PIMCO INCOME STRATEGY FUND (PFL) - Insider Holders & Insider Ownership

List of insiders holdings for PIMCO INCOME STRATEGY FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1GROSS WILLIAM H
See Remarks
2013-07-26 16:13:40690,558
83,555
774,113Form 4
2Vandecruze Grace
Director
2023-12-13 18:32:180
12,345
12,345Form 4
3BANK OF AMERICA CORP
BANK OF AMERICA NA
Former 10% Owner
2023-10-04 14:23:079,633
0
9,633Form 13G
4BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
MERRILL LYNCH INTERNATIONAL
10% Owner
2023-10-04 14:23:079,633
0
9,633Form 13G
5GALLAGHER BRADFORD K
Director
2015-01-28 19:06:184,300
0
4,300Form 4
6Rappaport Alan
Director
2010-09-21 13:13:251,500
0
1,500Form 4
7MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:04:471,103
0
1,103Form 13G
8UBS AG
10% Owner
2011-01-14 06:08:26355
0
355Form 13G
9UBS Group AG
10% Owner
2024-04-18 13:27:200
355
355Form 4
10Zhang Hao Jessica
Assistant Treasurer
2020-01-09 19:10:480
0
0Form 3
11AUDAIN-PRESSLEY KEISHA L
Chief Compliance Officer
2018-01-31 16:28:230
0
0Form 3
12Cogan Sarah E
Director
2019-01-02 17:08:340
0
0Form 3
13FISHER DAVID NICHOLS III
Director
2019-01-02 18:35:410
0
0Form 3
14STAHL CATHLEEN RUTH
SEE REMARKS
2019-01-02 20:01:100
0
0Form 3
15SHENOY SHWETHA P
Assistant Treasurer
2019-06-06 18:28:300
0
0Form 3
16TODD BRADLEY ALLEN
Treasurer
2019-06-06 20:17:040
0
0Form 3
17EVANS BRANDON THOMAS
Assistant Treasurer
2019-06-06 17:24:490
0
0Form 3
18Pittluck Brian Joel
Vice President
2020-01-09 17:53:040
0
0Form 3
19KIT WU KWAN
Assistant Secretary
2017-03-29 14:54:270
0
0Form 3
20Byer Jeffrey Alan
Vice President
2020-01-09 16:02:090
0
0Form 3
21TOURNIER EVE ANNE CELINE
SEE REMARKS
2020-03-27 18:52:030
0
0Form 3
22SEIDNER MARC P
SEE REMARKS
2020-03-27 20:05:140
0
0Form 3
23Schneider Jerome M
SEE REMARKS
2020-03-27 20:45:360
0
0Form 3
24MOGELOF ERIC J
SEE REMARKS
2020-03-27 21:13:240
0
0Form 3
25Whitten Candice Stack
SEE REMARKS
2020-03-27 17:31:340
0
0Form 3
26Kittredge Joseph Baker Jr
Director
2020-05-20 17:50:360
0
0Form 3
27BRIDWELL JENNIFER S
SEE REMARKS
2016-01-22 17:28:080
0
0Form 3
28JOHNSON ERIC DAVID
Vice President
2014-09-08 14:14:220
0
0Form 3
29BALLS ANDREW
SEE REMARKS
2014-10-06 14:58:570
0
0Form 3
30MURATA ALFRED T
SEE REMARKS
2014-10-06 15:26:060
0
0Form 3
31MITTAL MOHIT
SEE REMARKS
2014-10-06 15:37:190
0
0Form 3
32Brigade Leveraged Capital Structures Fund Ltd.
