List of insiders holdings for Axos Financial Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Burke John Gary Director | 2019-08-27 13:07:12 | 1,840,139 0 | 1,840,139 | Form 4 |
| 2 | RULE ARTHUR RICHARDS RULE FAMILY TRUST UDT 12 17 98 10% Owner | 2009-10-22 20:14:05 | 0 770,000 | 770,000 | Form 4 |
| 3 | Garrabrants Gregory President and CEO | 2025-09-08 17:57:39 | 594,779 0 | 594,779 | Form 4 |
| 4 | Chipman Michael A Chipman Evelyn Chipman First Family Limited Partnership Former Director Director | 2012-08-15 15:36:50 | 545,260 0 | 545,260 | Form 13D |
| 5 | Englert Jerry F Director | 2014-05-29 14:05:02 | 442,436 0 | 442,436 | Form 4 |
| 6 | Allrich Theodore C Director | 2016-11-30 19:22:56 | 215,076 0 | 215,076 | Form 4 |
| 7 | Paulus Connie M Director | 2010-05-24 17:59:42 | 145,181 0 | 145,181 | Form 4 |
| 8 | Bar-Adon Eshel EVP, Strategic Partnerships an | 2025-09-25 14:14:07 | 141,830 3,232 | 145,062 | Form 4 |
| 9 | Grinberg Paul Director | 2025-11-18 19:22:21 | 130,573 0 | 130,573 | Form 4 |
| 10 | EPRILE ROBERT A Retired Director (10/2005) | 2009-10-14 17:28:33 | 92,713 0 | 92,713 | Form 13D |
| 11 | Nick Mosich Director | 2025-11-18 19:23:39 | 86,805 0 | 86,805 | Form 4 |
| 12 | Swanson Brian D President, Consumer Bank | 2025-09-25 14:22:59 | 80,536 2,737 | 83,273 | Form 4 |
| 13 | Argalas James S Director | 2025-11-18 19:14:36 | 76,955 0 | 76,955 | Form 4 |
| 14 | Micheletti Andrew J EVP, Finance | 2025-08-05 17:47:24 | 67,460 3,241 | 70,701 | Form 4 |
| 15 | Dunn Patrick A Vice President | 2006-03-30 18:08:40 | 67,621 0 | 67,621 | Form 4 |
| 16 | Evans Gary Lewis former officer | 2010-05-24 17:10:59 | 39,725 24,725 | 64,450 | Form 4 |
| 17 | Walsh Derrick EVP, Chief Financial Officer | 2025-09-25 14:25:58 | 59,604 2,737 | 62,341 | Form 4 |
| 18 | MATSUMOTO RAYMOND D EVP, Chief Operating Officer | 2025-09-25 14:19:45 | 58,884 2,078 | 60,962 | Form 4 |
| 19 | Berengolts Michael J former officer | 2010-06-08 17:26:11 | 55,437 0 | 55,437 | Form 4 |
| 20 | PARK DAVID X President, Commercial Bank | 2025-09-25 14:21:24 | 48,274 1,541 | 49,815 | Form 4 |
| 21 | COURT JAMES JOHN Director | 2025-11-18 19:19:39 | 47,314 1,200 | 48,514 | Form 4 |
| 22 | Ratinoff Edward James Director | 2025-12-08 17:04:06 | 46,209 0 | 46,209 | Form 4 |
| 23 | Constantine Thomas M EVP, Chief Credit Officer | 2025-09-25 14:15:55 | 34,719 2,776 | 37,495 | Form 4 |
| 24 | Dada Uzair Director | 2025-11-18 19:20:59 | 35,170 0 | 35,170 | Form 4 |
| 25 | Witter Gordon L Director | 2010-08-30 17:32:56 | 31,668 0 | 31,668 | Form 4 |
| 26 | Pancheri Thomas J Director | 2010-08-30 18:48:31 | 30,868 0 | 30,868 | Form 4 |
| 27 | Tolla John Charles EVP, Chief Risk Officer | 2025-11-05 17:59:24 | 26,132 2,591 | 28,723 | Form 4 |
| 28 | BLACK J BRANDON Director | 2021-09-09 16:29:07 | 28,242 0 | 28,242 | Form 4 |
| 29 | PITTERS RON SVP, Head of Axos Securities | 2023-09-26 16:58:26 | 23,245 1,797 | 25,042 | Form 4 |
| 30 | Harris Terry VP CCO | 2005-12-07 11:42:57 | 20,000 0 | 20,000 | Form 4 |
| 31 | GILL ANN SVP, Chief Accounting Officer | 2025-11-18 18:54:29 | 18,587 1,010 | 19,597 | Form 4 |
| 32 | Bohlig Tamara N Director | 2025-11-18 19:16:10 | 18,679 0 | 18,679 | Form 4 |
| 33 | Fraser James A EVP, Specialty RE, C&I Lending | 2019-12-20 17:37:01 | 17,968 0 | 17,968 | Form 4 |
| 34 | Watson Michael James EVP, Head of Axos Securities | 2025-09-25 14:27:29 | 16,670 487 | 17,157 | Form 4 |
| 35 | Wardell-Smith Sara Director | 2025-11-18 19:27:59 | 16,010 0 | 16,010 | Form 4 |
| 36 | Carter Stefani D Director | 2025-11-18 19:17:31 | 14,763 0 | 14,763 | Form 4 |
| 37 | THIELE CANDACE L EVP, Chief Administrative Offi | 2025-09-17 19:35:28 | 12,988 167 | 13,155 | Form 4 |
| 38 | Santi Roque A Director | 2025-11-18 19:26:41 | 11,761 0 | 11,761 | Form 4 |
| 39 | Crow David M EVP, Head of Axos Clearing | 2025-09-17 19:27:55 | 10,422 0 | 10,422 | Form 4 |
| 40 | Sime Jeffrey President and CFO | 2021-09-27 16:30:08 | 3,560 0 | 3,560 | Form 4 |
| 41 | HUGHES WESLEY T EVP, Commercial RE Lending | 2019-12-27 11:55:59 | 0 0 | 0 | Form 3 |
| 42 | Axos Financial Inc. President and CFO | 2019-04-19 18:52:44 | 0 0 | 0 | Form 3 |
| 43 | Darling Kenneth D Former Vice President | 2009-08-13 12:51:21 | 0 0 | 0 | Form 5 |