Insider Holders & Insider Ownership - ALLSPRING INCOME OPPORTUNITIES FUND (EAD)

List of insiders holdings for ALLSPRING INCOME OPPORTUNITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Lee Christopher M
Portfolio Manager
2021-05-10 11:29:3633,913
0
33,913Form 4
2Ebsworth William R.
Director
2024-01-09 13:51:242,500
0
2,500Form 4
3MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:12:571,012
0
1,012Form 13G
4POLISSON JAMES
Director
2024-01-04 14:33:171000
0
1000Form 4
5FREEMAN JANE A
Director
2022-08-29 13:10:33324.87
0
324.87Form 4
6HARRIS ISAIAH JR
Director
2011-04-14 11:02:45200
0
200Form 4
7Willeke Donald C
Director
2011-04-20 16:16:06200
0
200Form 4
8Penny Timothy J
Director
2011-04-18 15:51:27187
0
187Form 4
9SCOFIELD MICHAEL S
Director
2004-06-10 16:10:01100
0
100Form 4
10Wheelock Pamela
Director
2020-01-06 12:57:16100
0
100Form 3
11Mitchell Olivia S
Director
2011-04-21 16:27:39100
0
100Form 4/A
12Johnson Judith M
Director
2011-04-25 15:15:47100
0
100Form 4
13Larcker David F.
Director
2011-04-25 14:35:17100
0
100Form 4
14Gordon Peter G
Director
2011-04-01 16:46:0550
0
50Form 4
15SHIMA RICHARD J
Former Director
Director
2011-05-24 15:52:220
0
0Form 5
16Ceccarelli Aldo A
Dividend Committee Member
2014-09-17 11:06:500
0
0Form 3
17Phillips Kasey
Former Treasurer
2013-06-06 15:39:150
0
0Form 5
18Bissell Robert W
Former President of Sub-Adviso
2013-06-06 15:45:530
0
0Form 5
19Chan CHRISTIAN
Former Dividend Comm. Member
2013-06-06 15:50:580
0
0Form 5
20HARTMAN KIRK D
PRESIDENT & CIO OF SUB-ADVISOR
2013-01-07 16:37:510
0
0Form 3
21Haast Paul J
Dividend Committee Member
2012-07-26 13:26:340
0
0Form 3
22Wiser Nancy A
Dividend Committee Member
2012-07-26 14:19:300
0
0Form 3
23Barbieri Thomas Edward
Chief Compliance Officer
2025-03-18 14:06:310
0
0Form 3
24MCDONNELL GERALD M
Former Director
Director
2011-05-24 10:33:360
0
0Form 5
25McDuffie Jennifer
Former Dividend Comm. Member
2011-05-24 16:12:540
0
0Form 5
26MUNN W DOUGLAS
Former Director of Advisor
Director
2011-05-24 15:59:570
0
0Form 5
27RICHARDSON DAVID M
Former Director
Director
2011-05-24 15:48:050
0
0Form 5
28Moss Matthew
CFO of Former Advisor
2011-05-24 15:57:050
0
0Form 5
29Norris Patricia B
Former Director
Director
2011-05-24 10:48:390
0
0Form 5
30Mavico Daniel J.
Chief Compliance Officer
2019-04-04 12:56:100
0
0Form 3
31EVERGREEN INVESTMENT MANAGEMENT CO LLC
Adviser
2004-03-05 14:59:260
0
0Form 4/A
32Tran Jimmy T
Chief Compliance Officer
2025-03-13 12:16:320
0
0Form 3
33Kenney John
President
2025-01-07 13:06:230
0
0Form 3
34Grunberg Jennifer Lea
Chief Compliance Officer
2023-04-17 16:32:190
0
0Form 3
35Felsch Paul Werner
Chief Compliance Officer
2023-02-08 12:12:290
0
0Form 3
36Baker Christopher Micah
Chief Compliance Officer
2022-01-12 17:37:040
0
0Form 3
37Brotman Karin
Chief Compliance Officer
2021-12-07 12:19:120
0
0Form 3
38McKinley Kate Sandman
Chief Compliance Officer
2021-11-09 17:32:000
0
0Form 3
39Prasse Richard Matthew
Secretary
2021-10-18 21:22:390
0
0Form 3
40Schueller Michael Joseph
Portfolio Manager
2020-08-18 11:41:280
0
0Form 3
41Foy Siobhan
CCO of Sub-Adviser
2014-12-16 13:16:380
0
0Form 3
42Roskopf Kevin T.
Share Repurchase Committee Mem
2019-02-07 17:47:510
0
0Form 3
43Rhee Michelle H.
