List of insiders holdings for GLADSTONE INVESTMENT CORPORATION:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | GLADSTONE DAVID Chief Executive Officer | 2021-01-25 17:23:02 | 655,804 11,018 | 666,822 | Form 5 |
| 2 | DULLUM DAVID A R President | 2024-10-11 11:11:55 | 149,916 1,349 | 151,265 | Form 4 |
| 3 | WILKINSON WALTER H Director | 2023-02-07 16:04:24 | 26,154 0 | 26,154 | Form 4 |
| 4 | BRUBAKER TERRY LEE Chief Operating Officer | 2020-03-24 09:09:34 | 16,233 0 | 16,233 | Form 4 |
| 5 | Mead Gerard Director | 2011-09-13 13:57:16 | 12,466 0 | 12,466 | Form 4 |
| 6 | Watson David Hibbert CFO and Treasurer | 2014-12-10 15:16:12 | 11,580 0 | 11,580 | Form 4 |
| 7 | LiCalsi Michael General Counsel and Secretary | 2020-03-16 13:37:57 | 9,144 0 | 9,144 | Form 4 |
| 8 | PARKER ANTHONY W Director | 2008-04-23 16:01:54 | 5,480 0 | 5,480 | Form 4 |
| 9 | RYAN JULIA Chief Financial Officer | 2020-03-23 11:14:32 | 4,000 0 | 4,000 | Form 4 |
| 10 | Reilly John Director | 2011-02-04 16:37:03 | 4,000 0 | 4,000 | Form 4 |
| 11 | ADELGREN PAUL W Director | 2012-03-15 14:16:48 | 3,715 0 | 3,715 | Form 4 |
| 12 | Ritchie Taylor Chief Financial Officer | 2026-05-19 13:50:30 | 2,812 0 | 2,812 | Form 4 |
| 13 | Merrick Caren D Director | 2015-06-03 11:28:07 | 1,965 0 | 1,965 | Form 4 |
| 14 | OUTLAND JOHN H Director | 2008-06-06 14:33:14 | 1,581 0 | 1,581 | Form 4/A |
| 15 | Easton Rachael Z. CFO and Treasurer | 2023-11-07 15:14:08 | 1,400 0 | 1,400 | Form 4 |
| 16 | Novara Paula Director | 2022-10-18 08:57:35 | 1,333 0 | 1,333 | Form 3 |
| 17 | ENGLISH MICHELA A Director | 2008-04-23 16:08:54 | 1,333 0 | 1,333 | Form 4 |
| 18 | BRILL HARRY Affiliate of External Adviser | 2008-04-23 16:07:00 | 1,136 0 | 1,136 | Form 4 |
| 19 | Gerson Gary Treasurer | 2008-04-23 16:04:39 | 133 445 | 578 | Form 4 |
| 20 | Perrigo Mark CFO | 2008-11-13 08:27:16 | 561 0 | 561 | Form 4 |
| 21 | Cheetham Kevin Affiliate of External Adviser | 2008-04-23 16:08:24 | 338 0 | 338 | Form 4 |
| 22 | Williams Allyson Affiliate of External Adviser | 2008-04-23 16:00:19 | 286 0 | 286 | Form 4 |
| 23 | Jones Danielle Affiliate of External Adviser | 2008-12-16 15:53:54 | 100 0 | 100 | Form 3 |
| 24 | Smith Jennifer A Chief Valuation Officer | 2022-08-19 14:43:42 | 100 0 | 100 | Form 4 |
| 25 | Highland Erika P Executive Vice President | 2026-04-07 16:48:53 | 0 0 | 0 | Form 3 |
| 26 | Sateri John Chief Investment Officer | 2026-03-30 09:36:49 | 0 0 | 0 | Form 3 |
| 27 | Lee Christopher James Executive Vice President | 2026-04-07 16:10:32 | 0 0 | 0 | Form 3 |
| 28 | STELLJES GEORGE III Director | 2026-06-05 14:52:48 | 0 0 | 0 | Form 3/A |
| 29 | COULON MAURICE Director | 2005-06-22 13:16:35 | 0 0 | 0 | Form 3 |
| 30 | Hellmold Erich Michael Co-General Counsel | 2025-07-18 11:41:19 | 0 0 | 0 | Form 3 |
| 31 | Gorka Katharine C Director | 2024-08-27 13:01:59 | 0 0 | 0 | Form 3 |
| 32 | Earhart Terry Director | 2012-10-12 16:27:24 | 0 0 | 0 | Form 3 |
| 33 | Morrison Melissa Affiliate of External Adviser | 2011-11-15 12:15:32 | 0 0 | 0 | Form 3 |
| 34 | Gray Gresford Affiliate of External Adviser | 2008-04-09 16:08:50 | 0 0 | 0 | Form 3 |
| 35 | Dellafiora John Chief Compliance Officer | 2007-10-15 16:04:08 | 0 0 | 0 | Form 3 |