List of insiders holdings for NUVEEN FLOATING RATE INCOME FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | KNIGHTS OF COLUMBUS 10% Owner | 2020-11-20 11:47:04 | 13,909,000 0 | 13,909,000 | Form 4 |
| 2 | Saba Capital Management L.P. Weinstein Boaz 10% Owner | 2021-07-30 17:03:00 | 2,046,006 0 | 2,046,006 | Form 13G |
| 3 | Caraher Scott C. Portfolio Manager | 2025-04-10 08:57:53 | 45,440 0 | 45,440 | Form 4 |
| 4 | Thornton Matthew III Trustee | 2025-02-27 17:35:06 | 34,800 0 | 34,800 | Form 4 |
| 5 | MOSCHNER ALBIN F Trustee | 2025-02-27 17:35:09 | 34,516 0 | 34,516 | Form 4 |
| 6 | LAMB DAVID J Vice President | 2026-01-02 11:05:20 | 18,338 0 | 18,338 | Form 4 |
| 7 | SCHWERTFEGER TIMOTHY R Chairman and Trustee | 2007-08-17 11:50:37 | 18,000 0 | 18,000 | Form 4 |
| 8 | PERRY MICHAEL A Vice President | 2024-03-11 17:42:13 | 6,600 5,844 | 12,444 | Form 4 |
| 9 | NUVEEN INSTITUTIONAL ADVISORY CORP Investment Advisor | 2004-10-18 16:14:42 | 7,000 0 | 7,000 | Form 3/A |
| 10 | TOTH TERENCE J Trustee | 2025-02-27 17:35:08 | 4,464 0 | 4,464 | Form 4 |
| 11 | STEIN GUNTHER Portfolio Manager | 2005-03-03 14:45:24 | 1000 0 | 1000 | Form 4 |
| 12 | Jones Nathaniel T. Vice President and Treasurer | 2025-02-27 17:36:14 | 768 0 | 768 | Form 4 |
| 13 | Rhee Jenny Y Portfolio Manager | 2019-05-30 20:44:22 | 0 0 | 0 | Form 3 |
| 14 | Lockhart Brian J Vice President | 2019-08-16 15:37:31 | 0 0 | 0 | Form 3 |
| 15 | Wickerham E. Scott Vice President | 2019-04-18 15:34:02 | 0 0 | 0 | Form 3 |
| 16 | SCHNEIDER WILLIAM J other | 2018-11-28 17:12:21 | 0 0 | 0 | Form 4 |
| 17 | Winget Demark L Vice President | 2018-02-28 18:26:50 | 0 0 | 0 | Form 3 |
| 18 | Nuveen Fund Advisors LLC other | 2017-04-10 16:57:12 | 0 0 | 0 | Form 4 |
| 19 | Meyers William T. Vice President | 2018-02-28 18:26:43 | 0 0 | 0 | Form 3 |
| 20 | Siffermann William A Vice President | 2017-08-10 18:09:58 | 0 0 | 0 | Form 3 |
| 21 | Robert Young L Trustee | 2017-07-10 17:28:39 | 0 0 | 0 | Form 3 |
| 22 | SCHREIER THOMAS S JR Trustee | 2013-09-10 16:10:36 | 0 0 | 0 | Form 3 |
| 23 | CITIGROUP INC 10% Owner | 2017-01-10 09:51:08 | 0 0 | 0 | Form 13G |
| 24 | Rohrbacher Christopher M. Vice President | 2016-10-11 12:36:25 | 0 0 | 0 | Form 3 |
| 25 | WOLFF MARGARET L. Trustee | 2016-02-24 15:07:04 | 0 0 | 0 | Form 3 |
| 26 | EVANS JACK other | 2015-12-21 13:03:40 | 0 0 | 0 | Form 4 |
| 27 | Hlavacek Sherri A Vice President and Treasurer | 2015-08-14 17:20:10 | 0 0 | 0 | Form 3 |
