PIMCO INCOME STRATEGY FUND (PFL) - Insider Holders & Insider Ownership

List of insiders holdings for PIMCO INCOME STRATEGY FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1GROSS WILLIAM H
See Remarks
2013-07-26 16:13:40690,558
83,555
774,113Form 4
2Vandecruze Grace
Director
2023-12-13 18:32:180
12,345
12,345Form 4
3BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
MERRILL LYNCH INTERNATIONAL
10% Owner
2023-10-04 14:23:079,633
0
9,633Form 13G
4BANK OF AMERICA CORP
BANK OF AMERICA NA
Former 10% Owner
2023-10-04 14:23:079,633
0
9,633Form 13G
5GALLAGHER BRADFORD K
Director
2015-01-28 19:06:184,300
0
4,300Form 4
6Rappaport Alan
Director
2010-09-21 13:13:251,500
0
1,500Form 4
7MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:04:471,103
0
1,103Form 13G
8UBS AG
10% Owner
2011-01-14 06:08:26355
0
355Form 13G
9UBS Group AG
10% Owner
2024-04-18 13:27:200
355
355Form 4
10SHENOY SHWETHA P
Assistant Treasurer
2019-06-06 18:28:300
0
0Form 3
11Cogan Sarah E
Director
2019-01-02 17:08:340
0
0Form 3
12TODD BRADLEY ALLEN
Treasurer
2019-06-06 20:17:040
0
0Form 3
13EVANS BRANDON THOMAS
Assistant Treasurer
2019-06-06 17:24:490
0
0Form 3
14Pittluck Brian Joel
Vice President
2020-01-09 17:53:040
0
0Form 3
15Zhang Hao Jessica
Assistant Treasurer
2020-01-09 19:10:480
0
0Form 3
16Byer Jeffrey Alan
Vice President
2020-01-09 16:02:090
0
0Form 3
17TOURNIER EVE ANNE CELINE
SEE REMARKS
2020-03-27 18:52:030
0
0Form 3
18SEIDNER MARC P
SEE REMARKS
2020-03-27 20:05:140
0
0Form 3
19Schneider Jerome M
SEE REMARKS
2020-03-27 20:45:360
0
0Form 3
20MOGELOF ERIC J
SEE REMARKS
2020-03-27 21:13:240
0
0Form 3
21Whitten Candice Stack
SEE REMARKS
2020-03-27 17:31:340
0
0Form 3
22Kittredge Joseph Baker Jr
Director
2020-05-20 17:50:360
0
0Form 3
23Hall Gregory Weston
SEE REMARKS
2020-09-24 17:53:570
0
0Form 3
24Brigliadori Geraldine Edith
SEE REMARKS
2021-01-29 20:16:520
0
0Form 3
25Duggan Elizabeth A
Vice President
2021-03-26 18:10:270
0
0Form 3
26Zakir Nadia
SEE REMARKS
2021-06-03 20:51:230
0
0Form 3
27Roman Emmanuel
SEE REMARKS
2016-11-02 17:20:240
0
0Form 3
28MITTAL MOHIT
SEE REMARKS
2014-10-06 15:37:190
0
0Form 3
29Brigade Leveraged Capital Structures Fund Ltd.
10% Owner
2014-11-12 10:34:500
0
0Form 4
30MARIAPPA SUDI
SEE REMARKS
2015-01-08 17:07:350
0
0Form 3
31Otterbein Thomas J
See Remarks
2015-01-08 17:46:260
0
0Form 3
32AVDEYCHIK VADIM
Assistant Secretary
2015-06-12 16:55:430
0
0Form 3
33NAGLER JASON JORDAN
Assistant Treasurer
2015-06-12 17:28:390
0
0Form 3
34KORINKE KIMBERLEY G
SEE REMARKS
2016-01-13 17:02:200
0
0Form 3
35BRIDWELL JENNIFER S
SEE REMARKS
2016-01-22 17:28:080
0
0Form 3
36MATHER SCOTT A
SEE REMARKS
2016-01-22 18:00:520
