Insider Holders & Insider Ownership - ALLSPRING MULTI-SECTOR INCOME FUND (ERC)

List of insiders holdings for ALLSPRING MULTI-SECTOR INCOME FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Saba Capital Management L.P.
Weinstein Boaz
10% Owner
2018-02-12 13:02:30724,088
0
724,088Form 13G
2Lee Christopher M
Portfolio Manager
2021-02-05 12:07:3715,500
0
15,500Form 4
3EVERGREEN INVESTMENT MANAGEMENT CO LLC
10% Owner
2003-06-25 19:11:545,000
0
5,000Form 3
4Ebsworth William R.
Director
2024-01-09 13:43:441,700
0
1,700Form 4
5POLISSON JAMES
Director
2024-01-04 14:24:521000
0
1000Form 4
6MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:11:56412
0
412Form 13G
7FREEMAN JANE A
Director
2022-08-29 12:59:43251.46
0
251.46Form 4
8HARRIS ISAIAH JR
Director
2011-04-14 11:09:26200
0
200Form 4
9Willeke Donald C
Director
2011-04-20 16:30:31200
0
200Form 4
10Penny Timothy J
Director
2011-04-18 16:04:35130
0
130Form 4
11SCOFIELD MICHAEL S
Director
2004-06-10 16:01:44100
0
100Form 4
12Wheelock Pamela
Director
2020-01-06 12:44:40100
0
100Form 3
13Larcker David F.
Director
2011-04-25 14:42:15100
0
100Form 4
14Johnson Judith M
Director
2011-04-25 15:23:03100
0
100Form 4
15Mitchell Olivia S
Director
2011-04-21 16:36:39100
0
100Form 4/A
16Gordon Peter G
Director
2011-04-01 17:02:2250
0
50Form 4
17Shiver Mai S
Fmr CCO, Sub-Adviser
2014-12-09 10:19:000
0
0Form 5
18Innis William B
Former Dividend Comm. Member
2014-12-09 10:08:170
0
0Form 5
19Foy Siobhan
CCO of Sub-Adviser
2014-12-16 13:20:040
0
0Form 3
20KOONCE MICHAEL H
Former Fund Secretary*
2010-12-09 10:49:250
0
0Form 5
21Ordman Joshua
Former Dividend Comm. Member
2014-12-05 16:33:300
0
0Form 5
22KEITH LEROY
Director
2015-01-02 11:25:260
0
0Form 4
23Ceccarelli Aldo A
Dividend Committee Member
2014-09-17 11:18:370
0
0Form 3
24Bissell Robert W
Frmr President of Sub-Advisor
2013-11-21 15:36:330
0
0Form 5
25Chan CHRISTIAN
Former Dividend Comm. Member
2013-11-21 15:42:110
0
0Form 5
26WELLS FARGO BANK N A
see remarks below
2013-02-12 12:46:080
0
0Form 4
27HARTMAN KIRK D
PRESIDENT & CIO OF SUB-ADVISOR
2013-01-07 17:08:280
0
0Form 3
28Phillips Kasey
Former Treasurer
2012-11-15 15:29:320
0
0Form 5
29Haast Paul J
Dividend Committee Member
2012-07-26 13:33:280
0
0Form 3
30Wiser Nancy A
Dividend Committee Member
2012-07-26 14:25:000
0
0Form 3
31Wightman Christopher
Portfolio Manager
2012-07-02 09:53:420
0
0Form 3
32MUNN W DOUGLAS
Former Director of Advisor
Director
2011-11-21 15:43:110
0
0Form 5
33BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2011-03-17 20:42:290
0
0Form 4
34Bray Michael J
Portfolio Manager
2011-01-10 10:36:450
0
0Form 3
35Reed Andrew Michael
Portfolio Manager
2025-08-07 17:33:340
0
0Form 3
36Hewitt Alison Jane
Chief Compliance Officer
2020-10-01 18:04:410
0
0Form 3
37Barbieri Thomas Edward
Chief Compliance Officer
2025-03-18 14:12:430
0
0Form 3
38Tran Jimmy T
Chief Compliance Officer
2025-03-13 12:29:490
0
0Form 3
39Kenney John
President
2025-01-07 13:17:040
0
0Form 3
40Hicks Adam F.S.
