List of insiders holdings for GUGGENHEIM STRATEGIC OPPORTUNITIES FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | TOUPIN RONALD E JR TRUSTEE Director | 2023-03-14 18:57:20 | 15,294 0 | 15,294 | Form 4/A |
| 2 | Oliverius Maynard F. Trustee Director | 2018-12-21 09:43:49 | 14,650 0 | 14,650 | Form 4 |
| 3 | Futrell J. Thomas Chief Executive Officer | 2010-02-16 16:35:13 | 13,018 0 | 13,018 | Form 4 |
| 4 | LYDON THOMAS F JR Trustee Director | 2026-04-30 13:39:59 | 8,710 0 | 8,710 | Form 4 |
| 5 | Barnes Randall C TRUSTEE Director | 2026-03-19 14:17:59 | 6,451 0 | 6,451 | Form 4 |
| 6 | Silvergold Eric Managing Director Director | 2010-12-08 14:26:02 | 5,205 0 | 5,205 | Form 4 |
| 7 | FRIEDRICH ROMAN III Trustee Director | 2019-05-08 17:12:29 | 5,075 0 | 5,075 | Form 4 |
| 8 | NYBERG RONALD Trustee Director | 2025-12-19 14:23:40 | 5,010 0 | 5,010 | Form 4 |
| 9 | Cacciapaglia Donald CEO of Fund | 2014-01-21 14:06:03 | 4,700 0 | 4,700 | Form 4 |
| 10 | Corr Roy Vice President of GOF fund | 2010-10-25 15:07:24 | 2,700 0 | 2,700 | Form 5 |
| 11 | Brock-Kyle Angela TRUSTEE Director | 2024-09-03 17:28:11 | 2,432 0 | 2,432 | Form 4 |
| 12 | Sajadian Shahab Director of Risk Management | 2008-03-18 12:31:15 | 2,000 0 | 2,000 | Form 4 |
| 13 | Walsh Anne Bookwalter Managing Director Director | 2007-09-10 17:57:00 | 2,000 0 | 2,000 | Form 4 |
| 14 | Bethe Donald Senior Managing Director | 2008-03-19 13:59:42 | 0 1,500 | 1,500 | Form 4 |
| 15 | Bonos Nikolaos Senior Management of Affiliate | 2014-10-29 09:46:12 | 1,250 97 | 1,347 | Form 3 |
| 16 | KARN ROBERT B III Trustee Director | 2014-03-18 11:57:14 | 1000 0 | 1000 | Form 4 |
| 17 | Chubb Donald A. Jr. Trustee Director | 2015-06-29 09:31:31 | 1000 0 | 1000 | Form 4 |
| 18 | Daviduk Robert N. Managing Director Director | 2008-09-18 15:22:38 | 700 0 | 700 | Form 4 |
| 19 | Michal James W. Portfolio Manager | 2016-04-13 09:51:52 | 647 0 | 647 | Form 4 |
| 20 | Belden William H Vice President | 2014-04-11 18:39:15 | 0 0 | 0 | Form 3 |
| 21 | Stone Bryan Vice President | 2014-04-11 17:44:33 | 0 0 | 0 | Form 3 |
| 22 | Megaris Michael P Assistant Secretary | 2014-04-11 18:59:24 | 0 0 | 0 | Form 3 |
| 23 | Brown Steven H. Portfolio Manager | 2014-08-25 14:19:03 | 0 0 | 0 | Form 3 |
| 24 | Nelson Adam J Assistant Treasurer | 2015-12-30 14:46:55 | 0 0 | 0 | Form 3 |
| 25 | Scott Kimberly J. Assistant Treasurer | 2013-09-12 11:00:18 | 0 0 | 0 | Form 3 |
| 26 | McWhinnie Glenn Assistant Treasurer | 2016-11-30 15:34:40 | 0 0 | 0 | Form 3 |
| 27 | Kemp Keith David Assistant Treasurer | 2017-01-09 16:14:49 | 0 0 | 0 | Form 3 |
| 28 | Binder Brian E. President and CEO | 2018-04-05 15:24:11 | 0 0 | 0 | Form 3 |
| 29 | Bloch Adam portfolio manager | 2018-08-17 09:48:47 | 0 0 | 0 | Form 4 |
| 30 | Szafran Jon Assistant Treasurer | 2018-09-14 11:34:08 | 0 0 | 0 | Form 3 |
