List of insiders holdings for PIPER SANDLER COMPANIES:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | US BANCORP US BANCORP INVESTMENTS INC 10% Owner | 2004-01-02 12:27:07 | 38,666,258 38,666,158 | 77,332,416 | Form 4 |
| 2 | DUFF ANDREW S Director | 2019-02-20 16:03:42 | 185,485 10 | 185,495 | Form 4 |
| 3 | SCHNETTLER THOMAS P President and COO | 2011-02-17 17:23:02 | 167,249 1,004 | 168,253 | Form 4 |
| 4 | Frazier Michael E Director | 2017-05-12 15:59:04 | 161,639 0 | 161,639 | Form 4 |
| 5 | Doyle Jonathan J Hd of Financial Services Group | 2026-02-19 16:16:44 | 133,415 0 | 133,415 | Form 4 |
| 6 | Salveson Jon W Global Head of Invest. Banking | 2010-02-18 18:58:11 | 125,444 847 | 126,291 | Form 4 |
| 7 | Baker James P Global Co-Head IB and Cap Mkts | 2026-02-19 16:13:12 | 61,692 51,398 | 113,090 | Form 4 |
| 8 | Abraham Chad R CEO and Chairman | 2026-02-19 16:12:02 | 56,315 36,000 | 92,315 | Form 4 |
| 9 | Ko Alex Po-Ming CEO Piper Jaffray Asia | 2010-02-18 18:54:00 | 6,828 79,107 | 85,935 | Form 4 |
| 10 | LaRue R Scott Co-Head Global IB and Cap Mkts | 2021-03-01 17:24:47 | 8,851 51,732 | 60,583 | Form 4 |
| 11 | Schoneman Debbra L. President | 2026-02-19 16:19:59 | 3,743 56,264 | 60,007 | Form 4 |
| 12 | Klinefelter Jeffrey P Global Head of Equities | 2017-05-24 16:06:05 | 54,759 0 | 54,759 | Form 4 |
| 13 | Fairman Francis E IV Head, Public Finance Services | 2018-02-05 16:37:16 | 47,469 0 | 47,469 | Form 4 |
| 14 | Winges Martin Bradley Head of Fixed Income Services | 2017-07-31 16:03:26 | 46,133 0 | 46,133 | Form 4 |
| 15 | May Benjamin T Head of Fixed Income Services | 2008-05-15 18:41:24 | 37,967 136 | 38,103 | Form 4 |
| 16 | CHOSY JAMES L General Counsel | 2012-12-04 17:11:58 | 32,916 5,103 | 38,019 | Form 4 |
| 17 | Wilson David I CEO of Piper Jaffray Ltd. | 2010-06-03 17:39:12 | 37,087 0 | 37,087 | Form 4 |
| 18 | PELTIER JEAN-PAUL M Global Co-Head IB and Cap Mkts | 2026-02-19 16:18:41 | 33,931 0 | 33,931 | Form 4 |
| 19 | PIPER ADDISON L Director | 2021-03-15 16:09:29 | 31,542 1,050 | 32,592 | Form 4 |
| 20 | Crawshaw Christopher D Head of Asset Management | 2017-08-08 17:31:14 | 26,583 0 | 26,583 | Form 4 |
| 21 | NORDSTRAND BARRY J Head of Fixed Income | 2005-04-25 14:58:33 | 21,701 4,394 | 26,095 | Form 4 |
| 22 | Sterling Brian R Director | 2026-01-02 16:18:10 | 25,525 0 | 25,525 | Form 4 |
| 23 | FITZGERALD WILLIAM R Director | 2025-06-16 16:59:02 | 25,517 0 | 25,517 | Form 4 |
| 24 | GRANGAARD PAUL D Head of PCS | 2005-02-24 16:12:03 | 21,219 79 | 21,298 | Form 4 |
| 25 | Dillahunt Michael R Global Co-Head IB and Cap Mkts | 2026-02-19 16:15:57 | 21,050 0 | 21,050 | Form 4 |
