List of insiders holdings for TWO HBRS INVT CORP SR NT 009.3:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
1 | WHITEBOX ADVISORS LLC Whitebox Multi-Strategy Partners LP WHITEBOX ASYMMETRIC PARTNERS LP Pandora Select Partners L.P. See Remarks below 10% Owner | 2012-02-14 16:38:54 | 5,800,181 0 | 5,800,181 | Form 13G |
2 | SIERING THOMAS Director | 2021-05-20 16:20:20 | 397,330 363,636 | 760,966 | Form 4 |
3 | ROTH WILLIAM Chief Investment Officer | 2019-01-30 18:01:47 | 691,497 0 | 691,497 | Form 4 |
4 | GREENBERG WILLIAM ROSS Chief Executive Officer | 2025-02-11 16:15:16 | 391,457 3,025 | 394,482 | Form 4 |
5 | Farrell Brad CFO and Treasurer | 2019-01-30 17:55:49 | 241,917 0 | 241,917 | Form 4 |
6 | LETICA NICHOLAS Chief Investment Officer | 2025-08-18 17:17:55 | 160,281 0 | 160,281 | Form 4 |
7 | Sandberg Rebecca B Chief Legal Officer | 2025-02-11 16:20:17 | 146,803 0 | 146,803 | Form 4 |
8 | KASNET STEPHEN G Director | 2025-05-16 16:18:54 | 113,027 0 | 113,027 | Form 4 |
9 | RUSH ROBERT Chief Risk Officer | 2025-02-11 16:19:21 | 87,087 0 | 87,087 | Form 4 |
10 | RISKEY MARY KATHRYN Chief Financial Officer | 2024-05-22 16:50:23 | 79,735 0 | 79,735 | Form 4 |
11 | STERN JAMES A Director | 2025-05-16 16:19:43 | 64,843 0 | 64,843 | Form 4 |
12 | Hammond Karen Director | 2025-05-16 16:17:48 | 59,097 0 | 59,097 | Form 4 |
13 | Woodhouse Hope B Director | 2025-05-16 16:20:47 | 56,444 0 | 56,444 | Form 4 |
14 | SANDERS WILLIAM REID Director | 2024-05-16 17:33:21 | 54,966 0 | 54,966 | Form 4 |
15 | BENDER JAMES J Director | 2025-05-16 16:15:42 | 47,166 0 | 47,166 | Form 4 |
16 | VINAR JASON Chief Operating Officer | 2024-02-29 16:28:14 | 44,035 0 | 44,035 | Form 4 |
17 | Dellal William Interim CFO | 2025-01-10 16:19:25 | 43,790 0 | 43,790 | Form 4 |
18 | HANSON ALECIA Chief Administrative Officer | 2025-02-11 16:18:10 | 43,714 0 | 43,714 | Form 4 |
19 | Abraham Spencer Director | 2025-05-16 16:14:17 | 39,561 0 | 39,561 | Form 4 |
20 | TAYLOR BRIAN Director | 2017-11-20 17:57:51 | 35,432 0 | 35,432 | Form 4 |
21 | KOEPPEN MATTHEW Former Chief Inv. Officer | 2021-08-12 16:10:55 | 33,500 0 | 33,500 | Form 4 |
22 | KEEN MATTHEW Chief Technology Officer | 2024-02-29 16:22:33 | 29,718 0 | 29,718 | Form 4 |
23 | DAS SANJIV Director | 2025-05-16 16:16:50 | 20,410 0 | 20,410 | Form 4 |
24 | POLLINA LISA A Director | 2018-05-21 16:32:56 | 16,813 0 | 16,813 | Form 4 |
25 | Johnson Blake Acting Chief Acct. Officer | 2024-08-06 16:24:52 | 16,542 0 | 16,542 | Form 3 |
26 | Campbell James D EVP Servicing Ops RoundPoint | 2025-01-10 16:17:37 | 14,659 0 | 14,659 | Form 4 |
27 | BOUCHER NATHAN EVP General Counsel RoundPoint | 2025-01-10 16:16:37 | 13,811 0 | 13,811 | Form 4 |
28 | Halm Jillian Chief Accounting Officer | 2025-02-11 16:16:38 | 9,772 0 | 9,772 | Form 4 |
29 | Hughes David B EVP Servicing Ops RoundPoint | 2024-01-10 17:14:35 | 6,165 0 | 6,165 | Form 4 |
30 | JOHNSON WILLIAM W former Director Director | 2013-08-21 17:08:26 | 0 0 | 0 | Form 4 |
31 | EIN MARK Former Director Director | 2015-05-15 16:52:30 | 0 0 | 0 | Form 4 |
32 | ROLFO JACQUES R Former Director Director | 2015-05-15 16:55:01 | 0 0 | 0 | Form 4 |
33 | Niculescu Peter S former Director Director | 2013-05-23 15:28:30 | 0 0 | 0 | Form 4 |
34 | Pine River Capital Management L.P. TAYLOR BRIAN Pine River Capital Management LLC Pine River MASTER FUND LTD. Nisswa Acquisition Master Fund Ltd. Group | 2013-05-17 15:10:43 | 0 0 | 0 | Form 4 |
35 | OBRIEN TIMOTHY W J former General Counsel | 2013-04-03 15:31:32 | 0 0 | 0 | Form 4 |
36 | KUHN STEVEN Former Vice President, Co-CIO | 2013-01-08 15:14:03 | 0 0 | 0 | Form 4 |
37 | STOLT JEFFREY former Vice Pres., CFO & Treas | 2012-01-04 14:27:20 | 0 0 | 0 | Form 4 |