Insider Holders & Insider Ownership - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC (FLC)

List of insiders holdings for FLAHERTY & CRUMRINE TOTAL RETURN FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2021-02-08 17:12:39490,127
0
490,127Form 13G
ETTINGER ROBERT M
Affiliated Person of Adviser
2016-02-19 17:57:3944,894
0
44,894Form 5
CRUMRINE DONALD F
Affiliated Person of Adviser
2016-02-19 14:42:1710,951
0
10,951Form 5
WULF ROBERT F
Director
2016-03-18 13:33:260
7281
7281Form 4
FLAHERTY & GRUMRINE INC
Investment Adviser
2003-08-26 10:18:354198
0
4198Form 3
GALE DAVID
Director
2008-12-31 16:00:393000
0
3000Form 4
STONE BRADFORD S
CFO, Vice President, Treasurer
2016-02-18 13:34:562500
0
2500Form 5
CHADWICK ROBERT E
CEO and President
2016-02-16 16:42:102452.09
0
2452.09Form 5
BRODY MARTIN
Director
2003-12-18 15:08:542000
0
2000Form 4
STIMES PETER C
VP, Chief Compliance Officer
2005-04-04 14:49:471500
0
1500Form 4
Ryan Christopher Douglas
Vice President
2005-04-29 14:47:551350
0
1350Form 3
GUST MORGAN
Director
2004-01-14 16:55:191000
0
1000Form 4
Hogan Karen Hanovice
Director
2013-08-06 16:39:10500
0
500Form 4
Conwell Chad
CCO, Vice President, Secretary
2016-02-17 13:36:03500
0
500Form 5
MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:15:30203
0
203Form 13G
MORGAN STANLEY
10% Owner
2010-07-12 16:28:540
0
0Form 13G
Flaherty Robert T.
Affiliated person Inv. Adviser
2016-01-19 15:05:250
0
0Form 3
Lodolo Laurie C
Asst CCO, Asst Treas, Asst Sec
2004-08-02 17:03:200
0
0Form 3
DALMASO NICHOLAS
Director
2024-01-29 13:41:360
0
0Form 3