| 26 | SORAN PHILIP Director | 2026-01-02 16:17:06 | 19,330 0 | 19,330 | Form 4 |
| 27 | Carter Timothy L Chief Financial Officer | 2023-02-28 16:37:03 | 18,688 0 | 18,688 | Form 4 |
| 28 | SIMS FRANK L Director | 2012-05-11 15:59:53 | 17,483 0 | 17,483 | Form 4 |
| 29 | FIREBAUGH RONALD T Co-Head Pub Fin & Fixed Income | 2012-05-17 16:41:03 | 16,502 0 | 16,502 | Form 4 |
| 30 | PETERSON ROBERT W Global Head of Equities | 2012-05-17 16:35:09 | 16,502 0 | 16,502 | Form 4 |
| 31 | TAYLOR SCOTT C Director | 2025-12-15 16:48:43 | 16,352 0 | 16,352 | Form 4 |
| 32 | JOHNSON B KRISTINE Director | 2019-12-16 16:53:40 | 11,794 3,778 | 15,572 | Form 4 |
| 33 | Smith Thomas Gregory Chief Strategy Officer | 2017-07-31 16:02:39 | 15,279 0 | 15,279 | Form 4 |
| 34 | KAPLAN SAMUEL L Director | 2009-05-11 11:44:28 | 3,000 11,643 | 14,643 | Form 4 |
| 35 | POLSKY LISA Director | 2015-05-14 17:14:37 | 14,254 0 | 14,254 | Form 4 |
| 36 | SPONEM SANDRA G Chief Financial Officer | 2006-02-23 16:03:00 | 13,280 308 | 13,588 | Form 4 |
| 37 | Geelan John W General Counsel | 2026-02-19 16:17:31 | 13,001 0 | 13,001 | Form 4 |
| 38 | FRANCIS MICHAEL Director | 2014-02-03 17:54:36 | 12,751 0 | 12,751 | Form 4 |
| 39 | Volpi Michele Director | 2018-05-18 11:37:56 | 12,342 0 | 12,342 | Form 4 |
| 40 | Clune Katherine Patricia Chief Financial Officer | 2026-02-19 16:14:34 | 11,431 0 | 11,431 | Form 4 |
| 41 | SMITH SHERRY M Director | 2025-06-16 16:33:19 | 10,831 0 | 10,831 | Form 4 |
| 42 | Taylor Jean M Director | 2012-05-11 16:02:01 | 9,483 0 | 9,483 | Form 4 |
| 43 | Woodhouse Hope B Director | 2013-05-09 15:16:09 | 8,613 0 | 8,613 | Form 4 |
| 44 | Esckilsen Christine N Chief of Human Capital | 2017-05-24 16:04:27 | 8,425 0 | 8,425 | Form 4 |
| 45 | SCHREIER THOMAS S JR Director | 2025-05-23 16:20:11 | 7,651 0 | 7,651 | Form 4 |
| 46 | HOLT VICTORIA M Director | 2025-12-15 16:45:51 | 7,339 0 | 7,339 | Form 4 |
| 47 | Harvey Stuart C. JR President and COO | 2016-11-08 17:41:02 | 4,000 0 | 4,000 | Form 4 |
| 48 | Mitchell Robbin Director | 2025-12-15 16:47:34 | 3,391 0 | 3,391 | Form 4 |
| 49 | Gambale Virginia Director | 2010-05-07 12:38:59 | 3,033 0 | 3,033 | Form 4 |
| 50 | DUFFY MICHAEL D Chief Information Officer | 2004-05-12 10:39:42 | 2,789 0 | 2,789 | Form 4/A |
| 51 | ZONA RICHARD A Director | 2006-05-04 12:38:38 | 1,962 0 | 1,962 | Form 4 |
| 52 | Gallo Ann C Director | 2026-01-02 16:16:02 | 1,349 0 | 1,349 | Form 4 |
| 53 | CLAYTON PAMELA L Head of Human Resources | 2004-05-20 12:23:41 | 896 434 | 1,330 | Form 4 |
| 54 | ESSIG STUART Director | 2026-02-05 18:08:32 | 175 0 | 175 | Form 4 |
| 55 | O'Brien Brien M Former Head of Asset Mgmt | 2014-02-20 17:17:18 | 0 0 | 0 | Form 5/A |