Insider Holders & Insider Ownership - Axos Financial Inc. (AX)

List of insiders holdings for Axos Financial Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Burke John Gary
Director
2019-08-27 13:07:121,840,139
0
1,840,139Form 4
RULE ARTHUR RICHARDS
RULE FAMILY TRUST UDT 12 17 98
10% Owner
2009-10-22 20:14:050
770,000
770,000Form 4
Chipman Michael A
Chipman Evelyn
Chipman First Family Limited Partnership
Former Director
Director
2012-08-15 15:36:50545,260
0
545,260Form 13D
Garrabrants Gregory
President and CEO
2023-09-18 16:02:29478,254
0
478,254Form 4
Micheletti Andrew J
EVP, Finance
2024-03-15 17:12:42422,583
41,817
464,400Form 4
Englert Jerry F
Director
2014-05-29 14:05:02442,436
0
442,436Form 4
Allrich Theodore C
Director
2016-11-30 19:22:56215,076
0
215,076Form 4
Paulus Connie M
Director
2010-05-24 17:59:42145,181
0
145,181Form 4
Bar-Adon Eshel
EVP, Chief Legal Officer
2024-03-27 18:06:48139,877
3059
142,936Form 4
Grinberg Paul
Director
2023-09-22 19:12:45131,194
0
131,194Form 4/A
Nick Mosich
Director
2023-09-05 13:10:43126,457
0
126,457Form 4
EPRILE ROBERT A
Retired Director (10/2005)
2009-10-14 17:28:3392,713
0
92,713Form 13D
COURT JAMES JOHN
Director
2023-09-05 13:09:4787,190
1200
88,390Form 4
Argalas James S
Director
2024-03-14 16:31:4169,805
0
69,805Form 4
Swanson Brian D
EVP, Head of Consumer Bank
2024-03-27 18:08:0465,266
2587
67,853Form 4
Dunn Patrick A
Vice President
2006-03-30 18:08:4067,621
0
67,621Form 4
Evans Gary Lewis
former officer
2010-05-24 17:10:5939,725
24,725
64,450Form 4
Walsh Derrick
EVP, Chief Financial Officer
2024-03-27 18:08:3558,774
2587
61,361Form 4
MATSUMOTO RAYMOND D
EVP, Chief Operating Officer
2024-03-27 18:07:2254,986
1891
56,877Form 4
Dada Uzair
Director
2023-09-05 13:09:5956,742
0
56,742Form 4
Berengolts Michael J
former officer
2010-06-08 17:26:1155,437
0
55,437Form 4
Ratinoff Edward James
Director
2023-12-13 17:35:1746,209
0
46,209Form 4
Constantine Thomas M
EVP, Chief Credit Officer
2024-03-27 18:07:0441,569
2594
44,163Form 4
Tolla John Charles
EVP, Chief Governance, Risk &
2024-03-27 18:08:1841,718
2440
44,158Form 4
PARK DAVID X
EVP, Commercial Banking & Trea
2024-03-27 18:07:5234,021
1108
35,129Form 4
Witter Gordon L
Director
2010-08-30 17:32:5631,668
0
31,668Form 4
Pancheri Thomas J
Director
2010-08-30 18:48:3130,868
0
30,868Form 4
BLACK J BRANDON
Director
2021-09-09 16:29:0728,242
0
28,242Form 4
PITTERS RON
SVP, Head of Axos Securities
2023-09-26 16:58:2623,245
1797
25,042Form 4
Carter Stefani D
Director
2023-09-05 13:09:2323,001
0
23,001Form 4
Harris Terry
VP CCO
2005-12-07 11:42:5720,000
0
20,000Form 4
Fraser James A
EVP, Specialty RE, C&I Lending
2019-12-20 17:37:0117,968
0
17,968Form 4
Santi Roque A
Director
2023-09-18 16:03:039000
0
9000Form 4
Bohlig Tamara N
Director
2024-02-16 16:07:538917
0
8917Form 4
Wardell-Smith Sara
Director
2024-03-19 17:21:535000
0
5000Form 4
Sime Jeffrey
President and CFO
2021-09-27 16:30:083560
0
3560Form 4
Axos Financial Inc.
President and CFO
2019-04-19 18:52:440
0
0Form 3
Darling Kenneth D
Former Vice President
2009-08-13 12:51:210
0
0Form 5
HUGHES WESLEY T
EVP, Commercial RE Lending
2019-12-27 11:55:590
0
0Form 3
Crow David M
EVP, Head of Axos Clearing
2023-08-04 12:48:160
0
0Form 3