TWO HBRS INVT CORP SR NT 009.3 (TWOD) - Insider Holders & Insider Ownership

List of insiders holdings for TWO HBRS INVT CORP SR NT 009.3:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1WHITEBOX ADVISORS LLC
Whitebox Multi-Strategy Partners LP
WHITEBOX ASYMMETRIC PARTNERS LP
Pandora Select Partners L.P.
See Remarks below
10% Owner
2012-02-14 16:38:545,800,181
0
5,800,181Form 13G
2SIERING THOMAS
Director
2021-05-20 16:20:20397,330
363,636
760,966Form 4
3ROTH WILLIAM
Chief Investment Officer
2019-01-30 18:01:47691,497
0
691,497Form 4
4Farrell Brad
CFO and Treasurer
2019-01-30 17:55:49241,917
0
241,917Form 4
5RISKEY MARY KATHRYN
Chief Financial Officer
2024-05-22 16:50:2379,735
0
79,735Form 4
6SANDERS WILLIAM REID
Director
2024-05-16 17:33:2154,966
0
54,966Form 4
7VINAR JASON
Chief Operating Officer
2024-02-29 16:28:1444,035
0
44,035Form 4
8TAYLOR BRIAN
Director
2017-11-20 17:57:5135,432
0
35,432Form 4
9KOEPPEN MATTHEW
Former Chief Inv. Officer
2021-08-12 16:10:5533,500
0
33,500Form 4
10KEEN MATTHEW
Chief Technology Officer
2024-02-29 16:22:3329,718
0
29,718Form 4
11POLLINA LISA A
Director
2018-05-21 16:32:5616,813
0
16,813Form 4
12Johnson Blake
Acting Chief Acct. Officer
2024-08-06 16:24:5216,542
0
16,542Form 3
13KASNET STEPHEN G
Director
2026-08-25 16:51:4410,000
0
10,000Form 4
14Hughes David B
EVP Servicing Ops RoundPoint
2024-01-10 17:14:356,165
0
6,165Form 4
15Leonhardt Ronald Joseph Jr.
Director
2026-09-14 16:19:060
0
0Form 3
16BOUCHER NATHAN
EVP General Counsel RoundPoint
2026-08-25 17:02:390
0
0Form 4
17LETICA NICHOLAS
Chief Investment Officer
2026-08-25 17:03:440
0
0Form 4
18RUSH ROBERT
Chief Risk Officer
2026-08-25 17:04:450
0
0Form 4
19Sandberg Rebecca B
Chief Legal Officer
2026-08-25 17:05:480
0
0Form 4
20HANSON ALECIA
Chief Administrative Officer
2026-08-25 17:06:510
0
0Form 4
21GREENBERG WILLIAM ROSS
Chief Executive Officer
2026-08-25 17:07:550
0
0Form 4
22Campbell James D
EVP Servicing Ops RoundPoint
2026-08-25 17:01:260
0
0Form 4
23Dellal William
Chief Financial Officer
2026-08-25 16:59:580
0
0Form 4
24Halm Jillian
Chief Accounting Officer
2026-08-25 16:55:100
0
0Form 4
25Woodhouse Hope B
Director
2026-08-25 16:53:130
0
0Form 4
26Agarwal Madhur
Chief Financial Officer
2026-09-14 16:17:450
0
0Form 3
27STERN JAMES A
Director
2026-08-25 16:52:320
0
0Form 4
28Hammond Karen
Director
2026-08-25 16:51:060
0
0Form 4
29DAS SANJIV
Director
2026-08-25 16:49:550
0
0Form 4
30BENDER JAMES J
Director
2026-08-25 16:48:450
0
0Form 4
31Abraham Spencer
Director
2026-08-25 16:47:190
0
0Form 4
32ROLFO JACQUES R
Former Director
Director
2015-05-15 16:55:010
0
0Form 4
33EIN MARK
Former Director
Director
2015-05-15 16:52:300
0
0Form 4
34JOHNSON WILLIAM W
former Director
Director
2013-08-21 17:08:260
0
0Form 4
35Niculescu Peter S
former Director
Director
2013-05-23 15:28:300
0
0Form 4
36Pine River Capital Management L.P.
TAYLOR BRIAN
Pine River Capital Management LLC
Pine River MASTER FUND LTD.
Nisswa Acquisition Master Fund Ltd.
Group
2013-05-17 15:10:430
0
0Form 4
37OBRIEN TIMOTHY W J
former General Counsel
2013-04-03 15:31:320
0
0Form 4
38KUHN STEVEN
Former Vice President, Co-CIO
2013-01-08 15:14:030
0
0Form 4
39STOLT JEFFREY
former Vice Pres., CFO & Treas
2012-01-04 14:27:200
0
0Form 4