10% Owner
2014-11-12 10:34:500
0
0Form 4
33MARIAPPA SUDI
SEE REMARKS
2015-01-08 17:07:350
0
0Form 3
34Otterbein Thomas J
See Remarks
2015-01-08 17:46:260
0
0Form 3
35AVDEYCHIK VADIM
Assistant Secretary
2015-06-12 16:55:430
0
0Form 3
36NAGLER JASON JORDAN
Assistant Treasurer
2015-06-12 17:28:390
0
0Form 3
37KORINKE KIMBERLEY G
SEE REMARKS
2016-01-13 17:02:200
0
0Form 3
38FELS JOACHIM WALTER
See Remarks
2018-01-04 18:36:500
0
0Form 3
39MATHER SCOTT A
SEE REMARKS
2016-01-22 18:00:520
0
0Form 3
40MORIN CHRISTOPHER M
Assistant Treasurer
2016-10-04 17:27:470
0
0Form 3
41Roman Emmanuel
SEE REMARKS
2016-11-02 17:20:240
0
0Form 3
42HYMAN DANIEL H
SEE REMARKS
2017-01-10 16:41:110
0
0Form 3
43STRACKE THIBAULT CHRISTIAN
SEE REMARKS
2017-01-11 17:09:060
0
0Form 3
44PARIKH BIJAL Y
Vice President
2017-03-29 16:47:430
0
0Form 3
45DEAN MILLER COLLEEN
Assistant Treasurer
2017-03-29 14:05:190
0
0Form 3
46Duggan Elizabeth A
Vice President
2021-03-26 18:10:270
0
0Form 3
47Melman Laura S
Assistant Treasurer
2017-03-29 15:40:190
0
0Form 3
48Ellis Michele Noel
VICE PRESIDENT
2024-08-21 18:45:150
0
0Form 3
49Goodman Matthew Louis
Assistant Treasurer
2024-01-17 15:10:060
0
0Form 3
50McLaughlin Colleen Patrice
Vice President
2024-01-17 15:41:320
0
0Form 3
51Narain Shivanand
Vice President
2024-01-17 16:21:430
0
0Form 3
52Pacetti Laine Elizabeth
Assistant Treasurer
2024-01-17 16:46:310
0
0Form 3
53Wildermuth Paul Thomas
Vice President
2024-01-17 17:16:440
0
0Form 3
54Stern Jason Ross
Assistant Treasurer
2024-01-17 17:38:110
0
0Form 3
55Vu Quynh-Chi Hoang
Assistant Treasurer
2024-01-17 18:04:540
0
0Form 3
56SHARENOW GREG ELLIOT
SEE REMARKS
2024-02-05 18:07:190
0
0Form 3
57Kersman Alejandro Eduardo
SEE REMARKS
2024-02-05 18:38:290
0
0Form 3
58Yang Jing
SEE REMARKS
2024-02-05 19:09:000
0
0Form 3
59Creighton Alyssa Michele
Vice President
2024-01-17 14:30:450
0
0Form 3
60Dinan Jaime Catherine
ASSISTANT SECRETARY
2024-08-21 19:25:000
0
0Form 3
61Bekkers Timothy Albert-Michel-Alain
Assistant Secretary
2024-08-21 20:49:350
0
0Form 3
62FLATTUM DAVID C
Director
2024-12-10 16:18:400
0
0Form 3
63Kraus Kristofer
See Remarks
2025-01-31 16:42:180
0
0Form 3
64Ferguson Benjamin
SEE REMARKS
2025-01-31 18:32:590
0
0Form 3
65Bui Sonia E
Assistant Secretary
2025-04-03 17:09:250
0
0Form 3
66Michel Mark D.
Director
2025-09-25 20:30:170
0
0Form 3
67Morris Sonya
Director
2025-09-25 20:37:440
0
0Form 3
68Mandinach Jason William
See Remarks
2026-01-30 21:45:540
0
0Form 3
69Chang Stephen Koon Bong
See Remarks
2026-02-02 20:17:550
0
0Form 3
70Pier Sonali Shah
SEE REMARKS
2023-02-03 14:15:590
0
0Form 3
71Brigliadori Geraldine Edith
SEE REMARKS
2021-01-29 20:16:520
0
0Form 3
72DAWSON CRAIG A
Director
2014-09-08 13:08:470
0
0Form 3
73Zakir Nadia
SEE REMARKS
2021-06-03 20:51:230
0
0Form 3
74Jelic Mark Allen
Vice President
2021-09-30 17:34:030
0
0Form 3
75Meggers Julie Ann
SEE REMARKS
2022-02-07 17:55:540
0
0Form 3
76Werber Keith Adam
VICE PRESIDENT
2022-06-16 14:39:020
0
0Form 3
77McCartney Kathleen Ann
Director
2022-07-01 15:37:080
0
0Form 3
78Burrill Douglas Benjamin
Vice President
2022-08-25 18:47:230
0
0Form 3
79Lee Kenneth W.
