ALLSPRING INCOME OPPORTUNITIES FUND (EAD) - Insider Holders & Insider Ownership

List of insiders holdings for ALLSPRING INCOME OPPORTUNITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Lee Christopher M
Portfolio Manager
2021-05-10 11:29:3633,913
0
33,913Form 4
2Ebsworth William R.
Director
2024-01-09 13:51:242,500
0
2,500Form 4
3MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:12:571,012
0
1,012Form 13G
4POLISSON JAMES
Director
2024-01-04 14:33:171000
0
1000Form 4
5SHLISSEL BRIAN S
Director
2026-02-27 13:19:12500
0
500Form 4
6FREEMAN JANE A
Director
2022-08-29 13:10:33324.87
0
324.87Form 4
7Willeke Donald C
Director
2011-04-20 16:16:06200
0
200Form 4
8HARRIS ISAIAH JR
Director
2011-04-14 11:02:45200
0
200Form 4
9Penny Timothy J
Director
2011-04-18 15:51:27187
0
187Form 4
10SCOFIELD MICHAEL S
Director
2004-06-10 16:10:01100
0
100Form 4
11Wheelock Pamela
Director
2020-01-06 12:57:16100
0
100Form 3
12Larcker David F.
Director
2011-04-25 14:35:17100
0
100Form 4
13Johnson Judith M
Director
2011-04-25 15:15:47100
0
100Form 4
14Mitchell Olivia S
Director
2011-04-21 16:27:39100
0
100Form 4/A
15Gordon Peter G
Director
2011-04-01 16:46:0550
0
50Form 4
16Ceccarelli Aldo A
Dividend Committee Member
2014-09-17 11:06:500
0
0Form 3
17Rhee Michelle H.
Secretary, WFFM
2018-05-14 12:14:320
0
0Form 3
18Kymn Alexander
Chief Legal Officer
2018-04-25 14:15:070
0
0Form 3
19Owen Andrew
President
2017-01-05 15:41:270
0
0Form 3
20Whitaker Michael Howard
Chief Compliance Officer of th
2016-06-07 14:33:440
0
0Form 3
21Ordman Joshua
Fmr Dividend Committee Member
2015-05-04 11:34:490
0
0Form 5
22Shiver Mai S
Fmr CCO of Sub-Adviser
2015-05-04 10:39:440
0
0Form 5
23Innis William B
Fmr Dividend Committee Member
2015-05-04 10:28:080
0
0Form 5
24KEITH LEROY
Director
2015-01-02 11:22:110
0
0Form 4
25Foy Siobhan
CCO of Sub-Adviser
2014-12-16 13:16:380
0
0Form 3
26Roskopf Kevin T.
Share Repurchase Committee Mem
2019-02-07 17:47:510
0
0Form 3
27Phillips Kasey
Former Treasurer
2013-06-06 15:39:150
0
0Form 5
28Bissell Robert W
Former President of Sub-Adviso
2013-06-06 15:45:530
0
0Form 5
29Chan CHRISTIAN
Former Dividend Comm. Member
2013-06-06 15:50:580
0
0Form 5
30HARTMAN KIRK D
PRESIDENT & CIO OF SUB-ADVISOR
2013-01-07 16:37:510
0
0Form 3
31Haast Paul J
Dividend Committee Member
2012-07-26 13:26:340
0
0Form 3
32Wiser Nancy A
Dividend Committee Member
2012-07-26 14:19:300
0
0Form 3
33Norris Patricia B
Former Director
Director
2011-05-24 10:48:390
0
0Form 5
34Moss Matthew
CFO of Former Advisor
2011-05-24 15:57:050
0
0Form 5
35RICHARDSON DAVID M
Former Director
Director
2011-05-24 15:48:050
0
0Form 5
36Felsch Paul Werner
Chief Compliance Officer
2023-02-08 12:12:290
0
0Form 3
37EVERGREEN INVESTMENT MANAGEMENT CO LLC
Adviser
2004-03-05 14:59:260
0
0Form 4/A
38Miller Cindy J
Director
2026-01-02 13:34:360
0
0Form 3
39Keller Brian James
Portfolio Manager
2025-10-15 14:03:310
0
0Form 3
40Barbieri Thomas Edward
Chief Compliance Officer
2025-03-18 14:06:310
0
0Form 3
41Tran Jimmy T
Chief Compliance Officer
2025-03-13 12:16:320
0
0Form 3
42Kenney John
President
2025-01-07 13:06:230
0
0Form 3
43TRICKETT THOMAS W
Former CFO of Advisor to EAD
2004-06-16 15:06:210
0
0Form 5
44MCMULLEN DONALD A
Former Director of Advisor
Director
2005-05-04 09:10:150
0
0Form 5
45Grunberg Jennifer Lea
Chief Compliance Officer
2023-04-17 16:32:190
0
0Form 3
46MUNN W DOUGLAS
Former Director of Advisor
Director
2011-05-24 15:59:570
0
0Form 5
47ENNIS WILLIAM M
Former President and CEO
2005-05-04 09:16:560
0
0Form 5
48Baker Christopher Micah
Chief Compliance Officer
2022-01-12 17:37:040
0
0Form 3
49Brotman Karin
Chief Compliance Officer
2021-12-07 12:19:120
0
0Form 3
50McKinley Kate Sandman
Chief Compliance Officer
2021-11-09 17:32:000
0
0Form 3
51Prasse Richard Matthew
Secretary
2021-10-18 21:22:390
0
0Form 3
52FULTON SHIRLEY L
Former Trustee
2007-05-03 14:49:110
0
0Form 5
53Schueller Michael Joseph
Portfolio Manager
2020-08-18 11:41:280
0
0Form 3
54McCarthy Brian R
Former Dividend Comm. Member
2007-05-03 15:36:060
0
0Form 5
55Mavico Daniel J.
