List of insiders holdings for Nuveen Floating Rate Income Opportunity Fund:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
1 | Saba Capital Management L.P. Weinstein Boaz 10% Owner | 2021-09-17 15:27:44 | 1,862,495 0 | 1,862,495 | Form 13D |
2 | TORONTO DOMINION BANK 10% Owner | 2020-12-30 19:42:06 | 75,000 0 | 75,000 | Form 13G |
3 | Caraher Scott C. Portfolio Manager | 2022-05-13 13:27:34 | 51,636 0 | 51,636 | Form 4 |
4 | SCHNEIDER WILLIAM J other | 2017-12-19 12:07:30 | 8,800 0 | 8,800 | Form 4 |
5 | NUVEEN INSTITUTIONAL ADVISORY CORP Investment Advisor | 2004-10-18 16:16:04 | 7,000 0 | 7,000 | Form 3/A |
6 | STEIN GUNTHER Portfolio Manager | 2007-08-20 17:21:01 | 6,000 0 | 6,000 | Form 4 |
7 | LAMB DAVID J Vice President | 2015-03-05 15:22:09 | 4,707 0 | 4,707 | Form 3 |
8 | EVANS JACK other | 2017-04-10 15:39:02 | 0 4,225 | 4,225 | Form 4 |
9 | MOSCHNER ALBIN F Trustee | 2017-03-10 10:28:27 | 3,000 0 | 3,000 | Form 4 |
10 | Meyers William T. Vice President | 2018-03-05 06:01:44 | 1,500 0 | 1,500 | Form 3 |
11 | Rohrbacher Christopher M. Vice President | 2016-10-11 12:48:33 | 0 0 | 0 | Form 3 |
12 | PERRY MICHAEL A Vice President | 2017-08-10 16:16:37 | 0 0 | 0 | Form 3 |
13 | Robert Young L Trustee | 2017-07-10 17:28:43 | 0 0 | 0 | Form 3 |
14 | Nuveen Fund Advisors LLC other | 2017-04-10 16:41:28 | 0 0 | 0 | Form 4 |
15 | CITIGROUP INC 10% Owner | 2017-01-10 09:54:49 | 0 0 | 0 | Form 13G |
16 | Winget Demark L Vice President | 2018-03-05 06:01:47 | 0 0 | 0 | Form 3 |
17 | ZIMMERMAN GIFFORD R Chief Administrative Officer | 2016-10-04 18:11:34 | 0 0 | 0 | Form 4 |
18 | Jones Nathaniel T. Vice President and Treasurer | 2016-06-24 17:05:20 | 0 0 | 0 | Form 3 |
19 | WOLFF MARGARET L. Trustee | 2016-02-24 15:08:08 | 0 0 | 0 | Form 3 |
20 | Hlavacek Sherri A Vice President and Treasurer | 2015-08-14 17:20:09 | 0 0 | 0 | Form 3 |
21 | SCHREIER THOMAS S JR Trustee | 2013-09-10 16:11:45 | 0 0 | 0 | Form 3 |
22 | Nelson John Kevin Trustee | 2013-09-10 16:11:43 | 0 0 | 0 | Form 3 |
23 | Siffermann William A Vice President | 2017-08-10 18:12:04 | 0 0 | 0 | Form 3 |
24 | TOTH TERENCE J Director | 2011-08-24 14:37:21 | 0 0 | 0 | Form 4 |
25 | Wickerham E. Scott Vice President | 2019-04-18 15:34:06 | 0 0 | 0 | Form 3 |
26 | Rhee Jenny Y Portfolio Manager | 2019-05-30 20:39:09 | 0 0 | 0 | Form 3 |
27 | Lockhart Brian J Vice President | 2019-08-16 15:40:45 | 0 0 | 0 | Form 3 |
28 | Longerstaey Jacques M Vice President | 2019-08-16 15:40:49 | 0 0 | 0 | Form 3 |
29 | Meissner Jon Scott Vice President | 2019-10-17 17:13:49 | 0 0 | 0 | Form 3 |
30 | Morgan Deann Vice President | 2020-03-06 17:32:34 | 0 0 | 0 | Form 3 |
31 | KNIGHTS OF COLUMBUS 10% Owner | 2020-11-20 11:39:48 | 0 0 | 0 | Form 4 |
32 | Thornton Matthew III Trustee | 2020-11-25 09:02:38 | 0 0 | 0 | Form 3 |
33 | Lancellotta Amy B.R. Trustee | 2021-07-08 11:22:35 | 0 0 | 0 | Form 3 |
34 | Medero Joanne Trustee | 2021-07-08 11:26:46 | 0 0 | 0 | Form 3 |
