ALLSPRING UTILITIES & HIGH INCOME FUND (ERH) - Insider Holders & Insider Ownership

List of insiders holdings for ALLSPRING UTILITIES & HIGH INCOME FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Lee Christopher M
Portfolio Manager
2025-09-11 15:25:147,831
0
7,831Form 5
2EVERGREEN INVESTMENT MANAGEMENT CO LLC
10% Owner
2004-04-27 15:57:220
5,000
5,000Form 3
3Ebsworth William R.
Director
2024-01-09 13:59:281,550
0
1,550Form 4
4POLISSON JAMES
Director
2024-01-04 14:42:341000
0
1000Form 4
5OBrien Timothy
Portfolio manager
2006-07-17 15:12:17600
0
600Form 4
6SHLISSEL BRIAN S
Director
2026-02-27 13:35:05400
0
400Form 4
7FREEMAN JANE A
Director
2022-08-29 13:19:27211.74
0
211.74Form 4
8HARRIS ISAIAH JR
Director
2011-04-14 11:13:44200
0
200Form 4
9Willeke Donald C
Director
2011-04-20 16:44:32200
0
200Form 4
10Penny Timothy J
Director
2011-04-18 16:09:33163
0
163Form 4
11SCOFIELD MICHAEL S
Director
2011-04-28 10:51:35100
0
100Form 4
12Larcker David F.
Director
2011-04-25 14:44:59100
0
100Form 4
13Wheelock Pamela
Director
2020-01-06 13:02:00100
0
100Form 3
14Mitchell Olivia S
Director
2011-04-21 16:39:37100
0
100Form 4/A
15Johnson Judith M
Director
2011-04-25 15:34:27100
0
100Form 4
16Gordon Peter G
Director
2011-04-01 17:06:5950
0
50Form 4
17Phillips Kasey
Treasurer
2012-09-12 15:15:360
0
0Form 5
18Ordman Joshua
Former Dividend Comm. Member
2014-10-15 14:20:490
0
0Form 5
19HARTMAN KIRK D
PRESIDENT & CIO OF SUB-ADVISOR
2013-01-07 16:53:230
0
0Form 3
20WELLS FARGO BANK N A
see remarks below
2013-02-12 12:08:160
0
0Form 4
21Ceccarelli Aldo A
Dividend Committee Member
2014-09-17 11:12:290
0
0Form 3
22Bissell Robert W
Former President, Sub Advisor
2014-10-15 14:01:140
0
0Form 5
23Chan CHRISTIAN
Former Dividend Comm. Member
2014-10-15 14:05:550
0
0Form 5
24Foy Siobhan
CCO of Sub-Adviser
2014-12-16 13:22:170
0
0Form 3
25Haast Paul J
Dividend Committee Member
2012-07-26 13:29:070
0
0Form 3
26Wiser Nancy A
Dividend Committee Member
2012-07-26 14:21:260
0
0Form 3
27MUNN W DOUGLAS
Former Director
Director
2011-09-01 08:55:400
0
0Form 5
28KOSEL CAROL
Former Director
Director
2010-10-15 13:42:380
0
0Form 5
29Utano Jaime
Former CCO, EIMC and TAG
2010-10-15 14:09:150
0
0Form 5
30WAGONER RICHARD
Former Trustee
2010-10-15 13:54:130
0
0Form 5
31McDuffie Jennifer
Former Dividend Comm. Member
2010-10-15 14:36:370
0
0Form 5
32PETTIT WILLIAM W
Former Trustee
2010-10-15 13:47:310
0
0Form 5
33Newcomb Kent A
Portfolio Manager
2019-10-17 16:28:190
0
0Form 3
34Kenney John
President
2025-01-07 13:22:030
0
0Form 3
35Smith Andrew B
Portfolio Manager
2024-04-11 16:48:210
0
0Form 3
36Barbieri Thomas Edward
Chief Compliance Officer
2025-03-18 14:15:230
0
0Form 3
37Miller Cindy J
Director
2026-01-02 13:43:330
0
0Form 3
38Grunberg Jennifer Lea
Chief Compliance Officer
2023-04-17 17:10:210
0
0Form 3
39Felsch Paul Werner
Chief Complaince Officer
2023-02-08 13:08:590
0
0Form 3
40Baker Christopher Micah
Chief Compliance Officer
2022-01-12 18:06:440
0
0Form 3
41Brotman Karin
Chief Compliance Officer
2021-12-07 13:10:440
0
0Form 3
42McKinley Kate Sandman
Chief Compliance Officer
2021-11-09 17:53:180
0
0Form 3
43Prasse Richard Matthew
Secretary
2021-10-18 21:34:500
0
0Form 3
44Schueller Michael Joseph
Portfolio Manager
2020-08-18 11:53:490
0
0Form 3
45Innis William B
Former Dividend Comm. Member
2014-10-15 14:26:340
0
0Form 5
46Spudich Jack E
Portfolio Manager
2019-10-17 16:22:120
0
0Form 3
47Mavico Daniel J.
Chief Compliance Officer
2019-04-04 12:21:500
0
0Form 3
48Roskopf Kevin T.
Share Repurchase Committee Mem
2019-02-07 18:15:580
0
0Form 3
49Tuttle Andrew R
Portfolio Mgr.
2019-01-11 14:49:330
0
0Form 3
50Rhee Michelle H.
