List of insiders holdings for Axos Financial Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Garrabrants Gregory President and CEO | 2025-07-01 17:44:48 | 1,863,013 173,570 | 2,036,583 | Form 4 |
| 2 | Burke John Gary Director | 2019-08-27 13:07:12 | 1,840,139 0 | 1,840,139 | Form 4 |
| 3 | RULE ARTHUR RICHARDS RULE FAMILY TRUST UDT 12 17 98 10% Owner | 2009-10-22 20:14:05 | 0 770,000 | 770,000 | Form 4 |
| 4 | Chipman Michael A Chipman Evelyn Chipman First Family Limited Partnership Former Director Director | 2012-08-15 15:36:50 | 545,260 0 | 545,260 | Form 13D |
| 5 | Englert Jerry F Director | 2014-05-29 14:05:02 | 442,436 0 | 442,436 | Form 4 |
| 6 | Allrich Theodore C Director | 2016-11-30 19:22:56 | 215,076 0 | 215,076 | Form 4 |
| 7 | Paulus Connie M Director | 2010-05-24 17:59:42 | 145,181 0 | 145,181 | Form 4 |
| 8 | Bar-Adon Eshel EVP, Chief Legal Officer | 2025-03-25 15:45:15 | 141,445 3,232 | 144,677 | Form 4 |
| 9 | Grinberg Paul Director | 2025-05-07 16:31:08 | 113,295 0 | 113,295 | Form 4 |
| 10 | EPRILE ROBERT A Retired Director (10/2005) | 2009-10-14 17:28:33 | 92,713 0 | 92,713 | Form 13D |
| 11 | Swanson Brian D EVP, Head of Consumer Bank | 2025-03-25 15:46:09 | 78,711 2,737 | 81,448 | Form 4 |
| 12 | Nick Mosich Director | 2025-09-03 19:02:19 | 79,495 0 | 79,495 | Form 4 |
| 13 | Argalas James S Director | 2025-08-13 18:48:48 | 71,195 0 | 71,195 | Form 4 |
| 14 | Micheletti Andrew J EVP, Finance | 2025-08-05 17:47:24 | 67,460 3,241 | 70,701 | Form 4 |
| 15 | Dunn Patrick A Vice President | 2006-03-30 18:08:40 | 67,621 0 | 67,621 | Form 4 |
| 16 | Evans Gary Lewis former officer | 2010-05-24 17:10:59 | 39,725 24,725 | 64,450 | Form 4 |
| 17 | Walsh Derrick EVP, Chief Financial Officer | 2025-03-25 15:46:32 | 59,501 2,737 | 62,238 | Form 4 |
| 18 | MATSUMOTO RAYMOND D EVP, Chief Operating Officer | 2025-03-25 15:45:43 | 57,949 2,078 | 60,027 | Form 4 |
| 19 | Tolla John Charles EVP, Chief Governance, Risk & | 2025-03-25 15:46:21 | 56,135 2,591 | 58,726 | Form 4 |
| 20 | Berengolts Michael J former officer | 2010-06-08 17:26:11 | 55,437 0 | 55,437 | Form 4 |
| 21 | Ratinoff Edward James Director | 2024-11-15 19:15:52 | 50,498 0 | 50,498 | Form 4 |
| 22 | PARK DAVID X EVP, Commercial Banking & Trea | 2025-03-25 15:45:55 | 47,596 1,541 | 49,137 | Form 4 |
| 23 | Witter Gordon L Director | 2010-08-30 17:32:56 | 31,668 0 | 31,668 | Form 4 |
| 24 | Pancheri Thomas J Director | 2010-08-30 18:48:31 | 30,868 0 | 30,868 | Form 4 |
| 25 | BLACK J BRANDON Director | 2021-09-09 16:29:07 | 28,242 0 | 28,242 | Form 4 |
| 26 | PITTERS RON SVP, Head of Axos Securities | 2023-09-26 16:58:26 | 23,245 1,797 | 25,042 | Form 4 |
| 27 | Constantine Thomas M EVP, Chief Credit Officer | 2025-05-16 16:19:38 | 18,496 2,776 | 21,272 | Form 4 |
| 28 | GILL ANN SVP, Chief Accounting Officer | 2025-03-25 15:46:45 | 19,123 1,010 | 20,133 | Form 4 |
| 29 | Harris Terry VP CCO | 2005-12-07 11:42:57 | 20,000 0 | 20,000 | Form 4 |
| 30 | Fraser James A EVP, Specialty RE, C&I Lending | 2019-12-20 17:37:01 | 17,968 0 | 17,968 | Form 4 |
| 31 | Watson Michael James SVP, Head of RIA Custody | 2025-04-25 16:46:49 | 16,956 487 | 17,443 | Form 3 |
| 32 | Wardell-Smith Sara Director | 2025-03-05 18:27:03 | 10,250 0 | 10,250 | Form 4 |
| 33 | Crow David M EVP, Head of Axos Clearing | 2025-03-21 17:17:40 | 4,789 0 | 4,789 | Form 4 |
| 34 | COURT JAMES JOHN Director | 2024-11-15 19:13:30 | 4,724 0 | 4,724 | Form 4 |
| 35 | Santi Roque A Director | 2025-08-01 16:50:28 | 4,289 0 | 4,289 | Form 4/A |
| 36 | Carter Stefani D Director | 2024-11-15 19:13:04 | 4,289 0 | 4,289 | Form 4 |
| 37 | Dada Uzair Director | 2024-11-15 19:13:53 | 4,289 0 | 4,289 | Form 4 |
| 38 | Bohlig Tamara N Director | 2024-11-15 19:12:29 | 4,289 0 | 4,289 | Form 4 |
| 39 | Sime Jeffrey President and CFO | 2021-09-27 16:30:08 | 3,560 0 | 3,560 | Form 4 |
| 40 | THIELE CANDACE L EVP, Chief Administrative Offi | 2025-09-03 19:02:32 | 23 167 | 190 | Form 4 |
| 41 | HUGHES WESLEY T EVP, Commercial RE Lending | 2019-12-27 11:55:59 | 0 0 | 0 | Form 3 |
| 42 | Axos Financial Inc. President and CFO | 2019-04-19 18:52:44 | 0 0 | 0 | Form 3 |
| 43 | Darling Kenneth D Former Vice President | 2009-08-13 12:51:21 | 0 0 | 0 | Form 5 |