TWO HBRS INVT CORP SR NT 009.3 (TWOD) - Insider Holders & Insider Ownership

List of insiders holdings for TWO HBRS INVT CORP SR NT 009.3:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
1WHITEBOX ADVISORS LLC
Whitebox Multi-Strategy Partners LP
WHITEBOX ASYMMETRIC PARTNERS LP
Pandora Select Partners L.P.
See Remarks below
10% Owner		2012-02-14 16:38:545,800,181
0		5,800,181Form 13G
2SIERING THOMAS
Director		2021-05-20 16:20:20397,330
363,636		760,966Form 4
3ROTH WILLIAM
Chief Investment Officer		2019-01-30 18:01:47691,497
0		691,497Form 4
4GREENBERG WILLIAM ROSS
Chief Executive Officer		2025-12-31 17:02:19546,106
3,025		549,131Form 4
5LETICA NICHOLAS
Chief Investment Officer		2026-01-09 16:27:04318,234
0		318,234Form 4
6Farrell Brad
CFO and Treasurer		2019-01-30 17:55:49241,917
0		241,917Form 4
7Sandberg Rebecca B
Chief Legal Officer		2026-01-09 16:30:24238,417
0		238,417Form 4
8RUSH ROBERT
Chief Risk Officer		2026-01-09 16:29:11142,558
0		142,558Form 4
9KASNET STEPHEN G
Director		2025-05-16 16:18:54113,027
0		113,027Form 4
10Dellal William
Chief Financial Officer		2026-01-09 16:18:5183,388
0		83,388Form 4
11RISKEY MARY KATHRYN
Chief Financial Officer		2024-05-22 16:50:2379,735
0		79,735Form 4
12HANSON ALECIA
Chief Administrative Officer		2026-01-09 16:22:5477,967
0		77,967Form 4
13STERN JAMES A
Director		2025-05-16 16:19:4364,843
0		64,843Form 4
14Hammond Karen
Director		2025-05-16 16:17:4859,097
0		59,097Form 4
15Woodhouse Hope B
Director		2025-05-16 16:20:4756,444
0		56,444Form 4
16SANDERS WILLIAM REID
Director		2024-05-16 17:33:2154,966
0		54,966Form 4
17BENDER JAMES J
Director		2025-05-16 16:15:4247,166
0		47,166Form 4
18VINAR JASON
Chief Operating Officer		2024-02-29 16:28:1444,035
0		44,035Form 4
19Abraham Spencer
Director		2025-05-16 16:14:1739,561
0		39,561Form 4
20Campbell James D
EVP Servicing Ops RoundPoint		2026-01-12 16:16:4637,056
0		37,056Form 4
21TAYLOR BRIAN
Director		2017-11-20 17:57:5135,432
0		35,432Form 4
22KOEPPEN MATTHEW
Former Chief Inv. Officer		2021-08-12 16:10:5533,500
0		33,500Form 4
23KEEN MATTHEW
Chief Technology Officer		2024-02-29 16:22:3329,718
0		29,718Form 4
24BOUCHER NATHAN
EVP General Counsel RoundPoint		2026-01-12 16:15:5427,249
0		27,249Form 4
25DAS SANJIV
Director		2025-05-16 16:16:5020,410
0		20,410Form 4
26Halm Jillian
Chief Accounting Officer		2026-01-15 16:12:5218,833
0		18,833Form 4
27POLLINA LISA A
Director		2018-05-21 16:32:5616,813
0		16,813Form 4
28Johnson Blake
Acting Chief Acct. Officer		2024-08-06 16:24:5216,542
0		16,542Form 3
29Hughes David B
EVP Servicing Ops RoundPoint		2024-01-10 17:14:356,165
0		6,165Form 4
30ROLFO JACQUES R
Former Director
Director		2015-05-15 16:55:010
0		0Form 4
31EIN MARK
Former Director
Director		2015-05-15 16:52:300
0		0Form 4
32JOHNSON WILLIAM W
former Director
Director		2013-08-21 17:08:260
0		0Form 4
33Niculescu Peter S
former Director
Director		2013-05-23 15:28:300
0		0Form 4
34Pine River Capital Management L.P.
TAYLOR BRIAN
Pine River Capital Management LLC
Pine River MASTER FUND LTD.
Nisswa Acquisition Master Fund Ltd.
Group		2013-05-17 15:10:430
0		0Form 4
35OBRIEN TIMOTHY W J
former General Counsel		2013-04-03 15:31:320
0		0Form 4
36KUHN STEVEN
Former Vice President, Co-CIO		2013-01-08 15:14:030
0		0Form 4
37STOLT JEFFREY
former Vice Pres., CFO & Treas		2012-01-04 14:27:200
0		0Form 4