Secretary, WFFM
2018-05-14 12:27:350
0
0Form 3
51Kymn Alexander
Chief Legal Officer
2018-04-25 14:22:340
0
0Form 3
52Owen Andrew
President
2017-01-05 16:15:280
0
0Form 3
53Whitaker Michael Howard
Chief Compliance Officer of th
2016-06-07 14:48:360
0
0Form 3
54KEITH LEROY
Director
2015-01-02 11:28:390
0
0Form 4
55Tran Jimmy T
Chief Compliance Officer
2025-03-13 12:41:170
0
0Form 3
56Hickey Susan Garrison
Chief Compliance Officer
2006-12-21 09:28:410
0
0Form 3
57Lis Frank
Former Dividend Comm Member
2008-10-01 11:24:080
0
0Form 5
58Germany David
Chief Investment Officer
2008-08-11 16:04:560
0
0Form 3
59Pzegeo Gary E
Former Portfolio Manager
2007-09-04 15:15:150
0
0Form 5
60INSLEY GLEN T
Former Dividend Comm. Member
2007-09-04 15:22:500
0
0Form 5
61Barrett Patrick S
Former Dividend Comm. Member
2007-09-04 15:18:000
0
0Form 5
62Conkey Christopher
Former Chief Invest. Officer
2007-09-04 15:05:550
0
0Form 5
63Savoie Gary
former Dividend Comm. member
2007-09-04 15:29:350
0
0Form 5
64McCarthy Brian R
Former Dividend Comm. Member
2007-09-04 15:25:360
0
0Form 5
65ANGELOS JAMES F
Former Chief Compliance Off.
2007-09-04 14:52:320
0
0Form 5
66FULTON SHIRLEY L
Director
2007-09-04 14:44:150
0
0Form 5
67Guerin Robert
Chief Compliance Officer
2007-06-18 15:11:010
0
0Form 3
68Crow Point Partners LLC
Sub-Advisor
2006-12-27 11:56:250
0
0Form 3
69SASS MARTIN D
Member
2006-12-21 10:19:300
0
0Form 3
70Riazati Abe
Former Dividend Comm. Member
2009-10-01 14:57:260
0
0Form 5
71Shenfeld Steven Alan
Member
2006-12-21 09:34:340
0
0Form 3
72Liu Bobby
General Counsel
2006-12-21 09:48:220
0
0Form 3
73DeCaprio Peter
Managing Director and *
Director
2006-12-21 09:18:330
0
0Form 3
74Francess Robert William
Chief Financial Officer
2006-12-21 09:44:130
0
0Form 3
75LAMLE HUGH R
member
2006-12-21 10:26:430
0
0Form 3
76Cryan Richard
Former Portfolio Manager
2006-09-08 10:19:570
0
0Form 5
77Paddison Sam
Former Dividend Committee*
2006-09-08 10:23:210
0
0Form 5
78Kennedy Catherine
Dividend Committee Member
2006-02-06 10:10:110
0
0Form 3
79Berardi David S
Dividend Committee Member
2006-02-03 10:49:260
0
0Form 3
80DePalma Jeremy
Dividend Committee Member
2006-02-03 15:37:340
0
0Form 3
81Thomas Michael A
Dividend Committee Member
2006-02-03 13:09:350
0
0Form 3
82MCMULLEN DONALD A
Former Director
Director
2005-10-14 10:33:490
0
0Form 5
83Early Debra Ann
Chief Compliance Officer
2010-07-19 10:51:220
0
0Form 3
84SALTON RUSSELL A III
Former Trustee
2010-10-15 13:50:580
0
0Form 5
85Burton Thomas
Former Chief Compliance Off.
2010-10-15 14:32:470
0
0Form 5
86Norris Patricia B
Former Trustee
2010-10-15 13:45:520
0
0Form 5
87RICHARDSON DAVID M
Former Director
Director
2010-10-15 13:49:150
0
0Form 5
88KOONCE MICHAEL H
Former Secretary
2010-10-15 14:03:340
0
0Form 5
89MCDONNELL GERALD M
Former Trustee
2010-10-15 13:44:210
0
0Form 5
90Tattersall Advisory Group Inc.
Former Sub-Advisor
2010-10-15 14:27:320
0
0Form 5
91GIFFORD K DUN
Former Trustee
2010-10-15 13:40:540
0
0Form 5
92CESTONE ANDREW
Former Portfolio Manager
2010-10-15 14:34:410
0
0Form 5
93AUSTIN CHARLES A III
Former Trustee
2010-10-15 13:38:060
0
0Form 5
94Calhoun Robert
Former SVP - EIMCO, Former*
2010-10-15 14:30:340
0
0Form 5
95Moss Matthew
CFO of Former Advisor
2010-10-15 14:07:150
0
0Form 5
96SHIMA RICHARD J
Former Trustee
2010-10-15 13:52:340
0
0Form 5
97Shiver Mai S
CCO of sub-advisor
2010-07-19 11:23:130
0
0Form 3
98Nordenfelt Niklas
Portfolio Manager
2010-07-16 15:19:370
0
0Form 3
99Rabusch Karla
Director &President of Advisor
2010-07-16 15:33:420
0
0Form 3
100Messman C. David
Secretary
2010-07-16 16:07:420
0
0Form 3
101Susser Philip
Portfolio Manager
2010-07-16 15:10:490
0
0Form 3
102CRAVER JAMES B
Officer of Sub-Adviser
2010-05-27 13:41:300
0
0Form 5
103Chen Conrad
Dividend Committee Member
2009-10-09 10:28:590
0
0Form 3
104GERSHEN RICHARD S
Former Director, EIMC
2009-10-01 14:45:100
0
0Form 5
105McColl Karen
Former Dividend Comm. Member
2009-10-01 14:55:310
0
0Form 5
106Couto Scott E
Former Dividend Comm Member
2009-10-01 14:51:100
0
0Form 5
107Girts Kevin
Former Chief Operating *
2009-10-01 14:48:220
0
0Form 5
108FERRO DENNIS H
Former President, Director*
2009-10-01 14:42:220
0
0Form 5