0
0Form 3
37MORIN CHRISTOPHER M
Assistant Treasurer
2016-10-04 17:27:470
0
0Form 3
38STAHL CATHLEEN RUTH
SEE REMARKS
2019-01-02 20:01:100
0
0Form 3
39HYMAN DANIEL H
SEE REMARKS
2017-01-10 16:41:110
0
0Form 3
40STRACKE THIBAULT CHRISTIAN
SEE REMARKS
2017-01-11 17:09:060
0
0Form 3
41PARIKH BIJAL Y
Vice President
2017-03-29 16:47:430
0
0Form 3
42DEAN MILLER COLLEEN
Assistant Treasurer
2017-03-29 14:05:190
0
0Form 3
43KIT WU KWAN
Assistant Secretary
2017-03-29 14:54:270
0
0Form 3
44Melman Laura S
Assistant Treasurer
2017-03-29 15:40:190
0
0Form 3
45FELS JOACHIM WALTER
See Remarks
2018-01-04 18:36:500
0
0Form 3
46AUDAIN-PRESSLEY KEISHA L
Chief Compliance Officer
2018-01-31 16:28:230
0
0Form 3
47Werber Keith Adam
VICE PRESIDENT
2022-06-16 14:39:020
0
0Form 3
48FISHER DAVID NICHOLS III
Director
2019-01-02 18:35:410
0
0Form 3
49Ferguson Benjamin
SEE REMARKS
2025-01-31 18:32:590
0
0Form 3
50Stern Jason Ross
Assistant Treasurer
2024-01-17 17:38:110
0
0Form 3
51Vu Quynh-Chi Hoang
Assistant Treasurer
2024-01-17 18:04:540
0
0Form 3
52SHARENOW GREG ELLIOT
SEE REMARKS
2024-02-05 18:07:190
0
0Form 3
53Kersman Alejandro Eduardo
SEE REMARKS
2024-02-05 18:38:290
0
0Form 3
54Yang Jing
SEE REMARKS
2024-02-05 19:09:000
0
0Form 3
55Ellis Michele Noel
VICE PRESIDENT
2024-08-21 18:45:150
0
0Form 3
56Dinan Jaime Catherine
ASSISTANT SECRETARY
2024-08-21 19:25:000
0
0Form 3
57Bekkers Timothy Albert-Michel-Alain
Assistant Secretary
2024-08-21 20:49:350
0
0Form 3
58FLATTUM DAVID C
Director
2024-12-10 16:18:400
0
0Form 3
59Kraus Kristofer
See Remarks
2025-01-31 16:42:180
0
0Form 3
60Wildermuth Paul Thomas
Vice President
2024-01-17 17:16:440
0
0Form 3
61Bui Sonia E
Assistant Secretary
2025-04-03 17:09:250
0
0Form 3
62Michel Mark D.
Director
2025-09-25 20:30:170
0
0Form 3
63Morris Sonya
Director
2025-09-25 20:37:440
0
0Form 3
64Mandinach Jason William
See Remarks
2026-01-30 21:45:540
0
0Form 3
65Chang Stephen Koon Bong
See Remarks
2026-02-02 20:17:550
0
0Form 3
66Vitale Paul
ASSISTANT TREASURER
2026-07-08 18:47:200
0
0Form 3
67JOHNSON ERIC DAVID
PRESIDENT
2026-07-08 19:16:060
0
0Form 3
68Shin Myung
ASSISTANT SECRETARY
2026-07-08 19:40:350
0
0Form 3
69Davenport Russel
ASSISTANT TREASURER
2026-07-08 20:02:010
0
0Form 3
70Willard Morgan
ASSISTANT SECRETARY
2026-07-08 20:41:370
0
0Form 3
71Golota Maria Marchenko
ASSISTANT TREASURER
2023-03-24 14:19:110
0
0Form 3
72Meggers Julie Ann
SEE REMARKS
2022-02-07 17:55:540
0
0Form 3
73GALIPEAU WILLIAM GLEN
See Remarks
2014-09-08 13:42:540
0
0Form 3
74McCartney Kathleen Ann
Director
2022-07-01 15:37:080
0
0Form 3
75Burrill Douglas Benjamin
Vice President
2022-08-25 18:47:230
0
0Form 3
76Lee Kenneth W.