Secretary, WFFM
2018-05-14 12:14:320
0
0Form 3
44Kymn Alexander
Chief Legal Officer
2018-04-25 14:15:070
0
0Form 3
45Owen Andrew
President
2017-01-05 15:41:270
0
0Form 3
46Whitaker Michael Howard
Chief Compliance Officer of th
2016-06-07 14:33:440
0
0Form 3
47Ordman Joshua
Fmr Dividend Committee Member
2015-05-04 11:34:490
0
0Form 5
48Shiver Mai S
Fmr CCO of Sub-Adviser
2015-05-04 10:39:440
0
0Form 5
49Innis William B
Fmr Dividend Committee Member
2015-05-04 10:28:080
0
0Form 5
50KEITH LEROY
Director
2015-01-02 11:22:110
0
0Form 4
51INSLEY GLEN T
Former Dividend Comm. Member
2007-05-03 15:31:140
0
0Form 5
52Couto Scott E
Former Dividend Comm Member
2009-06-10 15:05:540
0
0Form 5/A
53GERSHEN RICHARD S
Director, Evergreen*
2009-06-10 14:57:120
0
0Form 5
54Lis Frank
Former Dividend Comm Member
2009-06-10 15:16:430
0
0Form 5
55Girts Kevin
Former Chief Operations*
2009-06-10 15:12:500
0
0Form 5/A
56Riazati Abe
Former Dividend Comm Member
2009-06-10 15:19:010
0
0Form 5
57Germany David
Chief Investment Officer
2008-08-11 15:57:500
0
0Form 3
58ANGELOS JAMES F
Former Chief Compliance*
2008-05-30 11:25:290
0
0Form 5
59Conkey Christopher
Former Chief Investment*
2008-05-30 11:30:350
0
0Form 5
60Pzegeo Gary E
Former Portfolio Manager
2008-05-30 11:38:120
0
0Form 5
61Guerin Robert
Chief Compliance Officer
2007-06-18 15:01:480
0
0Form 3
62FERRO DENNIS H
Former President,*
2009-06-12 13:29:450
0
0Form 5
63Barrett Patrick S
Former Dividend Comm. Member
2007-05-03 15:22:090
0
0Form 5
64Erikson Dana
Former Portfolio Manager
2007-05-03 15:18:440
0
0Form 5
65Paddison Sam
Former Dividend Comm. Member*
2007-05-03 15:43:010
0
0Form 5
66Savoie Gary
Former Dividend Comm. Member
2007-05-03 15:48:230
0
0Form 5
67McCarthy Brian R
Former Dividend Comm. Member
2007-05-03 15:36:060
0
0Form 5
68FULTON SHIRLEY L
Former Trustee
2007-05-03 14:49:110
0
0Form 5
69ENNIS WILLIAM M
Former President and CEO
2005-05-04 09:16:560
0
0Form 5
70MCMULLEN DONALD A
Former Director of Advisor
Director
2005-05-04 09:10:150
0
0Form 5
71TRICKETT THOMAS W
Former CFO of Advisor to EAD
2004-06-16 15:06:210
0
0Form 5
72Nordenfelt Niklas
Portfolio Manager
2010-07-16 15:15:390
0
0Form 3
73SALTON RUSSELL A III
Former Director
Director
2011-05-24 15:50:190
0
0Form 5
74Tattersall Advisory Group Inc.
Former Sub-Advisor
2011-05-24 16:07:500
0
0Form 5
75WAGONER RICHARD
Former Director
Director
2011-05-24 15:54:150
0
0Form 5
76KOONCE MICHAEL H
Former Secretary
2011-05-24 10:54:500
0
0Form 5
77KOSEL CAROL
Former Director
Director
2011-05-24 10:22:290
0
0Form 5
78Utano Jaime
Former CCO, EIMC, TAG
2011-05-24 16:04:260
0
0Form 5
79CESTONE ANDREW
Former Portfolio Manager
2011-05-24 16:10:120
0
0Form 5
80BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2011-08-02 17:18:270
0
0Form 13G
81Early Debra Ann
Chief Compliance Officer
2010-07-19 10:44:270
0
0Form 3
82PETTIT WILLIAM W
Former Director
Director
2011-05-24 15:44:480
0
0Form 5
83Rabusch Karla
Director &President of Advisor
2010-07-16 15:27:050
0
0Form 3
84Messman C. David
Secretary
2010-07-16 15:43:320
0
0Form 3
85Susser Philip
Portfolio Manager
2010-07-16 15:07:060
0
0Form 3
86GIFFORD K DUN
Former Trustee
2010-06-10 15:57:240
0
0Form 5
87AUSTIN CHARLES A III
Former Trustee
2010-06-10 15:54:260
0
0Form 5
88Burton Thomas
Former Chief Compliance Off.
2010-06-10 16:00:400
0
0Form 5
89Calhoun Robert
Former SVP - EIMCO, Former*
2010-06-10 16:06:050
0
0Form 5
90McColl Karen
Former Dividend Comm. Member
2010-06-10 16:08:320
0
0Form 5
91Chen Conrad
Dividend Committee Member
2009-10-09 10:20:290
0
0Form 3