List of insiders holdings for ROCKET PHARMACEUTICALS INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | RTW INVESTMENTS LP WONG RODERICK See remarks 10% Owner | 2024-12-16 19:51:51 | 18,401,313 0 | 18,401,313 | Form 13D |
| 2 | WONG RODERICK Director 10% Owner | 2025-07-18 16:05:40 | 47,667 18,188,457 | 18,236,124 | Form 4 |
| 3 | Devon Park Associates L.P. Devon Park Associates LLC Kantesaria Devang 10% Owner | 2015-07-16 20:46:50 | 3,253,566 0 | 3,253,566 | Form 4 |
| 4 | MedImmune Ventures Inc. 10% Owner | 2015-02-25 18:10:57 | 0 1,917,906 | 1,917,906 | Form 4 |
| 5 | Pitango Venture Capital Principals Fund IV L.P. Pitango Venture Capital Fund IV L.P. Pitango V.C. Fund IV L.P. Pitango G.C. Capital Holdings Ltd. 10% Owner | 2015-02-25 20:36:53 | 0 1,292,584 | 1,292,584 | Form 4 |
| 6 | Shah Gaurav CEO | 2025-08-20 17:00:17 | 784,572 406,238 | 1,190,810 | Form 4 |
| 7 | Makker Gotham Director | 2025-07-18 16:05:40 | 0 1,036,846 | 1,036,846 | Form 4 |
| 8 | Stevens Christopher James Chief Operating Officer | 2025-08-06 16:11:04 | 961,237 0 | 961,237 | Form 4 |
| 9 | Patel Kinnari See Remarks | 2025-05-22 16:05:43 | 441,927 131,701 | 573,628 | Form 4 |
| 10 | CARE CAPITAL II LLC CARE CAPITAL INVESTMENTS II LP Care Capital Offshore Investments II LP Care Capital III LLC Care Capital Investments III L.P. Care Capital Offshore Investments III LP 10% Owner | 2017-08-03 17:19:03 | 531,900 0 | 531,900 | Form 13D |
| 11 | Schwartz Jonathan David See Remarks | 2025-09-09 16:15:04 | 301,609 0 | 301,609 | Form 4 |
| 12 | Baumgartner Rudolf A See Remarks | 2017-01-24 16:31:05 | 295,000 0 | 295,000 | Form 4 |
| 13 | Wilson Martin General Counsel | 2025-09-09 16:18:43 | 285,462 0 | 285,462 | Form 4 |
| 14 | Rho Ventures IV Holdings LLC Rho Ventures IV-A L.P. 10% Owner | 2015-11-18 18:02:53 | 242,794 0 | 242,794 | Form 4 |
| 15 | SOUTHWELL DAVID P Director | 2025-07-18 16:05:33 | 31,660 113,124 | 144,784 | Form 4 |
| 16 | McVicar William K. See Remarks | 2016-03-24 20:49:26 | 135,000 0 | 135,000 | Form 4 |
| 17 | Ondrey Aaron Chief Financial Officer | 2025-07-08 16:05:11 | 128,173 0 | 128,173 | Form 4 |
| 18 | Militello John See Remarks | 2025-09-09 16:22:27 | 95,924 0 | 95,924 | Form 4 |
| 19 | Batchelder Brian See Remarks | 2018-01-16 20:03:37 | 83,803 0 | 83,803 | Form 3 |
| 20 | Garcia-Parada Carlos Chief Financial Officer | 2022-02-16 21:32:16 | 71,328 0 | 71,328 | Form 4 |
| 21 | White Mark Andrew See Remarks | 2024-11-04 16:06:07 | 69,140 0 | 69,140 | Form 4 |
| 22 | RITTER DALE Vice President, Finance | 2017-09-18 16:35:33 | 57,327 0 | 57,327 | Form 4 |
| 23 | GRANADILLO PEDRO P Director | 2025-07-18 16:05:44 | 54,734 0 | 54,734 | Form 4 |
| 24 | BARBERICH TIMOTHY J Director | 2017-06-21 16:11:18 | 45,000 0 | 45,000 | Form 4 |
| 25 | HOWES PAUL G Director | 2017-06-21 16:06:52 | 45,000 0 | 45,000 | Form 4 |
| 26 | Phillips Gary M. Director | 2017-06-21 16:06:46 | 45,000 0 | 45,000 | Form 4 |
| 27 | CARROLL J MARTIN Director | 2017-06-21 16:05:43 | 45,000 0 | 45,000 | Form 4 |
| 28 | Machado Patrick Director | 2017-06-21 16:05:34 | 45,000 0 | 45,000 | Form 4 |
| 29 | Spivey Richard N. Director | 2017-06-21 16:05:26 | 45,000 0 | 45,000 | Form 4 |
| 30 | Dolsten Mikael Director | 2025-07-18 16:05:42 | 44,220 0 | 44,220 | Form 4 |
| 31 | Bjork Elisabeth Director | 2025-08-27 20:54:13 | 40,000 0 | 40,000 | Form 4 |
| 32 | Pratumsuwan Piratip Director | 2025-07-18 16:05:46 | 30,000 0 | 30,000 | Form 4 |
| 33 | BOESS CARSTEN Director | 2025-07-18 16:05:37 | 30,000 0 | 30,000 | Form 4 |
| 34 | Malik Fady Ibraham Director | 2025-07-18 16:05:38 | 30,000 0 | 30,000 | Form 4 |
| 35 | Alam Kamran SVP - Finance & PFO | 2020-02-10 17:05:26 | 28,000 0 | 28,000 | Form 4 |
| 36 | Yalamanchi Naveen Director | 2024-06-20 16:10:27 | 23,944 0 | 23,944 | Form 4 |
| 37 | Woods Keith Director | 2024-06-20 16:10:26 | 23,944 0 | 23,944 | Form 4 |
| 38 | Peimer Isai Director | 2015-06-26 16:08:01 | 21,857 0 | 21,857 | Form 4 |
| 39 | VOGELBAUM MARTIN Director | 2015-06-26 16:07:20 | 21,857 0 | 21,857 | Form 4 |
| 40 | KARABELAS ARGERIS N Director 10% Owner | 2015-06-26 16:06:42 | 21,857 0 | 21,857 | Form 4 |
| 41 | Harel Ittai Director | 2015-06-26 16:05:20 | 21,857 0 | 21,857 | Form 4 |
| 42 | DEVON PARK BIOVENTURES LP Devon Park Associates L.P. Devon Park Associates LLC 10% Owner | 2017-01-06 17:04:01 | 0 0 | 0 | Form 13D |
| 43 | Chaudhuri Sarbani See Remarks | 2025-04-22 16:05:37 | 0 0 | 0 | Form 3 |
| 44 | RHO VENTURES IV QP LP RHO VENTURES IV GMBH & CO BETEILIGUNGS KG Rho Ventures IV Holdings LLC RHO VENTURES IV LP Rho Ventures IV-A L.P. RHO MANAGEMENT VENTURES IV LLC RHO CAPITAL PARTNERS VERWALTUNGS GMBH KAIROUZ HABIB RUCH JOSHUA LESCHLY MARK 10% Owner | 2018-02-08 12:58:14 | 0 0 | 0 | Form 13G |