Insider Holders & Insider Ownership - PALVELLA THERAPEUTICS INC. (PVLA)

List of insiders holdings for PALVELLA THERAPEUTICS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1ORBIMED ADVISORS LLC
OrbiMed Capital GP III LLC
ISALY SAMUEL D
10% Owner
2018-09-27 16:43:062,455,900
0
2,455,900Form 13D
2ORBIMED ADVISORS LLC
OrbiMed Capital GP III LLC
See Remarks
10% Owner
2018-09-27 16:43:062,455,900
0
2,455,900Form 13D
3Aquilo Capital Management LLC
10% Owner
2024-02-14 16:37:341,126,761
0
1,126,761Form 13G
4Yoder Stephen S.
Chief Executive Officer
2023-02-28 17:09:07634,021
0
634,021Form 4
5Knopf Claude
Chief Business Officer
2016-11-30 20:24:21500,000
0
500,000Form 4
6BVF PARTNERS L P
BIOTECHNOLOGY VALUE FUND L P
BVF I GP LLC
BIOTECHNOLOGY VALUE FUND II LP
BVF II GP LLC
Biotechnology Value Trading Fund OS LP
BVF Partners OS Ltd.
BVF GP HOLDINGS LLC
BVF INC
LAMPERT MARK N
See Explanation of Responses
2024-12-17 17:44:27493,205
0
493,205Form 4
7Kaufmann Hitto
Chief Scientific Officer
2023-02-28 17:35:58249,080
0
249,080Form 4
8Mousa Ahmed
Chief Business Officer
2023-02-28 17:31:30249,080
0
249,080Form 4
9Olwill Shane
Chief Development Officer
2023-02-28 17:23:53249,080
0
249,080Form 4
10Bures Thomas
Chief Financial Officer
2023-02-28 17:39:15249,080
0
249,080Form 4
11Kaupinen Wes
President and CEO
2025-02-10 18:25:31243,831
0
243,831Form 4/A
12Reine Allan
Chief Financial Officer
2019-02-28 17:24:24162,500
0
162,500Form 4
13Dellora Investments LP
no longer 10% owner
2024-12-17 16:22:06141,079
0
141,079Form 13G
14PALVELLA THERAPEUTICS INC.
Chief Scientific Officer
2025-02-07 16:30:31128,932
0
128,932Form 4
15Korenberg Matthew E
CFO and Treasurer
2025-02-10 17:21:33128,932
0
128,932Form 4/A
16Goin Kathleen
Chief Operating Officer
2025-02-10 17:40:29128,932
0
128,932Form 4/A
17Martini Jeffrey S
Chief Scientific Officer
2025-02-10 18:00:29128,932
0
128,932Form 4/A
18Kline Ashley Hartmann
Chief Commercial Officer
2025-06-03 21:15:01128,932
0
128,932Form 4
19Matis Louis
Chief Development Officer
2019-02-28 17:25:0996,500
0
96,500Form 4
20Sherman Matthew L
Director
2023-06-23 16:45:3140,000
0
40,000Form 4
21Said Maya R.
Director
2023-06-23 16:45:3740,000
0
40,000Form 4
22Richman Michael
Director
2023-06-23 16:45:5040,000
0
40,000Form 4
23Kiener Peter A
Director
2023-06-23 16:46:3440,000
0
40,000Form 4
24Barbier Ann
Director
2023-06-23 16:47:1640,000
0
40,000Form 4
25Takke Christina
Director
2015-06-29 21:22:5230,000
0
30,000Form 3
26BIZZARI JEAN-PIERRE
Director
2020-01-28 16:19:4820,000
0
20,000Form 4
27Prelack Steven
Director
2019-01-29 17:42:2620,000
0
20,000Form 4
28ADAMS JULIAN
Director
2018-01-29 16:40:3020,000
0
20,000Form 4
29ADAR1 Capital Management LLC
ADAR1 Partners LP
10% Owner
2024-08-12 18:48:130
15,067
15,067Form 4
30HERON ELAINE J
Director
2025-06-11 19:59:3612,350
0
12,350Form 4
31Davis Todd C
Director
2025-06-11 19:59:2412,350
0
12,350Form 4
32JENKINS GEORGE M
Director
2025-06-11 19:59:4612,350
0
12,350Form 4
33KIRITSY CHRISTOPHER P
Director
2025-06-11 19:59:5612,350
0
12,350Form 4
34Wessel Tadd S.
Director
2025-06-11 20:00:0812,350
0
12,350Form 4
35Khuong Chau Quang
Director
10% Owner
2017-10-27 16:26:136,115
0
6,115Form 4
36Demuth Tim
Chief Medical Officer
2022-05-16 20:19:056,000
0
6,000Form 4
37DEPTULA-HICKS DARLENE M
SVP, Chief Financial Officer
2016-06-15 17:00:415,000
0
5,000Form 4
38GERAGHTY JAMES A
Director
2024-12-12 16:16:430
0
0Form 4
39THIBAULT LANCE E
Acting Chief Financial Officer
2017-02-13 18:00:410
0
0Form 3