Insider Holders & Insider Ownership - PIPER SANDLER COMPANIES (PIPR)

List of insiders holdings for PIPER SANDLER COMPANIES:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1US BANCORP
US BANCORP INVESTMENTS INC
10% Owner
2004-01-02 12:27:0738,666,258
38,666,158
77,332,416Form 4
2DUFF ANDREW S
Director
2019-02-20 16:03:42185,485
10
185,495Form 4
3SCHNETTLER THOMAS P
President and COO
2011-02-17 17:23:02167,249
1,004
168,253Form 4
4Frazier Michael E
Director
2017-05-12 15:59:04161,639
0
161,639Form 4
5Abraham Chad R
CEO and Chairman
2025-08-07 16:12:37107,558
36,000
143,558Form 4
6Doyle Jonathan J
Hd of Financial Services Group
2025-08-04 17:26:12132,910
0
132,910Form 4
7Salveson Jon W
Global Head of Invest. Banking
2010-02-18 18:58:11125,444
847
126,291Form 4
8Baker James P
Global Co-Head IB and Cap Mkts
2025-05-21 17:47:5059,867
51,398
111,265Form 4/A
9Ko Alex Po-Ming
CEO Piper Jaffray Asia
2010-02-18 18:54:006,828
79,107
85,935Form 4
10LaRue R Scott
Co-Head Global IB and Cap Mkts
2021-03-01 17:24:478,851
51,732
60,583Form 4
11Schoneman Debbra L.
President
2025-03-03 16:19:247,774
51,386
59,160Form 4
12Klinefelter Jeffrey P
Global Head of Equities
2017-05-24 16:06:0554,759
0
54,759Form 4
13Fairman Francis E IV
Head, Public Finance Services
2018-02-05 16:37:1647,469
0
47,469Form 4
14Winges Martin Bradley
Head of Fixed Income Services
2017-07-31 16:03:2646,133
0
46,133Form 4
15May Benjamin T
Head of Fixed Income Services
2008-05-15 18:41:2437,967
136
38,103Form 4
16CHOSY JAMES L
General Counsel
2012-12-04 17:11:5832,916
5,103
38,019Form 4
17Wilson David I
CEO of Piper Jaffray Ltd.
2010-06-03 17:39:1237,087
0
37,087Form 4
18PIPER ADDISON L
Director
2021-03-15 16:09:2931,542
1,050
32,592Form 4
19Crawshaw Christopher D
Head of Asset Management
2017-08-08 17:31:1426,583
0
26,583Form 4
20NORDSTRAND BARRY J
Head of Fixed Income
2005-04-25 14:58:3321,701
4,394
26,095Form 4
21FITZGERALD WILLIAM R
Director
2025-06-16 16:59:0225,517
0
25,517Form 4
22Sterling Brian R
Director
2025-07-01 16:50:2425,365
0
25,365Form 4
23GRANGAARD PAUL D
Head of PCS
2005-02-24 16:12:0321,219
79
21,298Form 4
24SORAN PHILIP
Director
2025-07-01 16:44:1419,703
0
19,703Form 4
25Dillahunt Michael R
Global Co-Head IB and Cap Mkts
2025-03-03 16:14:2919,487
0
19,487Form 4
26Carter Timothy L
Chief Financial Officer
2023-02-28 16:37:0318,688
0
18,688Form 4
27SIMS FRANK L
Director
2012-05-11 15:59:5317,483
0
17,483Form 4
28FIREBAUGH RONALD T
Co-Head Pub Fin & Fixed Income
2012-05-17 16:41:0316,502
0
16,502Form 4
29PETERSON ROBERT W
Global Head of Equities
2012-05-17 16:35:0916,502
0
16,502Form 4
30TAYLOR SCOTT C
Director
2025-08-07 16:11:1816,319
0
16,319Form 4
31JOHNSON B KRISTINE
Director
2019-12-16 16:53:4011,794
3,778
15,572Form 4
32Smith Thomas Gregory
Chief Strategy Officer
2017-07-31 16:02:3915,279
0
15,279Form 4
33KAPLAN SAMUEL L
Director
2009-05-11 11:44:283,000
11,643
14,643Form 4
34POLSKY LISA
Director
2015-05-14 17:14:3714,254
0
14,254Form 4
35SPONEM SANDRA G
Chief Financial Officer
2006-02-23 16:03:0013,280
308
13,588Form 4
36Clune Katherine Patricia
Chief Financial Officer
2025-02-19 16:16:1913,256
0
13,256Form 4
37FRANCIS MICHAEL
Director
2014-02-03 17:54:3612,751
0
12,751Form 4
38Geelan John W
General Counsel
2025-08-11 16:09:2612,645
0
12,645Form 4
39Volpi Michele
Director
2018-05-18 11:37:5612,342
0
12,342Form 4
40SMITH SHERRY M
Director
2025-06-16 16:33:1910,831
0
10,831Form 4
41Taylor Jean M
Director
2012-05-11 16:02:019,483
0
9,483Form 4
42Woodhouse Hope B
Director
2013-05-09 15:16:098,613
0
8,613Form 4
43Esckilsen Christine N
Chief of Human Capital
2017-05-24 16:04:278,425
0
8,425Form 4
44SCHREIER THOMAS S JR
Director
2025-05-23 16:20:117,651
0
7,651Form 4
45HOLT VICTORIA M
Director
2025-06-16 16:28:307,311
0
7,311Form 4
46Harvey Stuart C. JR
President and COO
2016-11-08 17:41:024,000
0
4,000Form 4
47Mitchell Robbin
Director
2025-06-16 16:31:463,377
0
3,377Form 4
48Gambale Virginia
Director
2010-05-07 12:38:593,033
0
3,033Form 4
49DUFFY MICHAEL D
Chief Information Officer
2004-05-12 10:39:422,789
0
2,789Form 4/A
50ZONA RICHARD A
Director
2006-05-04 12:38:381,962
0
1,962Form 4
51CLAYTON PAMELA L
Head of Human Resources
2004-05-20 12:23:41896
434
1,330Form 4
52Gallo Ann C
Director
2025-07-01 16:41:021,195
0
1,195Form 4
53O'Brien Brien M
Former Head of Asset Mgmt
2014-02-20 17:17:180
0
0Form 5/A