List of insiders holdings for ROCKET PHARMACEUTICALS INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | RTW INVESTMENTS LP WONG RODERICK See remarks 10% Owner | 2025-09-23 16:21:23 | 47,667 19,288,457 | 19,336,124 | Form 4 |
| 2 | WONG RODERICK Director 10% Owner | 2026-07-06 20:00:01 | 154,459 18,188,457 | 18,342,916 | Form 4 |
| 3 | Devon Park Associates L.P. Devon Park Associates LLC Kantesaria Devang 10% Owner | 2015-07-16 20:46:50 | 3,253,566 0 | 3,253,566 | Form 4 |
| 4 | MedImmune Ventures Inc. 10% Owner | 2015-02-25 18:10:57 | 0 1,917,906 | 1,917,906 | Form 4 |
| 5 | Shah Gaurav CEO | 2026-08-20 17:25:38 | 1,056,594 406,238 | 1,462,832 | Form 4 |
| 6 | Pitango Venture Capital Principals Fund IV L.P. Pitango Venture Capital Fund IV L.P. Pitango V.C. Fund IV L.P. Pitango G.C. Capital Holdings Ltd. 10% Owner | 2015-02-25 20:36:53 | 0 1,292,584 | 1,292,584 | Form 4 |
| 7 | Makker Gotham Director | 2025-07-18 16:05:40 | 0 1,036,846 | 1,036,846 | Form 4 |
| 8 | Wilson Martin General Counsel | 2026-09-15 20:27:52 | 598,489 0 | 598,489 | Form 4 |
| 9 | Patel Kinnari See Remarks | 2025-05-22 16:05:43 | 441,927 131,701 | 573,628 | Form 4 |
| 10 | CARE CAPITAL II LLC CARE CAPITAL INVESTMENTS II LP Care Capital Offshore Investments II LP Care Capital III LLC Care Capital Investments III L.P. Care Capital Offshore Investments III LP 10% Owner | 2017-08-03 17:19:03 | 531,900 0 | 531,900 | Form 13D |
| 11 | Stevens Christopher James Chief Operating Officer | 2026-08-13 16:15:19 | 505,784 0 | 505,784 | Form 4 |
| 12 | Rizvi Syed Ali-aamir Chief Medical Officer | 2026-02-13 16:05:22 | 500,911 0 | 500,911 | Form 4 |
| 13 | SOUTHWELL DAVID P Director | 2026-08-05 20:45:46 | 354,522 113,124 | 467,646 | Form 4 |
| 14 | Schwartz Jonathan David See Remarks | 2025-11-20 16:05:38 | 299,064 0 | 299,064 | Form 4 |
| 15 | Baumgartner Rudolf A See Remarks | 2017-01-24 16:31:05 | 295,000 0 | 295,000 | Form 4 |
| 16 | Chaudhuri Sarbani See Remarks | 2026-08-13 16:15:10 | 262,809 0 | 262,809 | Form 4 |
| 17 | Rho Ventures IV Holdings LLC Rho Ventures IV-A L.P. 10% Owner | 2015-11-18 18:02:53 | 242,794 0 | 242,794 | Form 4 |
| 18 | Fong Peter Director | 2026-07-06 20:00:00 | 141,055 0 | 141,055 | Form 4 |
| 19 | McVicar William K. See Remarks | 2016-03-24 20:49:26 | 135,000 0 | 135,000 | Form 4 |
| 20 | Dolsten Mikael Director | 2026-07-06 19:59:59 | 131,942 0 | 131,942 | Form 4 |
| 21 | Ondrey Aaron Chief Financial Officer | 2025-07-08 16:05:11 | 128,173 0 | 128,173 | Form 4 |