Vice President
2022-09-01 17:48:090
0
0Form 3
80Steiner Jason Robert
SEE REMARKS
2023-02-03 13:10:040
0
0Form 3
81Hall Gregory Weston
SEE REMARKS
2020-09-24 17:53:570
0
0Form 3
82Ananthanarayanan Vishalakshi Mangala
SEE REMARKS
2023-02-03 15:29:170
0
0Form 3
83WANG QI
SEE REMARKS
2023-02-03 16:50:060
0
0Form 3
84Duran Jason Raul
VICE PRESIDENT
2023-03-24 13:19:510
0
0Form 3
85Golota Maria Marchenko
ASSISTANT TREASURER
2023-03-24 14:19:110
0
0Form 3
86Mason Gregory John
VICE PRESIDENT
2023-03-24 15:20:430
0
0Form 3
87Cantrill Elizabeth Davis
Director
2023-05-03 17:00:580
0
0Form 3
88Bui Giang Huong
SEE REMARKS
2023-10-04 17:51:190
0
0Form 3
89Suh Sung-Hee
SEE REMARKS
2024-01-04 17:58:100
0
0Form 3
90Chan Carol Kar-lon
Vice President
2024-01-17 13:57:090
0
0Form 3
91CONSEIL CYRILLE R
PORTFOLIO MANAGER
2008-12-31 06:00:470
0
0Form 3
92Schmider Ernest L
Jacobs Lew W IV
Affiliated Person
2007-01-10 10:15:200
0
0Form 3
93ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity
2007-05-29 14:07:260
0
0Form 4
94SULLIVAN R PETER III
Director
2007-09-12 14:17:240
0
0Form 3
95El-Erian Mohamed
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:18:440
0
0Form 3/A
96POWERS WILLIAM C
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:26:110
0
0Form 3
97LUDWIG STEVEN
SVP & CCO
2008-12-31 06:39:060
0
0Form 3
98WEIL RICHARD M
Executive Committee Member
2008-12-31 07:03:190
0
0Form 3/A
99Whisten Scott
Assistant Treasurer
2008-12-31 11:17:080
0
0Form 3
100COCHRAN RICHARD J
Assistant Treasurer
2008-12-31 11:20:450
0
0Form 3
101Claussen Barbara R
AFFILIATED PERSON
2008-12-31 12:06:530
0
0Form 3
102Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary
2006-12-20 14:55:390
0
0Form 3
103MEWBOURNE CURTIS A
EXECUTIVE COMMITTEE MEMBER
2009-01-09 18:44:060
0
0Form 3
104Healey William V
Assistant Secretary
2009-01-20 18:42:560
0
0Form 3/A
105KERTESS HANS W
Director
2009-01-20 18:55:010
0
0Form 3/A
106ALTADONNA LAWRENCE G
Treasurer
2009-01-20 17:33:490
0
0Form 3/A
107Pisano Albert A
Affiliated Person
2009-01-20 17:36:550
0
0Form 3/A
108WHITTINGTON MARNA C
Affiliated Person
2009-01-20 17:46:160
0
0Form 3/A
109MOORE E BLAKE JR
Affiliated Person
2009-01-20 17:52:230
0
0Form 3/A
110Kirk Richard H
Assistant Secretary
2009-01-20 18:00:490
0
0Form 3/A
111Chapman Kathleen A
Assistant Secretary
2009-01-20 18:18:110
0
0Form 3/A
112CONNOR ROBERT E
Director
2009-01-20 18:30:110
0
0Form 3/A
113PIMCO ADVISORS FUND MANAGEMENT LLC
Investment Manager
2003-08-21 12:48:000
0
0Form 3
114BELICA PAUL
Director
2003-08-21 10:38:380
0
0Form 3
115DALESSANDRO JOHN J II
Director
2003-08-21 10:41:550
0
0Form 3
116TREADWAY STEPHEN J
Chairman
2003-08-21 11:14:300
0
0Form 3
117SCHOTT NEWTON B JR
Vice President/Secretary
2003-08-21 11:19:460
0
0Form 3
118SHLISSEL BRIAN S
President and CEO
2003-08-21 11:21:520
0
0Form 3
119POLI FRANCIS C
Executive Committee
2003-08-21 11:36:440
0
0Form 3
120HINMAN DAVID C
Portfolio Manager
2003-08-21 12:14:080
0
0Form 3
121KENNEDY RAYMOND G
Vice President/Portfolio Mgr
2003-08-21 12:29:360
0
0Form 3
122BANNO DENISE C
Investment Adviser
2003-08-21 12:33:320
0
0Form 3
123PHANSALKAR MOHAN V
Investment Adviser
2003-08-21 12:36:380
0
0Form 3
124Ogden William B IV
Director
2009-01-20 18:36:260
0
0Form 3/A
125PACIFIC INVESTMENT MANAGEMENT CO LLC
Investment Adviser
2003-08-21 12:51:290
0
0Form 3
