List of insiders holdings for TWO HBRS INVT CORP SR NT 009.3:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | WHITEBOX ADVISORS LLC Whitebox Multi-Strategy Partners LP WHITEBOX ASYMMETRIC PARTNERS LP Pandora Select Partners L.P. See Remarks below 10% Owner | 2012-02-14 16:38:54 | 5,800,181 0 | 5,800,181 | Form 13G |
| 2 | SIERING THOMAS Director | 2021-05-20 16:20:20 | 397,330 363,636 | 760,966 | Form 4 |
| 3 | ROTH WILLIAM Chief Investment Officer | 2019-01-30 18:01:47 | 691,497 0 | 691,497 | Form 4 |
| 4 | Farrell Brad CFO and Treasurer | 2019-01-30 17:55:49 | 241,917 0 | 241,917 | Form 4 |
| 5 | RISKEY MARY KATHRYN Chief Financial Officer | 2024-05-22 16:50:23 | 79,735 0 | 79,735 | Form 4 |
| 6 | SANDERS WILLIAM REID Director | 2024-05-16 17:33:21 | 54,966 0 | 54,966 | Form 4 |
| 7 | VINAR JASON Chief Operating Officer | 2024-02-29 16:28:14 | 44,035 0 | 44,035 | Form 4 |
| 8 | TAYLOR BRIAN Director | 2017-11-20 17:57:51 | 35,432 0 | 35,432 | Form 4 |
| 9 | KOEPPEN MATTHEW Former Chief Inv. Officer | 2021-08-12 16:10:55 | 33,500 0 | 33,500 | Form 4 |
| 10 | KEEN MATTHEW Chief Technology Officer | 2024-02-29 16:22:33 | 29,718 0 | 29,718 | Form 4 |
| 11 | POLLINA LISA A Director | 2018-05-21 16:32:56 | 16,813 0 | 16,813 | Form 4 |
| 12 | Johnson Blake Acting Chief Acct. Officer | 2024-08-06 16:24:52 | 16,542 0 | 16,542 | Form 3 |
| 13 | KASNET STEPHEN G Director | 2026-08-25 16:51:44 | 10,000 0 | 10,000 | Form 4 |
| 14 | Hughes David B EVP Servicing Ops RoundPoint | 2024-01-10 17:14:35 | 6,165 0 | 6,165 | Form 4 |
| 15 | Leonhardt Ronald Joseph Jr. Director | 2026-09-14 16:19:06 | 0 0 | 0 | Form 3 |
| 16 | BOUCHER NATHAN EVP General Counsel RoundPoint | 2026-08-25 17:02:39 | 0 0 | 0 | Form 4 |
| 17 | LETICA NICHOLAS Chief Investment Officer | 2026-08-25 17:03:44 | 0 0 | 0 | Form 4 |
| 18 | RUSH ROBERT Chief Risk Officer | 2026-08-25 17:04:45 | 0 0 | 0 | Form 4 |
| 19 | Sandberg Rebecca B Chief Legal Officer | 2026-08-25 17:05:48 | 0 0 | 0 | Form 4 |
| 20 | HANSON ALECIA Chief Administrative Officer | 2026-08-25 17:06:51 | 0 0 | 0 | Form 4 |
| 21 | GREENBERG WILLIAM ROSS Chief Executive Officer | 2026-08-25 17:07:55 | 0 0 | 0 | Form 4 |
| 22 | Campbell James D EVP Servicing Ops RoundPoint | 2026-08-25 17:01:26 | 0 0 | 0 | Form 4 |
| 23 | Dellal William Chief Financial Officer | 2026-08-25 16:59:58 | 0 0 | 0 | Form 4 |
| 24 | Halm Jillian Chief Accounting Officer | 2026-08-25 16:55:10 | 0 0 | 0 | Form 4 |
| 25 | Woodhouse Hope B Director | 2026-08-25 16:53:13 | 0 0 | 0 | Form 4 |
| 26 | Agarwal Madhur Chief Financial Officer | 2026-09-14 16:17:45 | 0 0 | 0 | Form 3 |
| 27 | STERN JAMES A Director | 2026-08-25 16:52:32 | 0 0 | 0 | Form 4 |
| 28 | Hammond Karen Director | 2026-08-25 16:51:06 | 0 0 | 0 | Form 4 |
| 29 | DAS SANJIV Director | 2026-08-25 16:49:55 | 0 0 | 0 | Form 4 |
| 30 | BENDER JAMES J Director | 2026-08-25 16:48:45 | 0 0 | 0 | Form 4 |
| 31 | Abraham Spencer Director | 2026-08-25 16:47:19 | 0 0 | 0 | Form 4 |
| 32 | ROLFO JACQUES R Former Director Director | 2015-05-15 16:55:01 | 0 0 | 0 | Form 4 |
| 33 | EIN MARK Former Director Director | 2015-05-15 16:52:30 | 0 0 | 0 | Form 4 |
| 34 | JOHNSON WILLIAM W former Director Director | 2013-08-21 17:08:26 | 0 0 | 0 | Form 4 |
| 35 | Niculescu Peter S former Director Director | 2013-05-23 15:28:30 | 0 0 | 0 | Form 4 |
| 36 | Pine River Capital Management L.P. TAYLOR BRIAN Pine River Capital Management LLC Pine River MASTER FUND LTD. Nisswa Acquisition Master Fund Ltd. Group | 2013-05-17 15:10:43 | 0 0 | 0 | Form 4 |
| 37 | OBRIEN TIMOTHY W J former General Counsel | 2013-04-03 15:31:32 | 0 0 | 0 | Form 4 |
| 38 | KUHN STEVEN Former Vice President, Co-CIO | 2013-01-08 15:14:03 | 0 0 | 0 | Form 4 |
| 39 | STOLT JEFFREY former Vice Pres., CFO & Treas | 2012-01-04 14:27:20 | 0 0 | 0 | Form 4 |