WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND (ERC) - Insider Holders & Insider Ownership

List of insiders holdings for WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Saba Capital Management L.P.
Weinstein Boaz
10% Owner
2018-02-12 13:02:30724,088
0
724,088Form 13G
2Lee Christopher M
Portfolio Manager
2021-02-05 12:07:3715,500
0
15,500Form 4
3EVERGREEN INVESTMENT MANAGEMENT CO LLC
10% Owner
2003-06-25 19:11:545,000
0
5,000Form 3
4Ebsworth William R.
Director
2024-01-09 13:43:441,700
0
1,700Form 4
5POLISSON JAMES
Director
2024-01-04 14:24:521000
0
1000Form 4
6MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:11:56412
0
412Form 13G
7SHLISSEL BRIAN S
Director
2026-02-27 13:27:27400
0
400Form 4
8FREEMAN JANE A
Director
2022-08-29 12:59:43251.46
0
251.46Form 4
9Willeke Donald C
Director
2011-04-20 16:30:31200
0
200Form 4
10HARRIS ISAIAH JR
Director
2011-04-14 11:09:26200
0
200Form 4
11Penny Timothy J
Director
2011-04-18 16:04:35130
0
130Form 4
12SCOFIELD MICHAEL S
Director
2004-06-10 16:01:44100
0
100Form 4
13Wheelock Pamela
Director
2020-01-06 12:44:40100
0
100Form 3
14Larcker David F.
Director
2011-04-25 14:42:15100
0
100Form 4
15Johnson Judith M
Director
2011-04-25 15:23:03100
0
100Form 4
16Mitchell Olivia S
Director
2011-04-21 16:36:39100
0
100Form 4/A
17Gordon Peter G
Director
2011-04-01 17:02:2250
0
50Form 4
18Ceccarelli Aldo A
Dividend Committee Member
2014-09-17 11:18:370
0
0Form 3
19Kymn Alexander
Chief Legal Officer
2018-04-25 14:21:000
0
0Form 3
20Germany David
Former Chief Income Officer
2017-11-30 15:44:460
0
0Form 5
21Bhatia Ashok K
Former Portfolio Manager
2017-11-01 12:03:180
0
0Form 5
22Thomas Michael A
Dividend Committee Member
2006-02-03 13:06:030
0
0Form 3
23Owen Andrew
President
2017-01-05 15:54:440
0
0Form 3
24Whitaker Michael Howard
Chief Compliance Officer of th
2016-06-07 14:45:040
0
0Form 3
25Wise Noah M
Portfolio Manager
2015-01-15 09:39:130
0
0Form 3
26Rilling Janet S.
Former Portfolio Manager
2015-01-15 09:48:320
0
0Form 4
27KEITH LEROY
Director
2015-01-02 11:25:260
0
0Form 4
28Foy Siobhan
CCO of Sub-Adviser
2014-12-16 13:20:040
0
0Form 3
29Shiver Mai S
Fmr CCO, Sub-Adviser
2014-12-09 10:19:000
0
0Form 5
30Innis William B
Former Dividend Comm. Member
2014-12-09 10:08:170
0
0Form 5
31Ordman Joshua
Former Dividend Comm. Member
2014-12-05 16:33:300
0
0Form 5
32Rhee Michelle H.
Secretary, WFFM
2018-05-14 12:21:390
0
0Form 3
33Bissell Robert W
Frmr President of Sub-Advisor
2013-11-21 15:36:330
0
0Form 5
34Chan CHRISTIAN
Former Dividend Comm. Member
2013-11-21 15:42:110
0
0Form 5
35WELLS FARGO BANK N A
see remarks below
2013-02-12 12:46:080
0
0Form 4
36HARTMAN KIRK D
PRESIDENT & CIO OF SUB-ADVISOR
2013-01-07 17:08:280
0
0Form 3
37Phillips Kasey
Former Treasurer
2012-11-15 15:29:320
0
0Form 5
38Haast Paul J
Dividend Committee Member
2012-07-26 13:33:280
0
0Form 3
39Wiser Nancy A
Dividend Committee Member
2012-07-26 14:25:000
0
0Form 3
40Wightman Christopher
Portfolio Manager
2012-07-02 09:53:420
0
0Form 3
41MUNN W DOUGLAS
Former Director of Advisor
Director
2011-11-21 15:43:110
0
0Form 5
42DePalma Jeremy
Dividend Committee Member
2006-02-03 15:35:140
0
0Form 3
43Berardi David S
Dividend Committee Member
2006-02-03 10:44:280
0
0Form 3
44Baker Christopher Micah
Chief Compliance Officer
2022-01-12 17:55:500
0
0Form 3
45MCNEILL GEORGE R
Managing Dir., SVP of SubAdv
2004-11-01 10:10:590
0
0Form 5
46Miller Cindy J
Director
2026-01-02 13:40:570
0
0Form 3
47Reed Andrew Michael
Portfolio Manager
2025-08-07 17:33:340
0
0Form 3
48Barbieri Thomas Edward
Chief Compliance Officer
2025-03-18 14:12:430
0
0Form 3
49Tran Jimmy T
Chief Compliance Officer
2025-03-13 12:29:490
0
0Form 3
50Kenney John
President
2025-01-07 13:17:040
0
0Form 3
51Hicks Adam F.S.
