Insider Holders & Insider Ownership - MIDCAP FINL INVT CORP NT 8% NO (MFICL)

List of insiders holdings for MIDCAP FINL INVT CORP NT 8% NO:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Widra Howard
Director
2025-03-11 16:49:00298,024
101,666
399,690Form 4
2Zelter James C
Chief Executive Officer
2016-08-09 16:05:28318,166
0
318,166Form 4
3Powell Tanner
Chief Executive Officer
2024-11-12 16:42:04223,769
0
223,769Form 4
4McNulty Ted Aymond Jr.
President
2024-11-12 16:45:04177,878
15,189
193,067Form 4
5HANNAN JOHN J
Director
2023-06-14 16:13:5650,000
62,739
112,739Form 4
6Goldthorpe Edward J.
President
2015-08-11 16:35:1150,000
0
50,000Form 4
7WECHSLER BRADLEY J
Director
2008-07-02 17:02:1245,000
0
45,000Form 4
8PETEKA RICHARD
CFO and Treasurer
2011-08-08 16:01:4942,500
0
42,500Form 4
9GROSS MICHAEL S
Director
2006-03-20 09:13:4415,000
15,000
30,000Form 4
10Loeb Jeanette W
Director
2014-03-05 10:29:1624,000
6,000
30,000Form 4
11Puleo Frank C
Director
2016-08-16 15:02:4629,180
0
29,180Form 4
12Dalton Patrick J
President & COO
2010-04-28 12:54:1528,200
0
28,200Form 4
13Hunt Gregory W.
CFO & TREASURER
2015-12-18 17:12:5926,268
0
26,268Form 4
14REINFRANK RUDOLPH R
Director
2015-08-10 16:54:4225,000
0
25,000Form 4
15BAKHRU ASHOK N
Director
2009-06-09 11:43:2520,000
0
20,000Form 4
16Patrick Eileen M
EVP of Corporate Strategy
2012-02-13 21:52:3114,285
0
14,285Form 4
17FRANKLIN MARTIN E
Director
2004-04-08 17:30:3713,300
0
13,300Form 3
18TSAI GERALD JR
Director
2007-09-24 12:12:1612,500
0
12,500Form 4
19STEIN ELLIOT JR
Director
2024-07-24 16:05:0212,451
0
12,451Form 4
20Ackermann Hilary E.
Director
2016-08-22 16:22:5710,000
0
10,000Form 4
21MALONE CLAUDINE B
Director
2008-02-20 15:46:2410,000
0
10,000Form 4
22Suydam John J
Vice President
2007-08-16 17:01:2710,000
0
10,000Form 4
23Matas Barbara Ruth
Director
2020-12-15 16:13:420
7,000
7,000Form 4
24PEARLMAN EMANUEL R
Director
2025-03-12 16:05:152,800
0
2,800Form 4
25Glatt Joseph D
Secretary and VP
2010-02-08 17:44:531,057
0
1,057Form 3
26Joshi Amit
Chief Accounting Officer
2017-05-24 13:25:57700
0
700Form 3
27Michel Cindy Z
Chief Compliance Officer & VP
2010-02-08 17:43:560
636
636Form 3
28SPIELVOGEL CARL
Director
2014-06-10 16:39:590
500
500Form 4
29Swartz Gordon E
CCO & Corporate Secretary
2007-08-21 15:01:50500
0
500Form 4
30Donnelly Gene
Chief Financial Officer
2012-02-13 17:29:090
0
0Form 3
31Hester Kristin
See Remarks
2022-08-09 16:10:190
0
0Form 3
32Whonder Carmencita N.M.
Director
2023-03-10 16:05:180
0
0Form 3
33DelGiudice Ryan
Chief Compliance Officer
2023-03-23 16:05:360
0
0Form 3
34Tam Edward S
Executive Vice President
2006-12-04 16:04:500
0
0Form 3
35Daschle Thomas A
Director
2006-04-24 15:59:180
0
0Form 3
36WEINER MICHAEL D
Vice President and Secretary
2004-04-08 17:47:400
0
0Form 3
37PENN ARTHUR H
Vice President and Treasurer
2004-04-08 17:46:570
0
0Form 3