Axos Financial Inc. (AX) - Insider Holders & Insider Ownership

List of insiders holdings for Axos Financial Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Burke John Gary
Director
2019-08-27 13:07:121,840,139
0
1,840,139Form 4
2RULE ARTHUR RICHARDS
RULE FAMILY TRUST UDT 12 17 98
10% Owner
2009-10-22 20:14:050
770,000
770,000Form 4
3Garrabrants Gregory
President and CEO
2025-09-08 17:57:39594,779
0
594,779Form 4
4Chipman Michael A
Chipman Evelyn
Chipman First Family Limited Partnership
Former Director
Director
2012-08-15 15:36:50545,260
0
545,260Form 13D
5Englert Jerry F
Director
2014-05-29 14:05:02442,436
0
442,436Form 4
6Allrich Theodore C
Director
2016-11-30 19:22:56215,076
0
215,076Form 4
7Paulus Connie M
Director
2010-05-24 17:59:42145,181
0
145,181Form 4
8Bar-Adon Eshel
EVP, Strategic Partnerships an
2025-09-25 14:14:07141,830
3,232
145,062Form 4
9Grinberg Paul
Director
2025-11-18 19:22:21130,573
0
130,573Form 4
10EPRILE ROBERT A
Retired Director (10/2005)
2009-10-14 17:28:3392,713
0
92,713Form 13D
11Nick Mosich
Director
2025-11-18 19:23:3986,805
0
86,805Form 4
12Swanson Brian D
President, Consumer Bank
2025-09-25 14:22:5980,536
2,737
83,273Form 4
13Argalas James S
Director
2025-11-18 19:14:3676,955
0
76,955Form 4
14Micheletti Andrew J
EVP, Finance
2025-08-05 17:47:2467,460
3,241
70,701Form 4
15Dunn Patrick A
Vice President
2006-03-30 18:08:4067,621
0
67,621Form 4
16Evans Gary Lewis
former officer
2010-05-24 17:10:5939,725
24,725
64,450Form 4
17Walsh Derrick
EVP, Chief Financial Officer
2025-09-25 14:25:5859,604
2,737
62,341Form 4
18MATSUMOTO RAYMOND D
EVP, Chief Operating Officer
2025-09-25 14:19:4558,884
2,078
60,962Form 4
19Berengolts Michael J
former officer
2010-06-08 17:26:1155,437
0
55,437Form 4
20PARK DAVID X
President, Commercial Bank
2025-09-25 14:21:2448,274
1,541
49,815Form 4
21COURT JAMES JOHN
Director
2025-11-18 19:19:3947,314
1,200
48,514Form 4
22Ratinoff Edward James
Director
2025-12-08 17:04:0646,209
0
46,209Form 4
23Constantine Thomas M
EVP, Chief Credit Officer
2025-09-25 14:15:5534,719
2,776
37,495Form 4
24Dada Uzair
Director
2025-11-18 19:20:5935,170
0
35,170Form 4
25Witter Gordon L
Director
2010-08-30 17:32:5631,668
0
31,668Form 4
26Pancheri Thomas J
Director
2010-08-30 18:48:3130,868
0
30,868Form 4
27Tolla John Charles
EVP, Chief Risk Officer
2025-11-05 17:59:2426,132
2,591
28,723Form 4
28BLACK J BRANDON
Director
2021-09-09 16:29:0728,242
0
28,242Form 4
29PITTERS RON
SVP, Head of Axos Securities
2023-09-26 16:58:2623,245
1,797
25,042Form 4
30Harris Terry
VP CCO
2005-12-07 11:42:5720,000
0
20,000Form 4
31GILL ANN
SVP, Chief Accounting Officer
2025-11-18 18:54:2918,587
1,010
19,597Form 4
32Bohlig Tamara N
Director
2025-11-18 19:16:1018,679
0
18,679Form 4
33Fraser James A
EVP, Specialty RE, C&I Lending
2019-12-20 17:37:0117,968
0
17,968Form 4
34Watson Michael James
EVP, Head of Axos Securities
2025-09-25 14:27:2916,670
487
17,157Form 4
35Wardell-Smith Sara
Director
2025-11-18 19:27:5916,010
0
16,010Form 4
36Carter Stefani D
Director
2025-11-18 19:17:3114,763
0
14,763Form 4
37THIELE CANDACE L
EVP, Chief Administrative Offi
2025-09-17 19:35:2812,988
167
13,155Form 4
38Santi Roque A
Director
2025-11-18 19:26:4111,761
0
11,761Form 4
39Crow David M
EVP, Head of Axos Clearing
2025-09-17 19:27:5510,422
0
10,422Form 4
40Sime Jeffrey
President and CFO
2021-09-27 16:30:083,560
0
3,560Form 4
41HUGHES WESLEY T
EVP, Commercial RE Lending
2019-12-27 11:55:590
0
0Form 3
42Axos Financial Inc.
President and CFO
2019-04-19 18:52:440
0
0Form 3
43Darling Kenneth D
Former Vice President
2009-08-13 12:51:210
0
0Form 5