Portfolio Manager
2024-11-04 09:56:180
0
0Form 3
52TRICKETT THOMAS W
CFO of Advisor
2004-11-01 10:16:080
0
0Form 5
53ENNIS WILLIAM M
Former President
2004-11-03 09:48:560
0
0Form 5
54Grunberg Jennifer Lea
Chief Compliance Officer
2023-04-17 17:06:030
0
0Form 3
55Crawford Jonathan
Chief Compliance Officer
2023-04-17 16:14:500
0
0Form 3
56Felsch Paul Werner
Chief Complaince Officer
2023-02-08 12:50:360
0
0Form 3
57NORRIS ANTHONY J
portfolio manager
2005-12-02 11:57:170
0
0Form 3
58Kennedy Catherine
Dividend Committee Member
2006-02-06 10:02:480
0
0Form 3
59Brotman Karin
Chief Compliance Officer
2021-12-07 12:56:450
0
0Form 3
60McKinley Kate Sandman
Chief Compliance Officer
2021-11-09 17:48:090
0
0Form 3
61Prasse Richard Matthew
Secretary
2021-10-18 21:32:180
0
0Form 3
62Cockbill Simon FJ
Chief Compliance Officer
2021-09-13 14:08:100
0
0Form 3
63WILSON PETER M
portfolio manager
2005-12-02 11:21:280
0
0Form 3
64Hewitt Alison Jane
Chief Compliance Officer
2020-10-01 18:04:410
0
0Form 3
65Schueller Michael Joseph
Portfolio Manager
2020-08-18 11:49:250
0
0Form 3
66MCMULLEN DONALD A
former director
Director
2005-12-14 10:45:590
0
0Form 5
67Mavico Daniel J.
Chief Compliance Officer
2019-04-04 12:40:130
0
0Form 3
68Roskopf Kevin T.
Share Repurchase Committee Mem
2019-02-07 18:06:520
0
0Form 3
69Ibbotson Catherine Jane
Chief Compliance Officer
2019-02-07 17:32:370
0
0Form 3
70Van Biljon Lauren Frances
Portfolio Manager
2018-10-10 12:31:520
0
0Form 3
71Barrett Patrick S
Former Dividend Committee*
2006-11-28 10:11:340
0
0Form 5
72Messman C. David
Secretary
2010-07-16 16:05:440
0
0Form 3
73Susser Philip
Portfolio Manager
2010-07-16 15:09:040
0
0Form 3
74UBS AG
Former 10% owner
2010-07-12 13:25:140
0
0Form 13G
75GERSHEN RICHARD S
Former Director, EIMC
2009-12-14 15:19:400
0
0Form 5
76McColl Karen
Former Dividend Comm. Member
2009-12-14 15:48:370
0
0Form 5
77Couto Scott E
Former Dividend Comm. Member
2009-12-14 15:31:150
0
0Form 5
78Burton Thomas
Former Chief Compliance*
2009-12-14 15:11:350
0
0Form 5
79Girts Kevin
Former Chief Operating*
2009-12-14 15:23:000
0
0Form 5
80FERRO DENNIS H
Former President, Director*
2009-12-14 15:14:330
0
0Form 5
81Riazati Abe
Former Dividend Comm. Member
2009-12-14 15:55:210
0
0Form 5
82Lis Frank
Former Dividend Comm. Member
2009-12-14 15:38:100
0
0Form 5
83Chen Conrad
Dividend Committee Member
2009-10-09 10:25:490
0
0Form 3
84Rabusch Karla
Director &President of Advisor
2010-07-16 15:31:480
0
0Form 3
85Brown-Premo Lisa
former Portfolio Manager
2008-12-10 11:06:340
0
0Form 5
86Applebach Richard Jr
Portfolio Manager
2008-09-11 16:09:150
0
0Form 3
87Kauffman Christopher
Portfolio Manager
2008-09-11 16:05:350
0
0Form 3
88Pzegeo Gary E
Former Portfolio Manager
2007-11-07 10:20:180
0
0Form 5
89INSLEY GLEN T
Former Dividend Comm. member
2007-11-07 10:25:070
0
0Form 5
90Conkey Christopher
Former Chief Investment Off.