Vice President
2022-09-01 17:48:090
0
0Form 3
77Steiner Jason Robert
SEE REMARKS
2023-02-03 13:10:040
0
0Form 3
78Pier Sonali Shah
SEE REMARKS
2023-02-03 14:15:590
0
0Form 3
79Ananthanarayanan Vishalakshi Mangala
SEE REMARKS
2023-02-03 15:29:170
0
0Form 3
80WANG QI
SEE REMARKS
2023-02-03 16:50:060
0
0Form 3
81Duran Jason Raul
VICE PRESIDENT
2023-03-24 13:19:510
0
0Form 3
82Jelic Mark Allen
Vice President
2021-09-30 17:34:030
0
0Form 3
83Mason Gregory John
VICE PRESIDENT
2023-03-24 15:20:430
0
0Form 3
84Cantrill Elizabeth Davis
Director
2023-05-03 17:00:580
0
0Form 3
85Bui Giang Huong
SEE REMARKS
2023-10-04 17:51:190
0
0Form 3
86Suh Sung-Hee
SEE REMARKS
2024-01-04 17:58:100
0
0Form 3
87Chan Carol Kar-lon
Vice President
2024-01-17 13:57:090
0
0Form 3
88Creighton Alyssa Michele
Vice President
2024-01-17 14:30:450
0
0Form 3
89Goodman Matthew Louis
Assistant Treasurer
2024-01-17 15:10:060
0
0Form 3
90McLaughlin Colleen Patrice
Vice President
2024-01-17 15:41:320
0
0Form 3
91Narain Shivanand
Vice President
2024-01-17 16:21:430
0
0Form 3
92Pacetti Laine Elizabeth
Assistant Treasurer
2024-01-17 16:46:310
0
0Form 3
93MEWBOURNE CURTIS A
EXECUTIVE COMMITTEE MEMBER
2009-01-09 18:44:060
0
0Form 3
94ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity
2007-05-29 14:07:260
0
0Form 4
95SULLIVAN R PETER III
Director
2007-09-12 14:17:240
0
0Form 3
96El-Erian Mohamed
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:18:440
0
0Form 3/A
97POWERS WILLIAM C
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:26:110
0
0Form 3
98LUDWIG STEVEN
SVP & CCO
2008-12-31 06:39:060
0
0Form 3
99WEIL RICHARD M
Executive Committee Member
2008-12-31 07:03:190
0
0Form 3/A
100Whisten Scott
Assistant Treasurer
2008-12-31 11:17:080
0
0Form 3
101COCHRAN RICHARD J
Assistant Treasurer
2008-12-31 11:20:450
0
0Form 3
102Claussen Barbara R
AFFILIATED PERSON
2008-12-31 12:06:530
0
0Form 3
103CONSEIL CYRILLE R
PORTFOLIO MANAGER
2008-12-31 06:00:470
0
0Form 3
104Schmider Ernest L
Jacobs Lew W IV
Affiliated Person
2007-01-10 10:15:200
0
0Form 3
105Healey William V
Assistant Secretary
2009-01-20 18:42:560
0
0Form 3/A
106KERTESS HANS W
Director
2009-01-20 18:55:010
0
0Form 3/A
107ALTADONNA LAWRENCE G
Treasurer
2009-01-20 17:33:490
0
0Form 3/A
108Pisano Albert A
Affiliated Person
2009-01-20 17:36:550
0
0Form 3/A
109WHITTINGTON MARNA C
Affiliated Person
2009-01-20 17:46:160
0
0Form 3/A
110MOORE E BLAKE JR
Affiliated Person
2009-01-20 17:52:230
0
0Form 3/A
111Kirk Richard H
Assistant Secretary
2009-01-20 18:00:490
0
0Form 3/A
112Chapman Kathleen A
Assistant Secretary
2009-01-20 18:18:110
0
0Form 3/A
113CONNOR ROBERT E
Director
2009-01-20 18:30:110
0
0Form 3/A
114Ogden William B IV
Director
2009-01-20 18:36:260
0
0Form 3/A
115PIMCO ADVISORS FUND MANAGEMENT LLC
Investment Manager
2003-08-21 12:48:000
0
0Form 3
116BELICA PAUL
Director
2003-08-21 10:38:380
0
0Form 3
117DALESSANDRO JOHN J II
Director
2003-08-21 10:41:550
0
0Form 3
118TREADWAY STEPHEN J
Chairman
2003-08-21 11:14:300
0
0Form 3
119SCHOTT NEWTON B JR
Vice President/Secretary
2003-08-21 11:19:460
0
0Form 3
120SHLISSEL BRIAN S
President and CEO
2003-08-21 11:21:520
0
0Form 3
121POLI FRANCIS C
Executive Committee
2003-08-21 11:36:440
0
0Form 3
122HINMAN DAVID C
Portfolio Manager
2003-08-21 12:14:080
0
0Form 3
123KENNEDY RAYMOND G
Vice President/Portfolio Mgr
2003-08-21 12:29:360
0
0Form 3
124BANNO DENISE C
Investment Adviser
2003-08-21 12:33:320
0
0Form 3
125PHANSALKAR MOHAN V
Investment Adviser
2003-08-21 12:36:380
0
0Form 3
126MANEY JOHN C
Affiliated Person
2009-01-21 19:43:490
0