| 22 | Malik Fady Ibraham Director | 2026-07-06 19:59:58 | 117,722 0 | 117,722 | Form 4 |
| 23 | BOESS CARSTEN Director | 2026-07-06 19:59:55 | 117,722 0 | 117,722 | Form 4 |
| 24 | Militello John See Remarks | 2026-05-28 16:33:19 | 116,562 0 | 116,562 | Form 4 |
| 25 | Batchelder Brian See Remarks | 2018-01-16 20:03:37 | 83,803 0 | 83,803 | Form 3 |
| 26 | Garcia-Parada Carlos Chief Financial Officer | 2022-02-16 21:32:16 | 71,328 0 | 71,328 | Form 4 |
| 27 | White Mark Andrew See Remarks | 2024-11-04 16:06:07 | 69,140 0 | 69,140 | Form 4 |
| 28 | RITTER DALE Vice President, Finance | 2017-09-18 16:35:33 | 57,327 0 | 57,327 | Form 4 |
| 29 | GRANADILLO PEDRO P Director | 2025-07-18 16:05:44 | 54,734 0 | 54,734 | Form 4 |
| 30 | Manhede Joseph Principal Accounting Officer | 2026-07-08 19:05:04 | 52,576 0 | 52,576 | Form 3 |
| 31 | Bjork Elisabeth Director | 2026-01-06 16:05:11 | 50,000 0 | 50,000 | Form 4 |
| 32 | BARBERICH TIMOTHY J Director | 2017-06-21 16:11:18 | 45,000 0 | 45,000 | Form 4 |
| 33 | Spivey Richard N. Director | 2017-06-21 16:05:26 | 45,000 0 | 45,000 | Form 4 |
| 34 | Machado Patrick Director | 2017-06-21 16:05:34 | 45,000 0 | 45,000 | Form 4 |
| 35 | CARROLL J MARTIN Director | 2017-06-21 16:05:43 | 45,000 0 | 45,000 | Form 4 |
| 36 | Phillips Gary M. Director | 2017-06-21 16:06:46 | 45,000 0 | 45,000 | Form 4 |
| 37 | HOWES PAUL G Director | 2017-06-21 16:06:52 | 45,000 0 | 45,000 | Form 4 |
| 38 | Pratumsuwan Piratip Director | 2025-07-18 16:05:46 | 30,000 0 | 30,000 | Form 4 |
| 39 | Alam Kamran SVP - Finance & PFO | 2020-02-10 17:05:26 | 28,000 0 | 28,000 | Form 4 |
| 40 | Woods Keith Director | 2024-06-20 16:10:26 | 23,944 0 | 23,944 | Form 4 |
| 41 | Yalamanchi Naveen Director | 2024-06-20 16:10:27 | 23,944 0 | 23,944 | Form 4 |
| 42 | Peimer Isai Director | 2015-06-26 16:08:01 | 21,857 0 | 21,857 | Form 4 |
| 43 | VOGELBAUM MARTIN Director | 2015-06-26 16:07:20 | 21,857 0 | 21,857 | Form 4 |
| 44 | KARABELAS ARGERIS N Director 10% Owner | 2015-06-26 16:06:42 | 21,857 0 | 21,857 | Form 4 |
| 45 | Harel Ittai Director | 2015-06-26 16:05:20 | 21,857 0 | 21,857 | Form 4 |
| 46 | DEVON PARK BIOVENTURES LP Devon Park Associates L.P. Devon Park Associates LLC 10% Owner | 2017-01-06 17:04:01 | 0 0 | 0 | Form 13D |
| 47 | RHO VENTURES IV QP LP RHO VENTURES IV GMBH & CO BETEILIGUNGS KG Rho Ventures IV Holdings LLC RHO VENTURES IV LP Rho Ventures IV-A L.P. RHO MANAGEMENT VENTURES IV LLC RHO CAPITAL PARTNERS VERWALTUNGS GMBH KAIROUZ HABIB RUCH JOSHUA LESCHLY MARK 10% Owner | 2018-02-08 12:58:14 | 0 0 | 0 | Form 13G |