Insider Holders & Insider Ownership - CODEXIS INC. (CDXS)

List of insiders holdings for CODEXIS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
1Opaleye Management Inc.
10% Owner		2025-08-04 16:38:060
12,795,000		12,795,000Form 4
2Shell Brazil Holding B.V.
10% Owner		2011-06-02 09:19:1311,146,638
0		11,146,638Form 4
3Equilon Enterprises LLC
10% Owner		2011-05-24 11:17:4011,146,638
0		11,146,638Form 4
4SULAT JAMES R
Director
10% Owner		2010-04-29 21:44:5630,816
5,957,108		5,987,924Form 4
5MAXYGEN INC
10% Owner		2010-12-17 09:38:275,969,917
0		5,969,917Form 4
6Raizen Energia Participacoes S.A.
Ispagnac Participacoes Ltda.
Royal Dutch Shell plc
Cosan S.A. Industria e Comercio
Cosan Ltd.
10% Owner		2011-06-07 16:50:485,573,319
0		5,573,319Form 13D
7Vivo Ventures Fund VII L.P.
Vivo Ventures VII Affiliates Fund L.P.
VIVO VENTURES VII LLC
10% Owner		2019-02-14 15:18:592,620,530
0		2,620,530Form 13G
8DILLY STEPHEN GEORGE
See Remarks		2025-02-07 20:15:521,205,553
0		1,205,553Form 4
9NICOLS JOHN J
Director		2023-04-19 16:18:461,105,391
0		1,105,391Form 4
10Ryali Sriram
Chief Financial Officer		2024-01-02 21:24:26489,916
0		489,916Form 4
11Fitzgerald Margaret Nell
See Remarks		2024-01-02 21:23:56447,895
0		447,895Form 4
12Norrett Kevin
Chief Operating Officer		2025-02-07 20:20:55338,577
0		338,577Form 4
13MOORE ALISON
Chief Technical Officer		2025-02-07 20:18:24336,821
0		336,821Form 4
14SHAW ALAN
President and CEO		2011-12-19 17:41:2075,000
202,000		277,000Form 4
15Sheehy Douglas T.
See Remarks		2016-03-08 18:46:01247,617
0		247,617Form 4
16Erbez Georgia
Chief Financial Officer		2025-02-07 20:17:12238,125
0		238,125Form 4
17SANGSTER GORDON
SVP & Chief Financial Officer		2019-03-22 18:25:08235,453
0		235,453Form 4
18Dorgan Byron L
Director		2024-06-13 18:25:59223,581
0		223,581Form 4
19KELLEY BERNARD J
Director		2021-08-12 16:13:46206,136
0		206,136Form 4
20Aldridge Michael D.
See Remarks		2018-05-18 17:54:46206,000
0		206,000Form 4
21Smith David V
Director		2025-06-12 19:30:24105,705
88,570		194,275Form 4
22Seufer-Wasserthal Peter
SVP, Pharmaceuticals		2013-01-28 21:25:24158,950
0		158,950Form 4
23WOLF DENNIS P
Director		2025-06-12 19:30:36147,903
0		147,903Form 4
24Sarret Joseph J.
SVP and CBO		2012-03-09 19:42:44133,000
13,333		146,333Form 4
25PARKER H STEWART
Director		2025-06-12 19:29:43143,583
0		143,583Form 4
26Singhvi Rahul
Director		2025-06-12 19:30:12137,052
0		137,052Form 4
27Lalonde James
SVP, R&D		2019-05-15 16:23:02135,780
0		135,780Form 4
28Martinborough Esther
Director		2025-06-12 19:29:28129,036
0		129,036Form 4
29Collins Cynthia
Director		2025-06-12 19:28:56112,157
0		112,157Form 4
30O'Toole David D
SVP & Chief Financial Officer		2013-09-06 19:14:06110,687
0		110,687Form 4
31Anton David L.
SVP, BioIndustrials		2013-02-12 21:23:0293,777
0		93,777Form 4
32De Vre Raymond
Director		2025-06-12 19:29:1088,829
0		88,829Form 4
33Richards Christos
Director		2025-06-12 19:29:5585,133
0		85,133Form 4
34Tobin Matthew
SVP, Research & Development		2013-05-17 21:03:5978,707
0		78,707Form 4
35Karsner Alexander
Director		2014-01-06 18:15:4678,519
0		78,519Form 4
36Cheng Pam P.
Director		2019-06-13 16:11:2669,589
0		69,589Form 4
37Glaub Kathleen Sereda
Director		2019-06-13 16:12:4268,481
0		68,481Form 4
38Aaker Jennifer
Director		2023-06-15 16:11:0166,211
0		66,211Form 4
39Strumph Peter M
Interim President and CEO		2012-06-05 18:14:3360,756
0		60,756Form 4
40Yang Patrick Y
Director		2022-06-16 16:14:1053,785
0		53,785Form 4
41Lawson Robert J
SVP and CFO		2011-05-12 21:26:4844,000
0		44,000Form 4
42TAYLOR DEAN ROSS JR
Advisor		2023-02-09 16:21:4738,554
0		38,554Form 4
43Ho Mark
Principal Accounting Officer		2012-07-17 18:20:5434,090
0		34,090Form 3
44BARUCH THOMAS R
Director		2020-06-16 16:03:5033,093
0		33,093Form 4
45Dowd Brian Paul
Interim CFO		2012-06-05 18:14:1828,310
0		28,310Form 4
46Pasternack Bruce A
Director		2010-08-27 21:11:2810,000
0		10,000Form 4
47Mizutani Pedro Isamu
Director		2011-07-22 17:33:440
0		0Form 3
48Wong Mun Yew
Director		2010-04-29 21:49:010
0		0Form 4
49Streng Chris
Director		2010-04-21 20:37:410
0		0Form 3
50CMEA VENTURES LIFE SCIENCES 2000 LP
CMEA Ventures Life Sciences 2000 Civil Law Partnership
CMEA Ventures LS Management 2000 L.P.
Collier David J
Handelsman Karl D.
Director
10% Owner		2014-11-12 16:31:560
0		0Form 4
51Biomedical Sciences Investment Fund Pte Ltd.
EDB Investments Pte Ltd.
10% Owner		2018-02-12 06:08:140
0		0Form 13G