0Form 3/A
127PACIFIC INVESTMENT MANAGEMENT CO LLC
Investment Adviser
2003-08-21 12:51:290
0
0Form 3
128HARRIS BRENT R
Executive Committee
2003-08-21 14:16:500
0
0Form 3
129HOLDEN BRENT L
Executive Committee
2003-08-21 15:47:410
0
0Form 3
130THOMPSON WILLIAM S
Executive Committee
2003-08-21 15:58:300
0
0Form 3
131PATULA JENNIFER
Assistant Secretary
2004-03-01 16:01:210
0
0Form 3
132Fuccillo Thomas J
Secretary
2005-03-03 10:06:530
0
0Form 3
133Harter Thomas L
Investment Manager
2005-03-10 15:17:070
0
0Form 3
134HAMALAINEN PASI
Executive Committee
2006-01-03 11:39:030
0
0Form 3
135Hoover E Clifton Jr
Affiliated Person
2006-11-27 15:37:590
0
0Form 4
136Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary
2006-12-20 14:55:390
0
0Form 3
137Miller Alan Bruce
Director
2014-08-01 16:17:280
0
0Form 3
138Sluyters Julian
Affiliated Person
2012-11-20 14:23:410
0
0Form 3
139SHORT JONATHAN D
See Remarks
2013-01-18 20:53:180
0
0Form 3
140Frank Udo
Affiliated Person
2013-07-12 16:34:300
0
0Form 3
141Jacobs Lew W IV
SEE REMARKS
2014-01-30 18:58:280
0
0Form 3
142Jobson David
Affiliated Person
2014-02-20 15:31:240
0
0Form 3
143BENZ WILLIAM ROBERT II
SEE REMARKS
2014-03-28 18:21:460
0
0Form 3
144WORAH MIHIR P
SEE REMARKS
2014-03-28 19:05:140
0
0Form 3
145Guia Youse
See Remarks
2014-04-23 16:36:570
0
0Form 3
146Bengtson-Olivieri Erin
Affiliated Person
2014-05-02 14:30:590
0
0Form 3
147Barling James
Affiliated Person
2014-06-26 11:51:020
0
0Form 3
148JACOBSON JAMES A
Director
2012-09-19 15:46:290
0
0Form 3
149Murray Marti P
Director
2014-08-01 16:19:420
0
0Form 3
150Anctil Stacie
ASSISTANT TREASURER
2014-09-08 11:53:320
0
0Form 3
151Walker Trent
Assistant Treasurer
2014-09-08 12:07:240
0
0Form 3
152BROWN ERIK C
Vice President
2014-09-08 12:31:200
0
0Form 3
153STRELOW PETER G
See Remarks
2014-09-08 12:49:410
0
0Form 3
154DAWSON CRAIG A
Director
2014-09-08 13:08:470
0
0Form 3
155Ratner Joshua
See Remarks
2014-09-08 13:29:020
0
0Form 3
156ROSIAK JASON R
Portfolio Manager
2003-08-21 09:45:050
0
0Form 3
157LESHAW RYAN G
Assistant Secretary
2014-09-08 14:06:540
0
0Form 3
158BALLS ANDREW
SEE REMARKS
2014-10-06 14:58:570
0
0Form 3
159Gaffney Brian J.
Affiliated Person
2011-03-10 12:35:430
0
0Form 3
160KOEPFGEN BRUCE L
AFFILIATED PERSON
2009-01-21 19:49:050
0
0Form 3/A
161TAYLOR DIANA L
Director
2009-01-23 10:56:210
0
0Form 3/A
162Durham Jennifer E
SVP & CCO
2009-02-23 15:46:300
0
0Form 3
163IVASCYN DANIEL J
Executive Committee Member
2010-01-04 13:57:050
0
0Form 3
164Hodge Douglas M
Executive Committee Member
2010-01-25 20:09:280
0
0Form 3
165CUPPS WENDY
Executive Committee Member
2011-01-04 17:02:240
0
0Form 3
166MILLER JOHN MARK
Executive Committee Member
2011-01-04 17:25:240
0
0Form 3
167ARNOLD TAMARA J
SEE REMARKS
2011-01-14 15:03:410
0
0Form 3
168Dzemaili Orhan
Assistant Treasurer
2011-01-20 09:36:420
0
0Form 3
169ZOULLAS DEBORAH A
Director
2011-03-10 09:51:170
0
0Form 3
170MURATA ALFRED T
SEE REMARKS
2014-10-06 15:26:060
0
0Form 3
171Migliori Scott
Affiliated Person
2011-03-10 14:09:450
0
0Form 3
172Sexauer Stephen
Affiliated Person
2011-03-10 14:51:080
0
0Form 3
173Marino Gerard
Affiliated Person
2011-03-10 15:36:330
0
0Form 3
174VALEIRAS HORACIO
Affiliated Person
2011-03-10 16:27:040
0
0Form 3
175Oliver Thomas W JR
Affiliated Person
2011-11-14 10:06:030
0
0Form 3
176RODOSKY STEPHEN A
SEE REMARKS
2012-02-09 14:07:020
0
0Form 3
177Carroll John
Affiliated Person
2012-02-29 16:17:120
0
0Form 3
178Townsend Christopher
Affiliated Person
2012-02-29 13:12:370
0
0Form 3
179GOLDMAN NEAL P
Director
2012-08-07 10:11:160
0
0Form 3