Insider Holders & Insider Ownership - Allison Transmission Holdings Inc (ALSN)

List of insiders holdings for Allison Transmission Holdings Inc:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Onex Partners LLC
Onex US Principals LP
Onex Partners GP Inc.
Onex Partners II GP LP
Onex Allison Co-Invest LP
ONEX PARTNERS II L P
1597257 Ontario Inc.
Onex Advisor III LLC
Onex Advisor Subco LLC
10% Owner
2012-03-14 19:12:390
90,356,249
90,356,249Form 3
2TCG HOLDINGS LLC
TC Group LLC
TC Group IV Managing GP L.L.C.
Carlyle Partners IV AT Holdings L.P.
10% Owner
2012-03-22 16:52:570
75,348,750
75,348,750Form 4
3Onex Partners GP Inc.
Onex US Principals LP
Onex Partners II GP LP
Onex Allison Co-Invest LP
ONEX PARTNERS II L P
1597257 Ontario Inc.
Onex Advisor III LLC
Onex Advisor Subco LLC
10% Owner
2012-03-22 16:54:070
75,348,749
75,348,749Form 4
4Onex Partners GP Inc.
Onex US Principals LP
Onex Partners II GP LP
Onex Allison Co-Invest LP
ONEX PARTNERS II L P
1597257 Ontario Inc.
New PCo Investments Ltd.
10% Owner
2013-11-19 06:03:340
55,946,249
55,946,249Form 4
5Onex Partners GP Inc.
1597257 Ontario Inc.
New PCo II Investments Ltd.
Onex Partners II GP LP
Onex Allison Co-Invest LP
ONEX PARTNERS II L P
Onex US Principals LP
10% Owner
2014-06-11 16:05:250
5,321,249
5,321,249Form 4
6Harker William R
Director
2019-05-10 16:19:1920,480
4,977,042
4,997,522Form 4
7Kirk Randall R.
SVP, Prod Eng & Planning
2021-08-10 17:19:13317,890
0
317,890Form 4
8Tuttle Laurie B.
VP, Hybrid Programs
2012-12-19 16:28:04228,177
0
228,177Form 4
9RABORN FRANCIS
Director
2018-05-14 16:17:393,233
169,947
173,180Form 4
10Bohley G Frederick
Chief Operating Officer
2025-06-05 16:05:2197,352
360
97,712Form 4
11RABAUT THOMAS W
Director
2023-05-05 18:03:4711,584
63,163
74,747Form 4
12Dick Michael
SVP, Ops and Purchasing
2022-03-15 14:14:0763,594
0
63,594Form 4
13Headly Michael G.
SVP, Global MSS
2015-12-17 16:14:2154,620
0
54,620Form 4
14Denison David
Director
2017-05-15 20:48:5854,220
0
54,220Form 4
15Parish David L.
SVP, Ops and Purchasing
2015-12-17 16:16:4750,988
0
50,988Form 4
16Dewey Lawrence E.
Director
2021-05-07 16:11:2047,960
0
47,960Form 4
17LAVIN RICHARD P
Director
2025-05-09 17:54:3145,414
0
45,414Form 4
18Wanaselja James L.
VP, NA Mkt Sales & Service
2013-12-04 16:14:5244,134
0
44,134Form 4
19GARCIA TUNON ALVARO
Director
2023-05-05 18:05:5140,218
0
40,218Form 4
20Reynolds Richard VanFleet
Director
2023-05-05 18:00:5837,044
0
37,044Form 4
21Dyer Edward L.
VP, Defense Programs
10% Owner
2015-12-17 16:10:0523,659
0
23,659Form 4
22Coll John
SVP, Global MSS
2025-07-01 16:05:0513,600
8,906
22,506Form 4
23ASKREN STANLEY A
Director
2023-05-05 18:08:4718,271
0
18,271Form 4
24Ledford Gregory S
Director
2016-05-16 16:38:2910,649
0
10,649Form 4
25Dean Sharon L.
VP, Quality and Reliability
2016-12-02 16:27:3810,062
0
10,062Form 4
26Spivy Gregory P
ValueAct Holdings L.P.
ValueAct Capital Master Fund L.P.
VA Partners I LLC
ValueAct Capital Management L.P.
ValueAct Capital Management LLC
ValueAct Holdings GP LLC
See Remarks
2017-05-15 20:25:476,925
0
6,925Form 4
27Bernasek Brian A
Director
2015-05-18 16:12:574,488
0
4,488Form 4
28EVERITT DAVID C
Director
2025-06-03 16:00:313,424
0
3,424Form 4
29Anspach Mark A.
VP, Global Procurement
2012-03-22 17:01:303,399
0
3,399Form 4
30Gilis Kosty
Director
2015-05-18 16:17:102,493
0
2,493Form 4
31HAZNEDAR CAROLANN I
Director
2025-06-03 16:00:271,312
0
1,312Form 4
32Altmaier Judy L
Director
2025-06-03 16:00:251,200
0
1,200Form 4
33Graziosi David S.
Chair, President and CEO
2025-06-03 16:00:23928
0
928Form 4
34Basso Rafael
VP, Operations
2024-09-04 20:36:25120
0
120Form 4
35Price Robert M.
VP, Human Resources
2013-12-04 16:10:21114
0
114Form 4
36van Niekerk Teresa
VP, Chief Procurement Officer
2025-06-03 16:00:1461
0
61Form 4
37Eifert Thomas
VP, Quality Plan & Prog Mgmt
2025-06-03 16:00:2761
0
61Form 4
38Scroggins Eric C.
VP, Gen. Counsel & Assist. Sec
2025-06-03 16:00:2161
0
61Form 4
39Milburn Ryan A.
VP, Engr. & Tech Dev.
2025-06-03 16:00:1461
0
61Form 4
40Pittard Dana JH
VP, Defense Programs
2025-06-03 16:00:1949
0
49Form 4
41Mishler Marsha
Director
2015-11-30 16:47:0448
0
48Form 4
42Mell Scott A
CFO & Treasurer
2025-06-03 16:00:1216
0
16Form 4
43Shivram Krishna
Director
2025-06-03 16:00:194
0
4Form 4
44BARBOUR D. SCOTT
Director
2025-06-03 16:00:234
0
4Form 4
45Christman Philip J
Director
2025-06-03 16:00:304
0
4Form 4
46Ostojic Sasha
Director
2025-06-03 16:00:314
0
4Form 4
47Perna Gustave
Director
2025-06-03 16:00:344
0
4Form 4
48Carlyle Group Management L.L.C.
Carlyle Group L.P.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
TC Group Sub L.P.
10% Owner
2015-02-12 17:22:530
0
0Form 13G
49Carlyle Group Management L.L.C.
Carlyle Group L.P.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
TC Group LLC
TC Group IV Managing GP L.L.C.
Carlyle Partners IV AT Holdings L.P.
10% Owner
2015-02-12 17:22:530
0
0Form 13G
50ONEX CORP
SCHWARTZ GERALD W
Onex American Holdings II LLC
Onex American Holdings GP LLC
Allison Executive Investco LLC
Allison Executive Investco II LLC
Onex American Holdings Subco LLC
OAH Wind LLC
Onex Allison Holding Ltd S.A.R.L.
10% Owner
2015-02-12 17:28:020
0
0Form 13G
51STAR JAMES A
Former Director
Director
2019-02-13 16:22:090
0
0Form 5
52Mersky Seth
Director
2012-03-14 20:06:410
0
0Form 3