35 | McCann John M. Vice President | 2022-04-21 16:02:40 | 0 0 | 0 | Form 3 |
36 | Black Brett Chief Compliance Officer | 2022-06-07 07:58:48 | 0 0 | 0 | Form 3 |
37 | Stenersen Trey III Vice President | 2022-08-15 14:25:15 | 0 0 | 0 | Form 3 |
38 | HUNTER WILLIAM CURT Trustee Director | 2004-07-27 11:33:10 | 0 0 | 0 | Form 3 |
39 | Antonatos Julia L Vice President | 2004-11-22 10:36:13 | 0 0 | 0 | Form 3 |
40 | Grassi James D Chief Compliance Officer | 2004-08-24 15:55:44 | 0 0 | 0 | Form 3 |
41 | STOCKDALE JUDITH M Trustee | 2004-07-27 11:33:31 | 0 0 | 0 | Form 3 |
42 | SCHWERTFEGER TIMOTHY R Chairman and Trustee | 2004-07-27 11:33:27 | 0 0 | 0 | Form 3 |
43 | NEILD EDWARD F IV Vice President | 2004-07-27 11:33:20 | 0 0 | 0 | Form 3 |
44 | MASON LENNY Portfolio Manager | 2004-07-27 11:33:19 | 0 0 | 0 | Form 3 |
45 | MARTIN LARRY W VP and Asst Secretary | 2004-07-27 11:33:19 | 0 0 | 0 | Form 3 |
46 | LAZAR TINA M Vice President | 2004-07-27 11:33:14 | 0 0 | 0 | Form 3 |
47 | KUNDERT DAVID J Trustee | 2005-03-01 11:13:42 | 0 0 | 0 | Form 3 |
48 | FOY STEPHEN D VP and Controller | 2004-07-27 11:33:10 | 0 0 | 0 | Form 3 |
49 | FITZGERALD WILLIAM M VP and Portfolio Manager | 2004-07-27 11:33:08 | 0 0 | 0 | Form 3 |
50 | FERJUSON LORNA C Vice President | 2004-07-27 11:33:11 | 0 0 | 0 | Form 3 |
51 | DROEGER JESSICA R VP and Secretary | 2004-07-27 11:33:01 | 0 0 | 0 | Form 3 |
52 | DARRIGO PETER H VP and Treasurer | 2004-07-27 11:33:01 | 0 0 | 0 | Form 3 |
53 | BROWN LAWRENCE H Trustee | 2004-07-27 11:32:56 | 0 0 | 0 | Form 3 |
54 | BREMNER ROBERT P Trustee | 2004-07-27 11:32:56 | 0 0 | 0 | Form 3 |
55 | Arriaga Nizida Vice President | 2009-03-27 19:41:34 | 0 0 | 0 | Form 3 |
56 | ATKINSON MICHAEL T VP and Asst Secretary | 2004-07-27 11:32:57 | 0 0 | 0 | Form 3 |
57 | STRINGER VIRGINIA Trustee | 2011-01-12 10:38:45 | 0 0 | 0 | Form 3 |
58 | Prudhomme Kathleen L Vice President | 2011-01-12 10:38:42 | 0 0 | 0 | Form 3 |
59 | McCarthy Michelle Ann Vice President | 2010-08-05 16:26:45 | 0 0 | 0 | Form 3 |
60 | Grace Scott S Vice President & Treasurer | 2009-11-27 13:09:05 | 0 0 | 0 | Form 3 |
61 | Ruane James Vice President | 2009-04-01 12:32:55 | 0 0 | 0 | Form 3/A |
62 | Mino Gregory T. Vice President | 2009-03-27 19:41:38 | 0 0 | 0 | Form 3 |
63 | Cook Margo L. Vice President | 2009-03-27 19:41:35 | 0 0 | 0 | Form 3 |
64 | Slager Joel T. Vice President | 2013-07-25 17:24:17 | 0 0 | 0 | Form 3 |
65 | AMBOIAN JOHN P CEO of Investment Adviser | 2007-08-08 15:38:52 | 0 0 | 0 | Form 3 |
66 | Antosiewicz Cedric H Vice President | 2007-06-08 12:25:02 | 0 0 | 0 | Form 3 |
67 | ADAMS WILLIAM IV Vice President | 2007-06-08 12:24:59 | 0 0 | 0 | Form 3 |
68 | McCarthy Kevin J Vice President | 2007-03-07 16:24:15 | 0 0 | 0 | Form 3 |
69 | Stone Carole E Director | 2007-01-08 13:38:20 | 0 0 | 0 | Form 3 |
70 | Kelly Walter M Assistant Vice President | 2006-09-28 15:21:44 | 0 0 | 0 | Form 3 |
71 | Sunshine Eugene S Trustee | 2005-03-01 11:13:45 | 0 0 | 0 | Form 3 |