| 28 | Slager Joel T. Vice President | 2013-07-25 17:23:13 | 0 0 | 0 | Form 3 |
| 29 | KENNY THOMAS J Trustee | 2024-01-10 12:49:45 | 0 0 | 0 | Form 3 |
| 30 | Castro Joseph EVP, Chief Risk & Compliance | 2026-02-23 12:00:30 | 0 0 | 0 | Form 3 |
| 31 | Page Robert Tanner VP and Treasurer | 2025-11-03 17:33:22 | 0 0 | 0 | Form 3 |
| 32 | Mechlin Coale Portfolio Manager | 2025-01-02 10:47:17 | 0 0 | 0 | Form 3 |
| 33 | Cardella Marc VP and Controller | 2024-12-03 09:20:40 | 0 0 | 0 | Form 3 |
| 34 | Ramsay Mary Beth Vice President | 2024-03-11 11:41:47 | 0 0 | 0 | Form 3 |
| 35 | Nelson James N III Vice President | 2024-03-08 11:50:52 | 0 0 | 0 | Form 3 |
| 36 | Forrester Michael A consultant | 2024-01-11 18:06:03 | 0 0 | 0 | Form 3 |
| 37 | STARR LOREN M Trustee | 2024-01-10 12:53:53 | 0 0 | 0 | Form 3 |
| 38 | Longerstaey Jacques M Vice President | 2019-08-16 15:37:35 | 0 0 | 0 | Form 3 |
| 39 | Boateng Joseph A consultant | 2024-01-10 12:45:40 | 0 0 | 0 | Form 3 |
| 40 | Black Brett Chief Compliance Officer | 2022-06-07 07:54:39 | 0 0 | 0 | Form 3 |
| 41 | McCann John M. Vice President | 2022-04-21 16:01:34 | 0 0 | 0 | Form 3 |
| 42 | Medero Joanne Trustee | 2021-07-08 11:12:59 | 0 0 | 0 | Form 3 |
| 43 | Lancellotta Amy B.R. Trustee | 2021-07-08 11:10:46 | 0 0 | 0 | Form 3 |
| 44 | Morgan Deann Vice President | 2020-03-06 17:31:23 | 0 0 | 0 | Form 3 |
| 45 | Meissner Jon Scott Vice President | 2019-10-17 17:13:35 | 0 0 | 0 | Form 3 |
| 46 | HUNTER WILLIAM CURT Trustee Director | 2004-03-25 11:25:22 | 0 0 | 0 | Form 3 |
| 47 | WELLINGTON SHELIA W Trustee | 2004-03-25 11:55:25 | 0 0 | 0 | Form 3 |
| 48 | STOCKDALE JUDITH M Trustee | 2004-03-25 11:53:26 | 0 0 | 0 | Form 3 |
| 49 | SAWERS PETER R Trustee | 2004-03-25 11:50:13 | 0 0 | 0 | Form 3 |
| 50 | NEILD EDWARD F IV Vice President | 2004-03-25 11:43:33 | 0 0 | 0 | Form 3 |
| 51 | MASON LENNY Portfolio Manager | 2004-03-25 11:38:31 | 0 0 | 0 | Form 3 |
| 52 | MARTIN LARRY W VP and Asst Secretary | 2004-03-25 11:30:38 | 0 0 | 0 | Form 3 |
| 53 | LEAFSTRAND THOMAS E Trustee | 2004-03-25 11:29:52 | 0 0 | 0 | Form 3 |
| 54 | LAZAR TINA M Vice President | 2004-03-25 11:29:17 | 0 0 | 0 | Form 3 |
| 55 | KISSICK WILLIAM L Trustee | 2004-03-25 11:28:08 | 0 0 | 0 | Form 3 |
| 56 | IMPELLIZZERI ANNE E Trustee | 2004-03-25 11:26:48 | 0 0 | 0 | Form 3 |
| 57 | ZIMMERMAN GIFFORD R Chief Administrative Officer | 2004-03-25 11:56:07 | 0 0 | 0 | Form 3 |
