Insider Holders & Insider Ownership - Ocera Therapeutics Inc. (OCRX)

List of insiders holdings for Ocera Therapeutics Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
14159 capital (GP) LLC
BAKER JULIAN
BAKER FELIX
10% Owner		2012-03-14 20:20:093,829,730
0		3,829,730Form 13G
Baker Biotech Capital (GP) LLC
BAKER JULIAN
BAKER FELIX
10% Owner		2012-03-14 20:20:093,829,730
0		3,829,730Form 13G
Baker Brothers Life Sciences Capital (GP) LLC
BAKER FELIX
BAKER JULIAN
10% Owner		2012-03-14 20:20:093,829,730
0		3,829,730Form 13G
H.I.G. Ventures - Tranzyme LLC
HIG GP II INC
MNAYMNEH SAMI
TAMER ANTHONY
Davidson Aaron
10% Owner		2012-02-14 17:46:363,002,291
0		3,002,291Form 13G
Thomas McNerney & Partners II L.P.
TMP Nominee II LLC
TMP Associates II LP
AGUIAR ERIC
10% Owner		2013-07-24 18:36:40687,176
1,812,825		2,500,001Form 3
BDC CAPITAL INC.
10% Owner		2012-02-14 16:22:452,238,825
0		2,238,825Form 13G
SCHOEMAKER KATHLEEN K
10% Owner		2013-07-31 17:26:470
1,920,730		1,920,730Form 4/A
Capital regional et cooperatif Desjardins
Desjardins-Innovatech S.E.C.
10% Owner		2012-02-14 16:57:161,262,022
0		1,262,022Form 13G
SOFINNOVA VENTURE PARTNERS VI L P
Sofinnova Venture Partners VI GmbH & Co. KG
Sofinnova Venture Affiliates VI LP
Sofinnova Management VI L.L.C.
Buatois Eric
Azan Alain
HEALY JAMES
10% Owner		2014-03-25 21:10:25872,688
0		872,688Form 13D
THOMAS MCNERNEY & PARTNERS LP
TMP Nominee LLC
TMP ASSOCIATES LP
Thomas McNerney & Partners LLC
THOMAS JAMES E
McNerney Pete
Zisson Alex
Shah Pratik
AGUIAR ERIC
10% Owner		2017-02-10 15:43:32429,855
0		429,855Form 13D
ROUSSEAU FRANCK
Chief Medical & DEV Officer		2013-12-23 16:32:50226,000
0		226,000Form 4
HILLEMAN JERYL L
CFO and Secretary		2013-12-23 16:32:20200,000
0		200,000Form 4
Kosutic Gordana
VP, Clinical and Regulatory		2011-04-21 18:19:0796,192
0		96,192Form 4
Thomas Helmut
Senior VP, R&D		2012-08-09 18:20:0090,000
0		90,000Form 4
Stanley Rhonda L.
Controller		2013-01-14 10:22:2175,000
0		75,000Form 3
McGowan Dana S.
CFO and Secretary		2013-07-16 21:24:1667,921
0		67,921Form 4
Garg Vipin K
President & CEO		2012-08-09 18:14:4450,000
0		50,000Form 4
Moore David
VP, Commercial Operations		2012-04-23 16:01:4250,000
0		50,000Form 4
Shah Nimesh
10% Owner		2015-12-18 14:46:340
47,963		47,963Form 3
Eisenstadt Richard I
VP, Finance & CFO		2012-08-09 18:19:1440,000
0		40,000Form 4
Davidson Aaron
Director		2012-08-09 18:18:1531,835
0		31,835Form 4
ABERCROMBIE GEORGE B
Director		2012-08-09 18:11:3131,835
0		31,835Form 4
Gavin Brenda D
Director		2011-04-21 18:20:1625,000
0		25,000Form 4
JOHNSON JOHN
Director		2012-08-09 18:13:0221,044
0		21,044Form 4
Aggarwal Gaurav
Chief Business Officer		2016-01-19 08:14:0620,000
0		20,000Form 4
Shah Pratik
Director		2013-12-23 16:36:3520,000
0		20,000Form 4
Ekman Lars
Director		2014-06-13 16:15:2810000
0		10000Form 4
Castaigne Jean-Paul
Director		2014-06-13 16:16:1310000
0		10000Form 4
Patni Rajiv
Chief Development Officer		2015-05-07 17:19:165050
0		5050Form 4
TETLOW SHARON
Acting CFO & Treasurer		2014-07-15 16:05:403000
0		3000Form 4
DOMAIN ASSOCIATES
BLAIR JAMES C
DOVEY BRIAN H
TREU JESSE I
VITULLO NICOLE
Halak Brian K
Kamdar Kim P.
10% Owner		2017-12-13 16:58:460
0		0Form 4
DP VI Associates L.P.
BLAIR JAMES C
DOVEY BRIAN H
TREU JESSE I
VITULLO NICOLE
10% Owner		2017-12-13 16:52:560
0		0Form 4
Domain Partners VI L.P.
BLAIR JAMES C
DOVEY BRIAN H
TREU JESSE I
VITULLO NICOLE
10% Owner		2017-12-13 16:42:310
0		0Form 4
DP VIII Associates L.P.
BLAIR JAMES C
DOVEY BRIAN H
TREU JESSE I
VITULLO NICOLE
Halak Brian K
10% Owner		2017-12-13 16:38:430
0		0Form 4
Domain Partners VIII L.P.
BLAIR JAMES C
DOVEY BRIAN H
TREU JESSE I
VITULLO NICOLE
Halak Brian K
10% Owner		2017-12-14 12:07:180
0		0Form 13D
Grais Linda S
President and CEO		2017-12-11 15:25:380
0		0Form 4
Kjellson Nina S
Director		2017-12-11 15:25:310
0		0Form 4
Bukofzer Stan
Chief Medical Officer		2017-12-11 15:24:490
0		0Form 4
James Steven P
Director		2017-12-11 15:24:030
0		0Form 4
Byrnes Michael
CFO and Treasurer		2017-12-11 15:23:230
0		0Form 4
Dere Willard H
Director		2017-12-11 15:19:540
0		0Form 4
VANLENT ANNE
Director		2017-12-11 15:19:480
0		0Form 4
WEBER ECKARD
Director		2017-12-11 15:19:210
0		0Form 4
WIERENGA WENDALL
Director		2017-12-11 15:18:530
0		0Form 4
THOMAS MCNERNEY & PARTNERS LP
TMP ASSOCIATES LP
TMP Nominee LLC
Thomas McNerney & Partners LLC
Thomas McNerney & Partners II L.P.
TMP Associates II LP
TMP Nominee II LLC
Thomas McNerney & Partners II LLC
THOMAS JAMES E
10% Owner		2017-02-10 17:20:110
0		0Form 4
POWELL MICHAEL
Director		2017-02-10 16:09:470
0		0Form 5
QUAKER BIO VENTURES LP
QUAKER BIOVENTURES CAPITAL LP
Gavin Brenda D
10% Owner		2013-02-14 09:31:060
0		0Form 13G