Insider Holders & Insider Ownership - CION Investment Corp (CION)

List of insiders holdings for CION Investment Corp:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1BRESNER GREGG A.
President & CIO
2025-04-02 13:40:0764,599
63,599
128,198Form 4
2ICON Investment Group LLC
10% Owner
2013-01-14 16:58:14111,222
0
111,222Form 13G
3Hardwood Partners LLC
10% Owner
2013-01-11 15:41:0794,444
0
94,444Form 13G
4Franz Keith S
CFO & Treasurer
2023-06-05 09:52:3171,612
0
71,612Form 4
5Apollo Principal Holdings III GP Ltd
Apollo Principal Holdings III L.P.
10% Owner
2023-02-13 18:53:1360,249
0
60,249Form 13G
6Reisner Michael A
Co-Chairman & Co-CEO
2025-05-13 11:09:3946,002
0
46,002Form 4
7Breakstone Robert A
Director
2025-05-19 11:16:100
15,782
15,782Form 4
8ROMAN STEPHEN
CCO & Secretary
2025-05-22 14:04:1712,891
0
12,891Form 4
9Pinero Eric A.
Chief Legal Officer
2025-03-18 15:34:539,127
0
9,127Form 4
10Hedin Earl
Director
2017-03-29 10:18:280
7,702
7,702Form 3
11Estrada Edward J.
Director
2021-11-24 10:43:303,695
0
3,695Form 4
12Gatto Mark
Co-Chairman & Co-CEO
2025-05-13 14:00:370
3,070
3,070Form 4
13FINLAY PETER I.
Director
2025-05-28 11:30:450
2,750
2,750Form 4
14Choi Catherine
Director
2023-05-23 20:00:102,000
0
2,000Form 4
15Schwartz Aron I
Director
2023-05-16 20:00:450
2,000
2,000Form 4
16Arestia Charlie
See Remarks
2024-11-13 11:47:130
1,213
1,213Form 4
17Kress Joel S
Senior Managing Director
2012-07-02 17:03:530
111.11
111.11Form 3
18Glatt Joseph D
Director
2017-12-05 09:52:340
0
0Form 4
19Giovani Harry
See Remarks
2017-03-03 17:47:090
0
0Form 4
20Florio James J
Director
2016-08-11 10:36:570
0
0Form 4
21VERLIZZO DAVID J
CCO and Secretary
2016-02-26 08:41:010
0
0Form 4
22Connor Sean
Managing Director
Director
2012-07-02 17:12:150
0
0Form 3
23Manley Michael R
General Counsel, CCO & Sec.
2012-07-02 17:06:050
0
0Form 3