Chief Compliance Officer
2019-04-04 12:56:100
0
0Form 3
56Chen Conrad
Dividend Committee Member
2009-10-09 10:20:290
0
0Form 3
57Nordenfelt Niklas
Portfolio Manager
2010-07-16 15:15:390
0
0Form 3
58Rabusch Karla
Director &President of Advisor
2010-07-16 15:27:050
0
0Form 3
59Messman C. David
Secretary
2010-07-16 15:43:320
0
0Form 3
60Susser Philip
Portfolio Manager
2010-07-16 15:07:060
0
0Form 3
61GIFFORD K DUN
Former Trustee
2010-06-10 15:57:240
0
0Form 5
62AUSTIN CHARLES A III
Former Trustee
2010-06-10 15:54:260
0
0Form 5
63Burton Thomas
Former Chief Compliance Off.
2010-06-10 16:00:400
0
0Form 5
64Calhoun Robert
Former SVP - EIMCO, Former*
2010-06-10 16:06:050
0
0Form 5
65McColl Karen
Former Dividend Comm. Member
2010-06-10 16:08:320
0
0Form 5
66Early Debra Ann
Chief Compliance Officer
2010-07-19 10:44:270
0
0Form 3
67FERRO DENNIS H
Former President,*
2009-06-12 13:29:450
0
0Form 5
68Couto Scott E
Former Dividend Comm Member
2009-06-10 15:05:540
0
0Form 5/A
69GERSHEN RICHARD S
Director, Evergreen*
2009-06-10 14:57:120
0
0Form 5
70Lis Frank
Former Dividend Comm Member
2009-06-10 15:16:430
0
0Form 5
71Girts Kevin
Former Chief Operations*
2009-06-10 15:12:500
0
0Form 5/A
72Riazati Abe
Former Dividend Comm Member
2009-06-10 15:19:010
0
0Form 5
73Pzegeo Gary E
Former Portfolio Manager
2008-05-30 11:38:120
0
0Form 5
74Germany David
Chief Investment Officer
2008-08-11 15:57:500
0
0Form 3
75ANGELOS JAMES F
Former Chief Compliance*
2008-05-30 11:25:290
0
0Form 5
76Utano Jaime
Former CCO, EIMC, TAG
2011-05-24 16:04:260
0
0Form 5
77McDuffie Jennifer
Former Dividend Comm. Member
2011-05-24 16:12:540
0
0Form 5
78MCDONNELL GERALD M
Former Director
Director
2011-05-24 10:33:360
0
0Form 5
79SHIMA RICHARD J
Former Director
Director
2011-05-24 15:52:220
0
0Form 5
80PETTIT WILLIAM W
Former Director
Director
2011-05-24 15:44:480
0
0Form 5
81SALTON RUSSELL A III
Former Director
Director
2011-05-24 15:50:190
0
0Form 5
82Tattersall Advisory Group Inc.
Former Sub-Advisor
2011-05-24 16:07:500
0
0Form 5
83WAGONER RICHARD
Former Director
Director
2011-05-24 15:54:150
0
0Form 5
84KOONCE MICHAEL H
Former Secretary
2011-05-24 10:54:500
0
0Form 5
85KOSEL CAROL
Former Director
Director
2011-05-24 10:22:290
0
0Form 5
86Conkey Christopher
Former Chief Investment*
2008-05-30 11:30:350
0
0Form 5
87CESTONE ANDREW
Former Portfolio Manager
2011-05-24 16:10:120
0
0Form 5
88Savoie Gary
Former Dividend Comm. Member
2007-05-03 15:48:230
0
0Form 5
89Paddison Sam
Former Dividend Comm. Member*
2007-05-03 15:43:010
0
0Form 5
90Erikson Dana
Former Portfolio Manager
2007-05-03 15:18:440
0
0Form 5
91Barrett Patrick S
Former Dividend Comm. Member
2007-05-03 15:22:090
0
0Form 5
92INSLEY GLEN T
Former Dividend Comm. Member
2007-05-03 15:31:140
0
0Form 5
93Guerin Robert
Chief Compliance Officer
2007-06-18 15:01:480
0
0Form 3
94BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2011-08-02 17:18:270
0
0Form 13G