Insider Holders & Insider Ownership - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT)

List of insiders holdings for FIRST TRUST SENIOR FLOATING RATE INCOME FUND II:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-29 20:37:560
57,318
57,318Form 4
2HOUSEY WILLIAM A JR
Officer of Advisor, Port. Mgr.
2019-09-04 16:46:124,103
0
4,103Form 4
3MCGAREL DAVID
Officer-Investment Adviser
2015-07-28 13:57:522,000
0
2,000Form 4
4Scott Jeffrey M
Portfolio Manager
2020-08-17 16:43:431,080
0
1,080Form 3
5PURPURA ORLANDO
Portfolio Manager
2021-04-14 16:50:091000
0
1000Form 5
6OSTER DAVID M
Director
2005-08-04 15:39:08600
0
600Form 5
7FRIES SCOTT D
Officer-Investment Advisor
2020-08-24 18:26:58428
0
428Form 5
8ERICKSON RICHARD E
Director
2005-12-30 17:47:24215.53
0
215.53Form 4
9LINDQUIST DANIEL J
Vice President
2012-01-30 12:27:26200
0
200Form 4
10NIELSON NIEL B
Director
2005-03-09 15:07:04200
0
200Form 4
11O'Mara Matthew S
Officer of sub-advisor
2007-10-12 19:04:480
0
0Form 3
12Krebs Sarah K
Officer of sub-advisor
2007-10-12 18:45:050
0
0Form 3
13Heitkemper John M
Officer of sub-advisor
2007-07-27 17:44:370
0
0Form 3
14KLASSMAN ERIN E
Assistant Secretary
2014-06-18 11:12:120
0
0Form 4
15Richards Karen E
Officer of the Sub-Advisor
2007-10-12 19:28:100
0
0Form 3
16Holthaus Douglas M
Officer of the Sub-Adviser
2007-07-19 10:45:060
0
0Form 3
17Stewart Dean
Board Member of sub-adviser
2008-11-21 18:32:050
0
0Form 3
18Marakool Ketei
Officer of Sub-Adviser
2007-03-19 13:26:030
0
0Form 3
19McDevitt Graham Thomas
Board Member of Sub-Adviser
2008-12-08 12:22:500
0
0Form 3
20Bruck Benjamin Matthaus
Board Member of Sub-Adviser
2008-12-08 12:42:020
0
0Form 3/A
21Akioka Kevin
Officer of the sub-advisor
2007-01-31 16:40:380
0
0Form 3
22CAREY ROBERT F
Vice President
2014-06-18 11:10:560
0
0Form 4
23MAHER KRISTI A
Assistant Secretary
2007-01-03 17:23:580
0
0Form 3
24HALL R SCOTT
Officer-Investment Advisor
2020-06-30 15:21:350
0
0Form 5
25BOWEN JAMES A
Officer - Investment Advisor
Director
2024-12-17 13:09:100
0
0Form 4
26MALTBIE DEREK
Treasurer and CFO
2024-04-18 12:41:120
0
0Form 3
27Wright Bronwyn
Director
2023-09-12 17:30:010
0
0Form 3
28KADLEC THOMAS R
Director
2021-12-29 15:33:490
0
0Form 4
29DENISE M KEEFE
Director
2021-11-05 16:39:120
0
0Form 3
30DEHLER KELLY CATHERINE
Officer-Investment Advisor
2021-08-17 13:33:510
0
0Form 3
31BROWN KATHLEEN WIELAND
Officer-Investment Advisor
2021-08-17 17:16:160
0
0Form 5
32FRISKE SCOTT MICHAEL
Officer-Investment Advisor
2020-07-02 14:36:360
0
0Form 3
33ERICKSON JON C
Investment Adviser
2014-06-18 11:11:250
0
0Form 4
34BRADLEY MARK R
President
2016-01-08 09:07:540
0
0Form 5
35UREVIG KATHERINE L
Assistant Treasurer
2014-06-18 11:13:400
0
0Form 4
36Swade Donald
Assistant Treasurer
2014-06-18 11:13:200
0
0Form 4
37SHANNON SHANE
Assistant Secretary
2014-06-18 11:12:590
0
0Form 4
38LYNCH COLEEN D
Assistant Vice President
2014-06-18 11:12:360
0
