Axos Financial Inc. (AX) - Insider Holders & Insider Ownership

List of insiders holdings for Axos Financial Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Burke John Gary
Director
2019-08-27 13:07:121,840,139
0
1,840,139Form 4
2Garrabrants Gregory
President and CEO
2026-02-06 17:09:461,416,229
173,570
1,589,799Form 4
3RULE ARTHUR RICHARDS
RULE FAMILY TRUST UDT 12 17 98
10% Owner
2009-10-22 20:14:050
770,000
770,000Form 4
4Chipman Michael A
Chipman Evelyn
Chipman First Family Limited Partnership
Former Director
Director
2012-08-15 15:36:50545,260
0
545,260Form 13D
5Englert Jerry F
Director
2014-05-29 14:05:02442,436
0
442,436Form 4
6Walsh Derrick
EVP, Chief Financial Officer
2026-03-24 14:37:34218,988
2,869
221,857Form 4
7Allrich Theodore C
Director
2016-11-30 19:22:56215,076
0
215,076Form 4
8Bar-Adon Eshel
EVP Strategic Partnerships an
2026-03-24 12:40:10142,771
3,379
146,150Form 4
9Paulus Connie M
Director
2010-05-24 17:59:42145,181
0
145,181Form 4
10Grinberg Paul
Director
2025-11-18 19:22:21130,573
0
130,573Form 4
11Swanson Brian D
President, Consumer Bank
2026-03-24 13:46:00100,512
2,869
103,381Form 4
12EPRILE ROBERT A
Retired Director (10/2005)
2009-10-14 17:28:3392,713
0
92,713Form 13D
13Nick Mosich
Director
2026-02-19 18:30:5579,942
0
79,942Form 4
14Argalas James S
Director
2025-11-18 19:14:3676,955
0
76,955Form 4
15Tolla John Charles
EVP, Chief Risk Officer
2026-03-24 14:16:1174,079
2,723
76,802Form 4
16Micheletti Andrew J
EVP, Finance
2025-08-05 17:47:2467,460
3,241
70,701Form 4
17Dunn Patrick A
Vice President
2006-03-30 18:08:4067,621
0
67,621Form 4
18Evans Gary Lewis
former officer
2010-05-24 17:10:5939,725
24,725
64,450Form 4
19MATSUMOTO RAYMOND D
EVP, Chief Operating Officer
2026-03-24 13:27:4758,746
2,237
60,983Form 4
20Berengolts Michael J
former officer
2010-06-08 17:26:1155,437
0
55,437Form 4
21PARK DAVID X
President, Commercial Bank
2025-09-25 14:21:2448,274
1,541
49,815Form 4
22Ratinoff Edward James
Director
2025-12-08 17:04:0646,209
0
46,209Form 4
23Dada Uzair
Director
2025-11-18 19:20:5935,170
0
35,170Form 4
24Constantine Thomas M
EVP, Chief Credit Officer
2026-03-24 12:58:1331,783
2,934
34,717Form 4
25COURT JAMES JOHN
Director
2026-02-06 18:58:3032,169
1,200
33,369Form 4
26Witter Gordon L
Director
2010-08-30 17:32:5631,668
0
31,668Form 4
27Pancheri Thomas J
Director
2010-08-30 18:48:3130,868
0
30,868Form 4
28BLACK J BRANDON
Director
2021-09-09 16:29:0728,242
0
28,242Form 4
29PITTERS RON
SVP, Head of Axos Securities
2023-09-26 16:58:2623,245
1,797
25,042Form 4
30GILL ANN
SVP, Chief Accounting Officer
2026-03-24 13:19:2118,766
1,423
20,189Form 4
31Harris Terry
VP CCO
2005-12-07 11:42:5720,000
0
20,000Form 4
32Fraser James A
EVP, Specialty RE, C&I Lending
2019-12-20 17:37:0117,968
0
17,968Form 4
33Watson Michael James
EVP, Head of Axos Securities
2026-03-24 14:50:5616,904
777
17,681Form 4
34Wardell-Smith Sara
Director
2025-11-18 19:27:5916,010
0
16,010Form 4
35Carter Stefani D
Director
2025-11-18 19:17:3114,763
0
14,763Form 4
36Bohlig Tamara N
Director
2025-12-10 18:07:1512,919
0
12,919Form 4
37Santi Roque A
Director
2025-11-18 19:26:4111,761
0
11,761Form 4
38Crow David M
EVP, Head of Clearing
2026-03-24 13:07:406,488
198
6,686Form 4
39THIELE CANDACE L
EVP, Chief Administrative Offi
2026-03-24 14:02:545,549
348
5,897Form 4
40Sime Jeffrey
President and CFO
2021-09-27 16:30:083,560
0
3,560Form 4
41HUGHES WESLEY T
EVP, Commercial RE Lending
2019-12-27 11:55:590
0
0Form 3
42Axos Financial Inc.
President and CFO
2019-04-19 18:52:440
0
0Form 3
43Darling Kenneth D
Former Vice President
2009-08-13 12:51:210
0
0Form 5