2007-11-06 16:17:430
0
0Form 5
91ANGELOS JAMES F
Former Chief Compliance Off.
2007-11-06 16:04:100
0
0Form 5
92Guerin Robert
Chief Compliance Officer
2007-06-18 15:08:550
0
0Form 3
93FULTON SHIRLEY L
Former Director
Director
2006-11-28 09:51:470
0
0Form 5
94Savoie Gary
Former Dividend Committee*
2006-11-28 10:03:520
0
0Form 5
95Paddison Sam
Former Dividend Committee*
2006-11-28 09:58:120
0
0Form 5
96McCarthy Brian R
Former Dividend Committee*
2006-11-28 10:01:220
0
0Form 5
97SALTON RUSSELL A III
Former Director
Director
2010-12-09 11:23:590
0
0Form 5
98Lee Michael William
Portfolio Manager,*
2006-03-22 14:43:210
0
0Form 3
99FIRST INTERNATIONAL ADVISORS LLC
Sub-Advisor
2006-03-22 14:10:580
0
0Form 3
100Perrin Alex
Portfolio Manager*
2006-03-23 10:42:580
0
0Form 3
101BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2011-03-17 20:42:290
0
0Form 4
102Bray Michael J
Portfolio Manager
2011-01-10 10:36:450
0
0Form 3
103KOONCE MICHAEL H
Former Fund Secretary*
2010-12-09 10:49:250
0
0Form 5
104GIFFORD K DUN
Former Director
Director
2010-12-09 10:47:070
0
0Form 5
105KOSEL CAROL
Former Director
Director
2010-12-09 10:51:410
0
0Form 5
106MCDONNELL GERALD M
Former Director
Director
2010-12-09 11:06:430
0
0Form 5
107RICHARDSON DAVID M
Former Director
Director
2010-12-09 11:22:030
0
0Form 5
108McDuffie Jennifer
Former Dividend Comm. Member
2010-12-09 11:14:030
0
0Form 5
109Norris Patricia B
Former Director
Director
2010-12-09 11:18:060
0
0Form 5
110Erikson Dana
Former Portfolio Manager
2006-11-28 09:55:010
0
0Form 5
111SHIMA RICHARD J
Former Director
Director
2010-12-09 11:25:340
0
0Form 5
112AUSTIN CHARLES A III
Former Director
Director
2010-12-09 10:40:510
0
0Form 5
113Utano Jaime
Former CCO, EIMC
2010-12-09 11:28:230
0
0Form 5
114Calhoun Robert
Former SVP-EIMCO*
2010-12-09 10:43:220
0
0Form 5
115Moss Matthew
CFO of Former Advisor
2010-12-09 11:16:290
0
0Form 5
116Tattersall Advisory Group Inc.
Former Sub-Advisor
2010-12-09 10:37:580
0
0Form 5
117Kuimjian Todd
Former POrtfolio Manager
2010-12-09 10:53:490
0
0Form 5
118PETTIT WILLIAM W
Former Director
Director
2010-12-09 11:20:190
0
0Form 5
119CESTONE ANDREW
Former Portfolio Manager
2010-12-09 10:45:100
0
0Form 5
120WAGONER RICHARD
Former Director
Director
2010-12-09 11:29:520
0
0Form 5
121Early Debra Ann
Chief Compliance Officer
2010-07-19 10:49:140
0
0Form 3
122Nordenfelt Niklas
Portfolio Manager
2010-07-16 15:18:000
0
0Form 3