0Form 4
39MCDERMOTT JOSEPH D
Officer-Investment Adviser
2006-11-15 17:42:350
0
0Form 3
40GATTA ROSANNE
Assistant Secretary
2014-06-18 11:11:480
0
0Form 4
41BATES SHILOH R
Officer of the Sub-Adviser
2004-05-24 14:49:390
0
0Form 3
42Valentine Dean F
Officer of the Sub-Adviser
2004-05-25 20:34:290
0
0Form 3
43COLUMBARO STEVEN
Officer of the Sub-Adviser
2004-05-25 15:53:290
0
0Form 3
44MCADAMS MICHAEL P
Officer of the Sub-Adviser
2004-05-24 14:57:140
0
0Form 3
45DIGATI BETH C
Officer of the Sub-Adviser
2004-05-24 14:56:220
0
0Form 3
46CUDLIPP IAN G
Officer of the Sub-Adviser
2004-05-24 14:55:170
0
0Form 3
47COONEY ANDY
Officer of the Sub-Adviser
2004-05-24 14:54:040
0
0Form 3
48BROWN ADAM
Officer of the Sub-Adviser
2004-05-24 14:53:190
0
0Form 3
49BERNSTEIN ROBERT I
Officer of the Sub-Adviser
2004-05-24 14:52:320
0
0Form 3
50BEATTY ROBERT W
Officer of the Sub-Adviser
2004-05-24 14:51:460
0
0Form 3
51FIRST TRUST ADVISORS LP
Investment Adviser
2004-12-09 17:34:380
0
0Form 3
52BARKAUSKAS KENNETH P
Officer of the Sub-Adviser
2004-05-24 14:48:450
0
0Form 3
53TESTIN ROGER
Vice President
2004-05-24 14:39:430
0
0Form 3
54ROGGENSACK ANDY
Officer of the Adviser
2004-05-24 14:39:050
0
0Form 3
55MOHR MITCHELL
Officer of the Adviser
2004-05-24 14:36:080
0
0Form 3
56MCALISTER RONALD DEAN
Officer of the Adviser
2004-05-24 14:35:050
0
0Form 3
57JARDINE W SCOTT
Secretary
2004-05-24 14:34:080
0
0Form 3
58BRIX SUSAN M
Assistant Vice President
2004-05-24 14:29:520
0
0Form 3
59BREDEMEIER ROBERT W
Officer of the Adviser
2004-05-24 14:29:170
0
0Form 3
60Dykas James M
Assistant Treasurer
2005-12-13 17:15:540
0
0Form 3
61CHRISTENSEN KELLEY
Vice President
2006-12-11 17:23:520
0
0Form 3
62BRADLEY CHARLES H
Officer of the Adviser
2004-05-24 14:28:180
0
0Form 3
63Kameda Janet L
Officer of the sub-advisor
2006-10-13 16:29:510
0
0Form 3
64Singh Kapil
Officer of sub-advisor
2006-07-20 14:56:250
0
0Form 3
65KEITH ROBERT F
Director
2006-06-26 12:17:280
0
0Form 3
66Meyerhoff Joseph II
Officer of the sub-adviser
2006-04-07 19:29:030
0
0Form 3
67Yee Christine Sue
Officer of the sub-advisor
2006-03-27 14:36:390
0
0Form 3
68FIRST TRUST PORTFOLIOS LP
Affil. of Issuer's Advisor
2005-12-28 15:35:190
0
0Form 4
69FALLOW CHRISTOPHER R
Assistant Vice President
2006-12-11 17:20:500
0
0Form 3
70Lakomcik David A
Officer of the Sub-Advisor
2005-11-18 11:09:330
0
0Form 3
71Srinivasan Vijay
Officer of the Sub-Adviser
2005-09-12 13:22:170
0
0Form 3
72Price Michael
Director of the Sub-Adviser
2005-09-12 12:59:510
0
0Form 3
73Sweeney Drew Richard
Officer of the Sub-Advisor
2005-08-18 10:22:030
0
0Form 3
74Soccorso Edward Francis III
Officer of the Sub-Advisor
2005-08-12 13:48:570
0
0Form 3
75Allen Charles Barkley
Officer of the sub-advisor
2005-05-19 19:18:160
0
0Form 3
76Byrd Brett Alan
Officer of the Sub-Advisor
2005-03-23 16:14:550
0
0Form 3
77Four Corners Capital Management LLC
Sub-Advisor
2005-02-03 12:46:190
0
0Form 3