126HARRIS BRENT R
Executive Committee
2003-08-21 14:16:500
0
0Form 3
127HOLDEN BRENT L
Executive Committee
2003-08-21 15:47:410
0
0Form 3
128THOMPSON WILLIAM S
Executive Committee
2003-08-21 15:58:300
0
0Form 3
129PATULA JENNIFER
Assistant Secretary
2004-03-01 16:01:210
0
0Form 3
130Fuccillo Thomas J
Secretary
2005-03-03 10:06:530
0
0Form 3
131Harter Thomas L
Investment Manager
2005-03-10 15:17:070
0
0Form 3
132HAMALAINEN PASI
Executive Committee
2006-01-03 11:39:030
0
0Form 3
133Hoover E Clifton Jr
Affiliated Person
2006-11-27 15:37:590
0
0Form 4
134Barling James
Affiliated Person
2014-06-26 11:51:020
0
0Form 3
135JACOBSON JAMES A
Director
2012-09-19 15:46:290
0
0Form 3
136Sluyters Julian
Affiliated Person
2012-11-20 14:23:410
0
0Form 3
137SHORT JONATHAN D
See Remarks
2013-01-18 20:53:180
0
0Form 3
138Frank Udo
Affiliated Person
2013-07-12 16:34:300
0
0Form 3
139Jacobs Lew W IV
SEE REMARKS
2014-01-30 18:58:280
0
0Form 3
140Jobson David
Affiliated Person
2014-02-20 15:31:240
0
0Form 3
141BENZ WILLIAM ROBERT II
SEE REMARKS
2014-03-28 18:21:460
0
0Form 3
142WORAH MIHIR P
SEE REMARKS
2014-03-28 19:05:140
0
0Form 3
143Guia Youse
See Remarks
2014-04-23 16:36:570
0
0Form 3
144Bengtson-Olivieri Erin
Affiliated Person
2014-05-02 14:30:590
0
0Form 3
145GOLDMAN NEAL P
Director
2012-08-07 10:11:160
0
0Form 3
146Miller Alan Bruce
Director
2014-08-01 16:17:280
0
0Form 3
147Murray Marti P
Director
2014-08-01 16:19:420
0
0Form 3
148Anctil Stacie
ASSISTANT TREASURER
2014-09-08 11:53:320
0
0Form 3
149Walker Trent
Assistant Treasurer
2014-09-08 12:07:240
0
0Form 3
150BROWN ERIK C
Vice President
2014-09-08 12:31:200
0
0Form 3
151STRELOW PETER G
See Remarks
2014-09-08 12:49:410
0
0Form 3
152ROSIAK JASON R
Portfolio Manager
2003-08-21 09:45:050
0
0Form 3
153Ratner Joshua
See Remarks
2014-09-08 13:29:020
0
0Form 3
154GALIPEAU WILLIAM GLEN
See Remarks
2014-09-08 13:42:540
0
0Form 3
155ZOULLAS DEBORAH A
Director
2011-03-10 09:51:170
0
0Form 3
156MANEY JOHN C
Affiliated Person
2009-01-21 19:43:490
0
0Form 3/A
157KOEPFGEN BRUCE L
AFFILIATED PERSON
2009-01-21 19:49:050
0
0Form 3/A
158TAYLOR DIANA L
Director
2009-01-23 10:56:210
0
0Form 3/A
159Durham Jennifer E
SVP & CCO
2009-02-23 15:46:300
0
0Form 3
160IVASCYN DANIEL J
Executive Committee Member
2010-01-04 13:57:050
0
0Form 3
161Hodge Douglas M
Executive Committee Member
2010-01-25 20:09:280
0
0Form 3
162CUPPS WENDY
Executive Committee Member
2011-01-04 17:02:240
0
0Form 3
163MILLER JOHN MARK
Executive Committee Member
2011-01-04 17:25:240
0
0Form 3
164ARNOLD TAMARA J
SEE REMARKS
2011-01-14 15:03:410
0
0Form 3
165Dzemaili Orhan
Assistant Treasurer
2011-01-20 09:36:420
0
0Form 3
166LESHAW RYAN G
Assistant Secretary
2014-09-08 14:06:540
0
0Form 3
167Gaffney Brian J.
Affiliated Person
2011-03-10 12:35:430
0
0Form 3
168Migliori Scott
Affiliated Person
2011-03-10 14:09:450
0
0Form 3
169Sexauer Stephen
Affiliated Person
2011-03-10 14:51:080
0
0Form 3
170Marino Gerard
Affiliated Person
2011-03-10 15:36:330
0
0Form 3
171VALEIRAS HORACIO
Affiliated Person
2011-03-10 16:27:040
0
0Form 3
172Oliver Thomas W JR
Affiliated Person
2011-11-14 10:06:030
0
0Form 3
173RODOSKY STEPHEN A
SEE REMARKS
2012-02-09 14:07:020
0
0Form 3
174Carroll John
Affiliated Person
2012-02-29 16:17:120
0
0Form 3
175Townsend Christopher
Affiliated Person
2012-02-29 13:12:370
0
0Form 3