| 58 | FOY STEPHEN D VP and Controller | 2004-03-25 11:24:35 | 0 0 | 0 | Form 3 |
| 59 | FITZGERALD WILLIAM M VP and Portfolio Manager | 2004-03-25 11:23:45 | 0 0 | 0 | Form 3 |
| 60 | FERJUSON LORNA C Vice President | 2004-03-25 11:23:02 | 0 0 | 0 | Form 3 |
| 61 | DROEGER JESSICA R VP and Secretary | 2004-03-25 11:21:29 | 0 0 | 0 | Form 3 |
| 62 | DESANTO SUSAN M Vice President | 2004-03-25 11:20:41 | 0 0 | 0 | Form 3 |
| 63 | DARRIGO PETER H VP and Treasurer | 2004-03-25 11:19:56 | 0 0 | 0 | Form 3 |
| 64 | BROWN LAWRENCE H Trustee | 2004-03-25 11:19:24 | 0 0 | 0 | Form 3 |
| 65 | BREMNER ROBERT P Trustee | 2004-03-25 11:18:43 | 0 0 | 0 | Form 3 |
| 66 | BENNETT WILLIAM E Trustee | 2004-03-25 11:17:41 | 0 0 | 0 | Form 3 |
| 67 | AMBOIAN JOHN P CEO of Investment Adviser | 2007-08-08 15:36:26 | 0 0 | 0 | Form 3 |
| 68 | ATKINSON MICHAEL T VP and Asst Secretary | 2004-03-25 11:16:42 | 0 0 | 0 | Form 3 |
| 69 | STRINGER VIRGINIA Trustee | 2011-01-12 10:27:18 | 0 0 | 0 | Form 3 |
| 70 | Prudhomme Kathleen L Vice President | 2011-01-12 10:27:14 | 0 0 | 0 | Form 3 |
| 71 | McCarthy Michelle Ann Vice President | 2010-08-05 16:25:39 | 0 0 | 0 | Form 3 |
| 72 | Grace Scott S Vice President & Treasurer | 2009-11-27 13:09:05 | 0 0 | 0 | Form 3 |
| 73 | Ruane James Vice President | 2009-04-01 12:24:51 | 0 0 | 0 | Form 3/A |
| 74 | Mino Gregory T. Vice President | 2009-03-27 19:40:11 | 0 0 | 0 | Form 3 |
| 75 | Cook Margo L. Vice President | 2009-03-27 19:40:09 | 0 0 | 0 | Form 3 |
| 76 | Arriaga Nizida Vice President | 2009-03-27 19:40:05 | 0 0 | 0 | Form 3 |
| 77 | Nelson John Kevin Trustee | 2013-09-10 16:10:35 | 0 0 | 0 | Form 3 |
| 78 | Antosiewicz Cedric H Vice President | 2007-06-08 12:22:03 | 0 0 | 0 | Form 3 |
| 79 | ADAMS WILLIAM IV Vice President | 2007-06-08 12:22:00 | 0 0 | 0 | Form 3 |
| 80 | McCarthy Kevin J Vice President | 2007-03-07 16:23:13 | 0 0 | 0 | Form 3 |
| 81 | Stone Carole E Director | 2007-01-08 13:37:09 | 0 0 | 0 | Form 3 |
| 82 | Kelly Walter M Assistant Vice President | 2006-09-28 12:14:25 | 0 0 | 0 | Form 3 |
| 83 | Sunshine Eugene S Trustee | 2005-02-28 15:21:59 | 0 0 | 0 | Form 3 |
| 84 | KUNDERT DAVID J Trustee | 2005-02-28 15:21:58 | 0 0 | 0 | Form 3 |
| 85 | Antonatos Julia L Vice President | 2004-11-22 10:28:45 | 0 0 | 0 | Form 3 |
| 86 | Grassi James D Chief Compliance Officer | 2004-08-24 15:55:03 | 0 0 | 0 | Form 3 |