Portfolio Manager
2024-11-04 09:56:180
0
0Form 3
41Grunberg Jennifer Lea
Chief Compliance Officer
2023-04-17 17:06:030
0
0Form 3
42Crawford Jonathan
Chief Compliance Officer
2023-04-17 16:14:500
0
0Form 3
43Felsch Paul Werner
Chief Complaince Officer
2023-02-08 12:50:360
0
0Form 3
44Baker Christopher Micah
Chief Compliance Officer
2022-01-12 17:55:500
0
0Form 3
45Brotman Karin
Chief Compliance Officer
2021-12-07 12:56:450
0
0Form 3
46McKinley Kate Sandman
Chief Compliance Officer
2021-11-09 17:48:090
0
0Form 3
47Prasse Richard Matthew
Secretary
2021-10-18 21:32:180
0
0Form 3
48Cockbill Simon FJ
Chief Compliance Officer
2021-09-13 14:08:100
0
0Form 3
49Rilling Janet S.
Former Portfolio Manager
2015-01-15 09:48:320
0
0Form 4
50Schueller Michael Joseph
Portfolio Manager
2020-08-18 11:49:250
0
0Form 3
51Mavico Daniel J.
Chief Compliance Officer
2019-04-04 12:40:130
0
0Form 3
52Roskopf Kevin T.
Share Repurchase Committee Mem
2019-02-07 18:06:520
0
0Form 3
53Ibbotson Catherine Jane
Chief Compliance Officer
2019-02-07 17:32:370
0
0Form 3
54Van Biljon Lauren Frances
Portfolio Manager
2018-10-10 12:31:520
0
0Form 3
55Rhee Michelle H.
Secretary, WFFM
2018-05-14 12:21:390
0
0Form 3
56Kymn Alexander
Chief Legal Officer
2018-04-25 14:21:000
0
0Form 3
57Germany David
Former Chief Income Officer
2017-11-30 15:44:460
0
0Form 5
58Bhatia Ashok K
Former Portfolio Manager
2017-11-01 12:03:180
0
0Form 5
59Owen Andrew
President
2017-01-05 15:54:440
0
0Form 3
60Whitaker Michael Howard
Chief Compliance Officer of th
2016-06-07 14:45:040
0
0Form 3
61Wise Noah M
Portfolio Manager
2015-01-15 09:39:130
0
0Form 3
62Erikson Dana
Former Portfolio Manager
2006-11-28 09:55:010
0
0Form 5
63Lis Frank
Former Dividend Comm. Member
2009-12-14 15:38:100
0
0Form 5
64Chen Conrad
Dividend Committee Member
2009-10-09 10:25:490
0
0Form 3
65Brown-Premo Lisa
former Portfolio Manager
2008-12-10 11:06:340
0
0Form 5
66Applebach Richard Jr
Portfolio Manager
2008-09-11 16:09:150
0
0Form 3
67Kauffman Christopher
Portfolio Manager
2008-09-11 16:05:350
0
0Form 3
68Pzegeo Gary E
Former Portfolio Manager
2007-11-07 10:20:180
0
0Form 5
69INSLEY GLEN T
Former Dividend Comm. member
2007-11-07 10:25:070
0
0Form 5
70Conkey Christopher
Former Chief Investment Off.
2007-11-06 16:17:430
0
0Form 5
71ANGELOS JAMES F
Former Chief Compliance Off.
