Insider Holders & Insider Ownership - Nuwellis Inc. (NUWE)

List of insiders holdings for Nuwellis Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Harvey Mark
Director
2012-05-10 16:56:2211,685
1,878,248
1,889,933Form 3/A
2CM Capital
CM Capital Venture 4A A/C
CM Capital Venture 4B A/C
10% Owner
2012-05-10 16:56:440
1,877,498
1,877,498Form 3/A
3Choi Ki Yong
10% Owner
2017-10-13 20:06:201,793,109
0
1,793,109Form 4
4Brooke Geoffrey
Director
2014-06-02 14:15:2310,621
1,194,761
1,205,382Form 4
5Talu Ventures Pty Ltd
CM Capital Venture 4B A/C
CM Capital Venture 4A A/C
10% Owner
2017-01-18 19:26:59634,817
0
634,817Form 13G
6Breidenstein Jim
Chief Commercial Officer
2018-01-05 16:12:47181,068
0
181,068Form 4
7Verta Patrick
Chief Medical Officer
2013-10-23 08:52:24148,000
0
148,000Form 4
8Rosa David A
Chief Executive Officer
2015-08-03 16:33:28119,587
0
119,587Form 4
9ERB JOHN L
CEO and President
10% Owner
2025-07-01 20:30:33115,329
0
115,329Form 4
10Lovett Eric
VP, Clinical Affairs
2016-01-15 16:28:07104,000
0
104,000Form 4
11BUCKMAN PAUL
Director
2016-05-31 16:18:5879,508
0
79,508Form 4
12O'Dwyer Donal
Director
2012-08-23 17:15:39686
62,836
63,522Form 4/A
13Peters William S
CTO & Medical Director
Director
2015-01-02 16:47:2033,309
18,757
52,066Form 4
14MATHIESEN JEFFREY S
Chief Financial Officer
2015-01-02 16:29:5537,223
11,875
49,098Form 4
15Montague George
CFO and Treasurer
2022-03-04 13:09:1640,054
0
40,054Form 4
16Callinan Nicholas
Director
2012-09-18 15:55:370
32,147
32,147Form 4
17Kridner Debra
Exec VP, Regulatory Affairs
2015-08-11 14:48:5329,500
0
29,500Form 4
18Brown Brian
SVP, Technology & Operations
2015-08-14 11:33:4420,000
0
20,000Form 4
19Scott Robert Benjamin
Chief Financial Officer
2023-09-06 16:23:4518,643
0
18,643Form 4
20McDonald David
Director
2025-05-21 16:59:2217,496
0
17,496Form 4
21McCormick Michael Kendrick
Director
2025-05-21 16:50:2917,496
0
17,496Form 4
22Feldshon Archelle Georgiou
Director
2025-05-21 16:38:0017,496
0
17,496Form 4
23WALLER GREGORY D
Director
2025-05-21 16:31:0717,496
0
17,496Form 4
24Brandt Steven Frank
Director
2022-05-26 16:08:2315,806
0
15,806Form 4
25Blake Lynn Larson
Chief Financial Officer
2023-01-09 16:37:4212,417
0
12,417Form 4
26Drayton Claudia
Chief Financial Officer
2021-01-26 20:58:4210,500
0
10,500Form 4
27Bassett Kevin
Senior VP, Tech & Operations
2014-05-09 16:20:2710,426
0
10,426Form 4
28Yearick Jim
VP of Marketing and Sales
2014-05-09 16:55:3010,153
0
10,153Form 4
29AYOTTE NEIL P
SVP, Secretary, GC & CCO
2023-03-07 17:14:068,640
0
8,640Form 4
30Lynch Thomas P.
Chief Legal Compliance Officer
2021-01-26 21:22:397,000
0
7,000Form 4
31Jaramillo Nestor Jr.
President and CEO
2023-03-16 17:11:184,098
0
4,098Form 4
32Oleson Kimberly
SVP, Clinical Affairs
2015-06-03 16:33:073,810
0
3,810Form 4
33WATSON WARREN S
Director
2023-05-23 16:12:002,146
0
2,146Form 4
34Salveson Jon W
Director
2023-05-23 16:23:592,146
0
2,146Form 4
35Likens Matthew E.
Director
2019-05-28 16:37:081,970
0
1,970Form 4
36Wotta Paul
Principal Accounting Officer
2021-04-16 11:12:051,321
0
1,321Form 3
37Costanzo Maria Rosa
Director
2020-01-08 15:03:321,313
0
1,313Form 4/A
38Wade Molly
Vice President
2017-01-17 16:23:44909
0
909Form 4
39GBS Venture Partners Pty Ltd
GBS Bioventures II A/C
GBS Bioventures III A/C
10% Owner
2017-02-07 17:04:490
0
0Form 13G
40STRAUS ASSET MANAGEMENT LLC
STRAUS MELVILLE
10% Owner
2014-02-11 15:29:330
0
0Form 13G