SARATOGA INVESTMENT CORP. (SAR) - Insider Holders & Insider Ownership

List of insiders holdings for SARATOGA INVESTMENT CORP.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
1GSC CDO III LLC
10% Owner		2009-02-13 13:58:11995,798
0		995,798Form 13G
2Oberbeck Christian L
CEO and Director		2026-10-13 08:30:27745,804
228,192		973,996Form 4
3CLO PARTNERS LLC
Member of 10% owner group		2010-08-03 19:53:18789,474
0		789,474Form 3
4Saratoga Investment Advisors LLC
Member of 10% owner group		2010-08-03 20:28:50789,474
0		789,474Form 3
5Birkelund John P.
Member of 10% owner group		2010-08-03 19:50:32657,895
0		657,895Form 3
6Oberbeck Elizabeth
10% Owner		2020-01-16 15:40:16549,183
0		549,183Form 13D
7Petrocelli Richard A
CFO, Secretary, CCO		2010-08-03 20:37:00328,947
0		328,947Form 4
8Phillips Charles G IV
Member of 10% owner group.		2010-08-03 20:25:26328,947
0		328,947Form 3
9INGLESBY THOMAS V
Chief Executive Officer		2014-01-06 14:18:36269,549
0		269,549Form 13D
10DURKIN CHARLES P JR
Member of 10% owner group		2010-08-03 19:58:35197,368
0		197,368Form 3
11GRISIUS MICHAEL J
President and Director		2016-06-22 08:42:02134,289
0		134,289Form 4
12WILLIAMS GEORGE CABELL III
Director		2020-05-11 16:55:3964,297
0		64,297Form 4
13HAYDEN RICHARD M
Director		2010-04-14 16:39:067,162
43,080		50,242Form 5
14Steenkamp Henri J
CFO, CCO, Treasurer and Sec.		2025-07-30 16:53:2547,900
0		47,900Form 4
15Castro Daniel I JR
Member of Inv. Comm.		2007-11-05 21:20:0040,000
0		40,000Form 4
16MacMurray John F.
Member of 10% owner group		2010-08-03 20:05:3536,184
0		36,184Form 3
17CUMMINGS ROBERT F JR
Director		2007-11-05 21:24:1716,737
0		16,737Form 4
18Allorto Richard T JR
Chief Financial Officer		2008-06-10 16:26:3110,000
0		10,000Form 4
19Katzenstein Seth M
Man. Dir. of CCG of GSC Group		2007-11-05 21:17:288,300
0		8,300Form 4
20Wright Alexander B
Man. Dir. of CCG of GSC Group		2008-02-05 16:33:266,250
0		6,250Form 4/A
21Libassi Thomas J
Member of Investment Committee		2008-01-22 20:56:495,498
0		5,498Form 3/A
22Ramdihal Christine H.
CAO and Treasurer		2026-11-02 16:09:413,782
0		3,782Form 3
23Looney Steven M
Director		2022-08-02 17:11:003,758
0		3,758Form 4
24Thompson David B JR
VP of CCG of GSC Group		2008-06-10 17:33:232,250
0		2,250Form 4
25Kracoff Rochel L.
CCO and Secretary		2026-11-02 16:09:182,110
0		2,110Form 3
26BARKER PETER K
Director		2007-04-03 21:55:242,000
0		2,000Form 4
27Turkedjiev Ivo
VP Corporate Credit Group		2008-06-10 17:30:361,600
0		1,600Form 4
28Kline John R
Vice Pres. Corp. Credit		2007-08-01 17:16:181,500
0		1,500Form 4
29Whitman III Charles S
Director		2011-01-26 17:29:111000
0		1000Form 4
30Monticciolo Michael J
Chief Compliance Officer		2007-04-03 21:56:55300
0		300Form 4
31George Allison
VP Corporate Credit Group		2008-05-02 17:20:530
0		0Form 3
32Rice David C
Chief Compliance Officer		2007-09-21 15:10:040
0		0Form 3
33GORET DAVID L
Vice President and Secretary		2007-04-03 21:56:590
0		0Form 3
34Zoellner Scott E.
Director		2026-08-05 19:48:550
0		0Form 3
35Siegel Harvey E
Man. Dir. of CCG of GSC Group		2007-04-03 21:54:080
0		0Form 3