2007-11-06 16:04:100
0
0Form 5
72Guerin Robert
Chief Compliance Officer
2007-06-18 15:08:550
0
0Form 3
73FULTON SHIRLEY L
Former Director
Director
2006-11-28 09:51:470
0
0Form 5
74Savoie Gary
Former Dividend Committee*
2006-11-28 10:03:520
0
0Form 5
75Paddison Sam
Former Dividend Committee*
2006-11-28 09:58:120
0
0Form 5
76McCarthy Brian R
Former Dividend Committee*
2006-11-28 10:01:220
0
0Form 5
77Riazati Abe
Former Dividend Comm. Member
2009-12-14 15:55:210
0
0Form 5
78Barrett Patrick S
Former Dividend Committee*
2006-11-28 10:11:340
0
0Form 5
79Perrin Alex
Portfolio Manager*
2006-03-23 10:42:580
0
0Form 3
80FIRST INTERNATIONAL ADVISORS LLC
Sub-Advisor
2006-03-22 14:10:580
0
0Form 3
81Lee Michael William
Portfolio Manager,*
2006-03-22 14:43:210
0
0Form 3
82Kennedy Catherine
Dividend Committee Member
2006-02-06 10:02:480
0
0Form 3
83Berardi David S
Dividend Committee Member
2006-02-03 10:44:280
0
0Form 3
84DePalma Jeremy
Dividend Committee Member
2006-02-03 15:35:140
0
0Form 3
85Thomas Michael A
Dividend Committee Member
2006-02-03 13:06:030
0
0Form 3
86MCMULLEN DONALD A
former director
Director
2005-12-14 10:45:590
0
0Form 5
87WILSON PETER M
portfolio manager
2005-12-02 11:21:280
0
0Form 3
88NORRIS ANTHONY J
portfolio manager
2005-12-02 11:57:170
0
0Form 3
89ENNIS WILLIAM M
Former President
2004-11-03 09:48:560
0
0Form 5
90TRICKETT THOMAS W
CFO of Advisor
2004-11-01 10:16:080
0
0Form 5
91MCNEILL GEORGE R
Managing Dir., SVP of SubAdv
2004-11-01 10:10:590
0
0Form 5
92CESTONE ANDREW
Former Portfolio Manager
2010-12-09 10:45:100
0
0Form 5
93KOSEL CAROL
Former Director
Director
2010-12-09 10:51:410
0
0Form 5
94MCDONNELL GERALD M
Former Director
Director
2010-12-09 11:06:430
0
0Form 5
95RICHARDSON DAVID M
Former Director
Director
2010-12-09 11:22:030
0
0Form 5
96McDuffie Jennifer
Former Dividend Comm. Member
2010-12-09 11:14:030
0
0Form 5
97Norris Patricia B
Former Director
Director
2010-12-09 11:18:060
0
0Form 5
98SALTON RUSSELL A III
Former Director
Director
2010-12-09 11:23:590
0
0Form 5
99SHIMA RICHARD J
Former Director
Director
2010-12-09 11:25:340
0
0Form 5
100AUSTIN CHARLES A III
Former Director
Director
2010-12-09 10:40:510
0
0Form 5
101Utano Jaime
Former CCO, EIMC
2010-12-09 11:28:230
0
0Form 5
102Calhoun Robert
Former SVP-EIMCO*
2010-12-09 10:43:220
0
0Form 5
103Moss Matthew
CFO of Former Advisor
2010-12-09 11:16:290
0
0Form 5
104Tattersall Advisory Group Inc.
Former Sub-Advisor
2010-12-09 10:37:580
0
0Form 5
105Kuimjian Todd
Former POrtfolio Manager
2010-12-09 10:53:490
0
0Form 5
106PETTIT WILLIAM W
Former Director
Director
2010-12-09 11:20:190
0
0Form 5
107GIFFORD K DUN
Former Director
Director
2010-12-09 10:47:070
0
0Form 5
108WAGONER RICHARD
Former Director
Director
2010-12-09 11:29:520
0
0Form 5
109Early Debra Ann
Chief Compliance Officer
2010-07-19 10:49:140
0
0Form 3
110Nordenfelt Niklas
Portfolio Manager
2010-07-16 15:18:000
0
0Form 3
111Rabusch Karla
Director &President of Advisor
2010-07-16 15:31:480
0
0Form 3
112Messman C. David
Secretary
2010-07-16 16:05:440
0
0Form 3
113Susser Philip
Portfolio Manager
2010-07-16 15:09:040
0
0Form 3
114UBS AG
Former 10% owner
2010-07-12 13:25:140
0
0Form 13G
115GERSHEN RICHARD S
Former Director, EIMC
2009-12-14 15:19:400
0
0Form 5
116McColl Karen
Former Dividend Comm. Member
2009-12-14 15:48:370
0
0Form 5
117Couto Scott E
Former Dividend Comm. Member
2009-12-14 15:31:150
0
0Form 5
118Burton Thomas
Former Chief Compliance*
2009-12-14 15:11:350
0
0Form 5
119Girts Kevin
Former Chief Operating*
2009-12-14 15:23:000
0
0Form 5
120FERRO DENNIS H
Former President, Director*
2009-12-14 15:14:330
0
0Form 5