:43:143,699
0
3,699Form 3
5NORRIS DUSTIN DAVID
Secretary
2019-02-26 14:48:520
3,204
3,204Form 3
6POST ROBERT JASON
Chief Compliance Officer
2019-02-26 14:42:510
2,102
2,102Form 3
7PARKER LEE BLACKWELL III
Executive Vice President
2019-02-26 14:41:160
1,903
1,903Form 3
8Mitts Brian
PEO, PFO & Assistant Treasurer
2021-02-26 16:04:390
1,262
1,262Form 3
9Vitiello Stephanie
Chief Compliance Officer
2021-11-23 21:04:070
868.98
868.98Form 3
10WATERHOUSE FRANK GEORGE
See Remarks
2019-02-26 14:41:540
0
0Form 3
11STOOPS CLIFFORD
Assistant Treasurer
2019-02-26 14:46:240
0
0Form 3
12Honis John
Director
2019-02-26 14:49:360
0
0Form 3
13Corrie Pamela B
Director
2022-01-18 18:25:180
0
0Form 3
14McWhorter Dorri
Director
2022-05-02 16:16:080
0
0Form 3