| 31 | Minerd B. Scott Chief Inv. Officer of Adviser | 2019-07-10 16:46:41 | 0 0 | 0 | Form 4 |
| 32 | Serdensky Evan Loring Portfolio Manager | 2019-09-24 13:47:11 | 0 0 | 0 | Form 3 |
| 33 | SPONEM SANDRA G Trustee Director | 2019-11-15 13:43:11 | 0 0 | 0 | Form 3 |
| 34 | Rehder William Assistant Vice President | 2020-02-03 15:21:12 | 0 0 | 0 | Form 4 |
| 35 | Hollowell III Orenzo Perry Portfolio Manager | 2021-11-03 10:18:44 | 0 0 | 0 | Form 3 |
| 36 | Miller Elisabeth Chief Compliance Officer | 2024-12-05 15:40:26 | 0 0 | 0 | Form 3 |
| 37 | CLAYMORE SECURITIES INC Investment Distributor/Advisor | 2009-03-25 16:33:24 | 0 0 | 0 | Form 4 |
| 38 | Howley James Assistant Treasurer | 2007-07-11 15:54:19 | 0 0 | 0 | Form 3 |
| 39 | Patterson Matthew Secretary | 2007-07-11 15:59:56 | 0 0 | 0 | Form 3 |
| 40 | Saxon Bruce Chief Compliance Officer | 2007-07-11 16:04:31 | 0 0 | 0 | Form 3 |
| 41 | DALMASO NICHOLAS CEO and CLO | 2007-07-11 15:39:05 | 0 0 | 0 | Form 3 |
| 42 | Mathiasen Mark Secretary | 2008-01-31 11:34:53 | 0 0 | 0 | Form 3 |
| 43 | Nguyen Melissa J Assistant Secretary | 2008-02-08 17:36:58 | 0 0 | 0 | Form 3 |
| 44 | Robinson Kevin M. Chief Legal Officer | 2008-06-09 15:57:23 | 0 0 | 0 | Form 3 |
| 45 | Furjanic Mark Assistant Treasurer | 2008-06-09 16:08:36 | 0 0 | 0 | Form 3 |
| 46 | Swade Donald Assistant Treasurer | 2008-06-09 16:33:42 | 0 0 | 0 | Form 3/A |
| 47 | Flowers Jayson portfolio manager | 2009-03-20 17:27:34 | 0 0 | 0 | Form 3 |
| 48 | Engin Kerim Managing Dir./Portfolio Constr | 2009-03-20 17:28:28 | 0 0 | 0 | Form 3 |
| 49 | Pesaran Jamal Portfolio Mgr/Trader | 2009-03-20 17:29:18 | 0 0 | 0 | Form 3 |
| 50 | Arruda Joseph M Assistant Treasurer | 2014-04-11 11:45:28 | 0 0 | 0 | Form 3 |
| 51 | Curcio Michael Managing Director Director | 2009-08-11 11:21:30 | 0 0 | 0 | Form 4 |
| 52 | Hudson Elizabeth H Assistant Secretary | 2009-11-19 11:19:23 | 0 0 | 0 | Form 3 |
| 53 | Albelda Bruce CFO, C Acct Off & Treas | 2010-10-15 13:10:46 | 0 0 | 0 | Form 3 |
| 54 | Sullivan John Louis CFO, Chf Acctng Off & Treas. | 2011-01-28 16:09:34 | 0 0 | 0 | Form 3 |
| 55 | KELLY STEVENS T Assistant Secretary | 2012-03-06 15:55:12 | 0 0 | 0 | Form 3 |
| 56 | Mitchell Patrick L Considered an Insider to Fund | 2012-04-13 15:43:12 | 0 0 | 0 | Form 4 |
| 57 | Edgeworth Ann E. Interim CCO | 2012-05-23 17:47:46 | 0 0 | 0 | Form 3 |
| 58 | Maltbie Derek Dale Assistant Treasurer | 2012-05-24 16:40:58 | 0 0 | 0 | Form 3 |
| 59 | Catalucci Joanna M. Interim CCO | 2012-10-05 08:22:30 | 0 0 | 0 | Form 3 |
| 60 | Lee Amy J. Vice President | 2012-12-20 10:48:09 | 0 0 | 0 | Form 3 |
| 61 | HILL STEVEN M Assistant Treasurer | 2007-07-11 15:47:26 | 0 0 | 0 | Form 3 |
| 62 | Farley Jerry B Trustee Director | 2014-04-09 09:20:53 | 0 0 | 0 | Form 3 |